SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MEIER JOHN F

(Last) (First) (Middle)
COOPER TIRE & RUBBER COMPANY
LIMA AND WESTERN AVENUES

(Street)
FINDLAY OH 45840

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIBBEY INC [ LBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman of the Board & CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/11/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/11/2011 F 225(1) D $17.76 320,362.3563 D
Common Stock 87,151.6605 I by 401(k) plan
Common Stock 8,406 I by Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $1.07 02/12/2010(2) 02/12/2019 Common Stock 60,882 60,882 D
Non-Qualified Stock Option (right to buy) $10.13 02/11/2011(2) 02/11/2020 Common Stock 32,727 32,727 D
Non-Qualified Stock Option (right to buy) $11.79 12/08/2006(3) 12/08/2015 Common Stock 17,500 17,500 D
Non-Qualified Stock Option (right to buy) $12.8 (4) 02/17/2017 Common Stock 56,702 56,702 D
Non-Qualified Stock Option (right to buy) $15.35 02/15/2009(2) 02/15/2018 Common Stock 28,202 28,202 D
Non-Qualified Stock Option (right to buy) $17 02/10/2012(2) 02/10/2021 Common Stock 20,361 20,361 D
Non-Qualified Stock Option (right to buy) $20.39 12/10/2005(5) 12/11/2014 Common Stock 17,500 17,500 D
Non-Qualified Stock Option (right to buy) $23.93 11/20/2003(5) 11/21/2012 Common Stock 35,000 35,000 D
Non-Qualified Stock Option (right to buy) $28.53 12/15/2004(5) 12/16/2013 Common Stock 17,500 17,500 D
Non-Qualified Stock Option (right to buy) $30.55 11/13/2002(3) 11/14/2011 Common Stock 35,000 35,000 D
Explanation of Responses:
1. Reflects shares withheld to satisfy tax withholding obligations on restricted stock units that vested.
2. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
3. The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.
4. There were two grants on February 16, 2007. The grant of 29,615 options become exercisable for 25% of the shares on each of the first, second, third and fourth anniversary dates. The grant of 27,087 options become exercisable for 33% of the shares on the first, second and third anniversary dates.
5. On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.
By: Wendy Daudelin, Attorney in fact For: John F. Meier 02/14/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.