-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U1fvQlrbiofM2VBnrorx8qAYAgQwe2DGXqkEtQvnh8zjxfZjuuJp/WVaNrzl2bsH 3Ccol9gNRpvHKwPExO/fDg== 0000902584-01-500023.txt : 20020412 0000902584-01-500023.hdr.sgml : 20020412 ACCESSION NUMBER: 0000902584-01-500023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 1799326 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STE 5780 STREET 2: TWO PRUDENTIAL PLZ CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 ari3q2001hr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION "Washington, DC 20549" FORM 13F FORM 13F HOLDINGS REPORT Report for the Quarter Ended: SEPTEMBER 30, 2001 ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE NAME OF ISSUER TITLE CUSIP VALUE SH/P INV VOTE OF CLASS (K) AMT DSC AUTH AAR CORP COMMON 000361105 2060 257137 SOLE SOLE ADV MICRO DEVICE COMMON 007903107 5145 631314 SOLE SOLE ALASKA AIR GRP COMMON 011659109 606 30334 SOLE SOLE ALLSTATE CORP COMMON 020002101 353 9465 SOLE SOLE AMCOL INTL CORP COMMON 02341W103 8101 1433800 SOLE SOLE AMERICAN EXPRESS COMMON 025816109 1582 54441 SOLE SOLE AMRICN FIN HLDGS COMMON 026075101 18383 748810 SOLE SOLE AMRICN HOME PROD COMMON 026609107 265 4558 SOLE SOLE AMERICAN INTL COMMON 026874107 6247 80085 SOLE SOLE AMGEN INC COMMON 031162100 283 4814 SOLE SOLE APACHE CORP COMMON 037411105 335 7784 SOLE SOLE APRTMNT INV MNGT CL A 03748R101 2363 52218 SOLE SOLE A T & T COMMON 001957109 1095 56759 SOLE SOLE AUTO DATA PROC COMMON 053015103 2985 63463 SOLE SOLE AVIALL INC COMMON 05366B102 4625 752116 SOLE SOLE AVNET INC COMMON 053807103 7608 418235 SOLE SOLE BANK OF AMERICA COMMON 060505104 688 11775 SOLE SOLE BAXTER INTL INC COMMON 071813109 3521 63960 SOLE SOLE BAYVIEW CAP CORP COMMON 07262L101 16310 2330010 SOLE SOLE BCE INC COMMON 05534B109 2827 128204 SOLE SOLE BERKSHIRE HATH COMMON 084670108 350 5 SOLE SOLE BERKSHIRE HATH CL B 008467020 4953 2126 SOLE SOLE BLAIR CORP COMMON 092828102 7022 482644 SOLE SOLE BOCA RESORTS CL A 09688T106 6923 695768 SOLE SOLE BOEING CO COMMON 097023105 1382 41249 SOLE SOLE BOMBAY CO INC COMMON 097924104 811 389900 SOLE SOLE BOISE CASCADE COMMON 097383103 10053 340769 SOLE SOLE BP AMOCO P L C ADR SPO 055622104 2230 45360 SOLE SOLE BRISTOL MYRS SQB COMMON 110122108 286 5158 SOLE SOLE BROOKLINE BANC COMMON 113739106 11274 751604 SOLE SOLE BURLINGTON COAT COMMON 121579106 922 65400 SOLE SOLE CAPITAL TRUST COMMON 14052H100 5464 993400 SOLE SOLE CAPITOL FED FNCL COMMON 14057C106 1720 90000 SOLE SOLE CARDINAL HEALTH COMMON 141494108 8282 112002 SOLE SOLE CARRIZO OIL&GAS COMMON 144577103 1518 344200 SOLE SOLE CATALINA MKTING COMMON 148867104 3469 123892 SOLE SOLE CATELLUS DEVEL COMMON 149111106 3206 183428 SOLE SOLE