0000902274-17-000049.txt : 20170313 0000902274-17-000049.hdr.sgml : 20170313 20170313170752 ACCESSION NUMBER: 0000902274-17-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170313 FILED AS OF DATE: 20170313 DATE AS OF CHANGE: 20170313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIBBEY INC CENTRAL INDEX KEY: 0000902274 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 341559357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 MADISON AVE STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 419-325-2100 MAIL ADDRESS: STREET 1: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOLEY WILLIAM A CENTRAL INDEX KEY: 0001215225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12084 FILM NUMBER: 17685926 MAIL ADDRESS: STREET 1: P O BOX 10060 CITY: TOLEDO STATE: OH ZIP: 436990060 4 1 wf-form4_148943925790529.xml FORM 4 X0306 4 2017-03-13 0 0000902274 LIBBEY INC LBY 0001215225 FOLEY WILLIAM A 300 MADISON AVENUE PO BOX 10060 TOLEDO OH 43699-0060 1 1 0 0 Chief Executive Officer Common Stock 2017-03-13 4 P 0 5000 13.30 A 47732 D Restricted Stock Units 98664 D Phantom Stock Units 0.0 1988-08-08 1988-08-08 Common Stock 12240.7129 12240.7129 D NQ - Stock Option (Right to Buy) 17.13 2017-02-17 2026-02-25 Common Shares 126598.0 126598 D NQ - Stock Option (Right to Buy) 13.6 2018-02-17 2027-03-01 Common Stock 88550.0 88550 D Phantom stock units pursuant to the Libbey director's deferred compensation plan (the "Plan"), a 16b(3) plan are acquired in lieu of cash compensation earned as a director for board and board committee service or in lieu of cash dividends on the deferred phantom stock units. The number of units (each equivalent to one common share of Libbey Inc.) acquired are equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation is earned or the dividend paid. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the last trading day prior to the day the compensation is earned or the dividend is paid. The units earned are settled in cash upon the director's elected settlement date or retirement from the board. Debbie Hyndman, Attorney-in-Fact for William A. Foley 2017-03-13