-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PzL2CK5uL1fTsIQPYD5SN3o0EMiLVuj0gNc9YIfB65GwaKaiFKk3iqnQjCV/dc/r q8xBbWQmaibKnnDkdUAltg== 0001240340-08-000061.txt : 20080501 0001240340-08-000061.hdr.sgml : 20080501 20080501140653 ACCESSION NUMBER: 0001240340-08-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080429 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIBBEY INC CENTRAL INDEX KEY: 0000902274 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 341559357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 MADISON AVE STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 4193252100 MAIL ADDRESS: STREET 1: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gougelet Jean-Rene CENTRAL INDEX KEY: 0001404287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12084 FILM NUMBER: 08793870 BUSINESS ADDRESS: BUSINESS PHONE: 419-325-2100 MAIL ADDRESS: STREET 1: 300 MADISON AVENUE CITY: TOLEDO STATE: OH ZIP: 43604 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2008-04-29 0 0000902274 LIBBEY INC LBY 0001404287 Gougelet Jean-Rene 300 MADISON AVENUE TOLEDO OH 43604 1 0 0 0 Phantom Stock Units 0 2008-04-29 2008-05-01 4 A 0 8.7352 14.31 A 1988-08-08 1988-08-08 Common Stock 8.7352 160.7812 D Phantom Stock Units 0 2008-05-01 2008-05-01 4 A 0 110.0352 14.2 A 1988-08-08 1988-08-08 Common Stock 110.0352 270.8164 D Phantom stock units pursuant to the Libbey director's deferred compensation plan (the "Plan"), a 16b(3) plan are acquired in lieu of cash compensation earned as a director for board and board committee service or in lieu of cash dividends on the deferred phantom stock units. The number of units (each equivalent to one common share of Libbey Inc.) acquired are equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation is earned or the dividend paid. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the last trading day prior to the day the compensation is earned or the dividend is paid. The units earned are settled in cash upon the director's elected settlement date or retirement from the board. The phantom stock units under the Libbey Inc. directors deferred compensation plan are to be settled in cash upon the reporting person's retirement or specified settlement date. The plan is a 16b(3) plan. The reporting person acquired 8.7352 units equal to one share per unit on April 29, 2008 in lieu of compensation for a committee meeting. Units were acquired on April 29, 2008 at $14.31 per unit. The phantom stock units under the Libbey Inc. directors deferred compensation plan are to be settled in cash upon the reporting person's retirement or specified settlement date. The plan is a 16b(3) plan. The reporting person acquired 110.0352 units equal to one share per unit on May 1, 2008 in lieu of compensation for director fees (paid quarterly). Units were acquired on May 1, 2008 at $14.20 per unit. By: Wendy Daudelin, Attorney in fact For: Jean-Rene Gougelet 2008-05-01 -----END PRIVACY-ENHANCED MESSAGE-----