CATERPILLAR INC COMMON 149123101 3689 82346 SOLE SOLE CELERITEK INC COMMON 150926103 14057 1188254 SOLE SOLE CHARMING SHOPPES COMMON 161133103 10338 2105465 SOLE SOLE CHARTER ONE FNCL COMMON 160903100 893 31642 SOLE SOLE CITIGROUP INC COMMON 172967101 5694 140590 SOLE SOLE COCA COLA CO COMMON 191216100 3960 84537 SOLE SOLE COLGATE PALMOLV COMMON 194162103 2820 48418 SOLE SOLE COMMONWEALTH TEL COMMON 203349105 3492 95027 SOLE SOLE COMMUNITY SVGS COMMON 204037105 5522 298500 SOLE SOLE DAISYTEK INTL COMMON 234053106 14439 1273327 SOLE SOLE DELUXE CORP COMMON 248019101 13740 397792 SOLE SOLE DISCOUNT AUTO COMMON 254642101 294 21300 SOLE SOLE DOW JONES & CO COMMON 260561105 1664 36621 SOLE SOLE DUKE ENERGY COMMON 264399106 353 9340 SOLE SOLE EMERSON ELEC COMMON 291011104 204 4338 SOLE SOLE EQUITY RES PTYS CONV E 29476L883 2893 89950 SOLE SOLE EQUITY RES PTYS SH BEN 29476L107 768 26300 SOLE SOLE EVERGREEN RES COMMON 299900308 35591 1166166 SOLE SOLE EXXON MOBIL COMMON 30231G102 509 12914 SOLE SOLE FED AGRIC MTG CL C 313148306 2717 81400 SOLE SOLE FED HOME LN MTG COMMON 313400301 217 3341 SOLE SOLE FED NATL MTG COMMON 313586109 212 2645 SOLE SOLE FINISH LINE INC CL A 317923100 15411 1420380 SOLE SOLE FIRSTFED FINCL COMMON 337907109 2928 112600 SOLE SOLE FPL GROUP INC COMMON 302571104 200 3746 SOLE SOLE GANNETT INC COMMON 364730101 2377 39546 SOLE SOLE GAP INC COMMON 364760108 1682 140755 SOLE SOLE GENERAL ELEC COMMON 369604103 4136 111193 SOLE SOLE GENERAL MLS COMMON 370334104 296 6497 SOLE SOLE GILLETTE CO COMMON 375766102 2893 97087 SOLE SOLE HEWLETT PACKARD COMMON 428236103 334 20820 SOLE SOLE HORIZON OFFSHORE COMMON 44043J105 1077 176500 SOLE SOLE HOUSEHOLD INTL COMMON 441815107 6422 113899 SOLE SOLE HUDSON CITY BANC COMMON 443683107 1733 72500 SOLE SOLE HUGOTRON RTY COMMON 444717102 249 25000 SOLE SOLE ILLINOIS TOOLWKS COMMON 452308109 2167 40049 SOLE SOLE INTEL CORP COMMON 458140100 1299 63580 SOLE SOLE IBM COMMON 459200101 2393 26092 SOLE SOLE JAKKS PAC INC COMMON 47012E106 7664 567690 SOLE SOLE JEFFERIES GROUP COMMON 472319102 23046 698379 SOLE SOLE JOHNSON&JOHNSON COMMON 478160104 3513 63420 SOLE SOLE KEY PRODTN INC COMMON 493138101 7088 613649 SOLE SOLE LEUCADIA NATL COMMON 527288104 9180 294248 SOLE SOLE LILLY ELI & CO COMMON 532457108 425 5264 SOLE SOLE MAF BANCORP COMMON 55261R108 13768 480379 SOLE SOLE MARSH & MCLENNAN COMMON 571748102 203 2100 SOLE SOLE MARQUETTE NATL COMMON 571599109 357 500 SOLE SOLE MARSHALL&ILSLEY COMMON 571834100 1073 18938 SOLE SOLE MATRIX BANCORP COMMON 576819106 912 91600 SOLE SOLE MEDIMMUNE INC COMMON 584699102 202 5682 SOLE SOLE MEDTRONIC INC COMMON 585055106 5858 134661 SOLE SOLE MERCK & CO INC COMMON 589331107 608 9134 SOLE