-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eun+bJivFpuR4Yh5e0wfeFw3iJE3dVndZMXs94ydZ0I5S6qXjyL62A7uBo0yxF9P hV4XxcN7kt043sP/Y/novg== 0001240340-06-000147.txt : 20060922 0001240340-06-000147.hdr.sgml : 20060922 20060922160256 ACCESSION NUMBER: 0001240340-06-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060922 FILED AS OF DATE: 20060922 DATE AS OF CHANGE: 20060922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOERDYK CAROL B CENTRAL INDEX KEY: 0001236288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12084 FILM NUMBER: 061104435 BUSINESS ADDRESS: BUSINESS PHONE: 6307735002 MAIL ADDRESS: STREET 1: LIBBEY INC STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIBBEY INC CENTRAL INDEX KEY: 0000902274 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 341559357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 MADISON AVE STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 4193252100 MAIL ADDRESS: STREET 1: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-09-22 0 0000902274 LIBBEY INC LBY 0001236288 MOERDYK CAROL B LIBBEY INC PO BOX 10060 TOLEDO OH 43699-0060 1 0 0 0 Common Stock 900 D Phantom Stock Units 0 2006-09-22 2006-09-22 4 A 0 46.5116 10.75 A 1988-08-08 1988-08-08 Common Stock 46.5116 16939.7426 D Phantom stock units pursuant to the Libbey director's deferred compensation plan (the "Plan"), a 16b(3) plan are acquired in lieu of cash compensation earned as a director for board and board committee service or in lieu of cash dividends on the deferred phantom stock units. The number of units (each equivalent to one common share of Libbey Inc.) acquired are equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation is earned or the dividend paid. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the last trading day prior to the day the compensation is earned or the dividend is paid. The units earned are settled in cash upon the director's retirement from the board. The phantom stock units under the Libbey Inc. directors deferred compensation plan are to be settled in cash upon the reporting person's retirement. The plan is a 16b(3) plan. The reporting person acquired 46.5116 units equal to one share per unit on September 22, 2006 in lieu of compensation for a special board assignment. Units were acquired on September 22, 2006 at $10.75 per unit. By: Wendy Daudelin, Attorney in fact For: Carol B. Moerdyk 2006-09-22 -----END PRIVACY-ENHANCED MESSAGE-----