SOLE METHODE ELECTRNC COMMON 591520200 11983 1587202 SOLE SOLE MICROSOFT COMMON 594918104 382 7466 SOLE SOLE MINNESOTA MNG COMMON 604059105 375 3813 SOLE SOLE MISSION RESRCES COMMON 605109107 1792 453600 SOLE SOLE MONY GROUP INC COMMON 615337102 29630 804035 SOLE SOLE NASDAQ 100 TR SER 1 631100104 509 17584 SOLE SOLE NOKIA CORP COMMON 654902204 2959 189095 SOLE SOLE NORTHERN TRUST COMMON 665859104 4861 92637 SOLE SOLE OMNICOM GROUP COMMON 681919106 2629 40513 SOLE SOLE ORACLE CORP COMMON 68389X105 277 22025 SOLE SOLE PEPSICO INC COMMON 713448108 3391 69912 SOLE SOLE PFIZER INC COMMON 717081103 6999 174530 SOLE SOLE PHARMACIA CORP COMMON 71713U102 1116 27521 SOLE SOLE PHILLIPS PETE CO COMMON 718507106 550 10207 SOLE SOLE PICO HLDGS INC COMMON 693366205 1600 145500 SOLE SOLE PIONEER NAT RES COMMON 723787107 18520 1301453 SOLE SOLE PLAINS ALL AMER COMMON 726503105 19564 764236 SOLE SOLE PLAINS RES INC COMMON 726540503 35315 1358291 SOLE SOLE PRICE COMMUN COMMON 741437305 619 36540 SOLE SOLE PRIMA ENERGY COMMON 741901201 5110 230700 SOLE SOLE PROGRESS ENERGY COMMON 743263105 284 6619 SOLE SOLE PSS WORLD MED COMMON 69366A100 8847 927336 SOLE SOLE RICHARDSON ELEC COMMON 763165107 247 29900 SOLE SOLE ROYAL DUTCH PETE COMMON 780257804 224 4469 SOLE SOLE RURAL CELLULAR CL A 781904107 3331 137100 SOLE SOLE SAFEWAY INC COMMON 786514208 1717 43222 SOLE SOLE SBC COMMUN COMMON 78387G103 313 6638 SOLE SOLE SCHLUMBERGER COMMON 806857108 617 13501 SOLE SOLE SCHNITZER STL CL A 806882106 2565 234700 SOLE SOLE SCHULMAN A INC COMMON 808194104 820 80000 SOLE SOLE SCHWAB CHARLES COMMON 808513105 554 48149 SOLE SOLE SEACOAST FINL COMMON 81170Q106 7439 500245 SOLE SOLE SWEST SECS GRP COMMON 845224104 759 44200 SOLE SOLE SPDR TR UNIT SER 78462F103 1951 18690 SOLE SOLE STIFEL FINL COMMON 860630102 2226 210761 SOLE SOLE STRYKER CORP COMMON 863667101 3677 69505 SOLE SOLE SUN MICROSYSTMS COMMON 866810104 244 29468 SOLE SOLE TERADYNE INC COMMON 880770102 383 19624 SOLE SOLE TIMKEN CO COMMON 887389104 10288 750929 SOLE SOLE TRIBUNE CO NEW COMMON 896047107 497 15838 SOLE SOLE UBIQUITEL INC COMMON 903474302 725 89800 SOLE SOLE UNITED TECH COMMON 913017109 1889 40617 SOLE SOLE UNITRIN INC COMMON 913275103 382 10000 SOLE SOLE USEC INC COMMON 90333E108 14570 2265893 SOLE SOLE VISTEON CORP COMMON 92839U107 18555 1455291 SOLE SOLE WALGREEN CO COMMON 931422109 4456 129438 SOLE SOLE WALMART STORES COMMON 931142103 249 5036 SOLE SOLE WELLMAN INC COMMON 949702104 231 20000 SOLE SOLE WELLS FARGO COMMON 949746101 1445 32513 SOLE SOLE WELLSFORD RL PTY COMMON 950240101 3485 181530 SOLE SOLE WESTCORP INC COMMON 957907108 993 57893 SOLE SOLE TOTAL 640951 39127713 -----END PRIVACY-ENHANCED MESSAGE-----