0000902274-16-000396.txt : 20161220 0000902274-16-000396.hdr.sgml : 20161220 20161220171815 ACCESSION NUMBER: 0000902274-16-000396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161219 FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIBBEY INC CENTRAL INDEX KEY: 0000902274 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 341559357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 MADISON AVE STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 419-325-2100 MAIL ADDRESS: STREET 1: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minarro Salvador CENTRAL INDEX KEY: 0001636007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12084 FILM NUMBER: 162062144 MAIL ADDRESS: STREET 1: 300 MADISON AVENUE CITY: TOLEDO STATE: OH ZIP: 43604 4 1 wf-form4_148227228194295.xml FORM 4 X0306 4 2016-12-19 0 0000902274 LIBBEY INC LBY 0001636007 Minarro Salvador 300 MADISON AVENUE TOLEDO OH 43604 0 1 0 0 VP, General Mgr US & Canada Common Shares 2016-12-19 4 M 0 2882 12.80 A 2882 D Common Shares 2016-12-19 4 S 0 2882 20.38 D 0 D Restricted Stock Units 823 D Restricted Stock Units 11028 D Restricted Stock Units 4737 D Restricted Stock Units 4315 D Restricted Stock Units 10158 D Restricted Stock Units 4243 D NQ - Stock Option (Right to Buy) 12.8 2016-12-19 4 M 0 2882 12.80 D 2008-02-16 2017-02-16 Common Shares 2882.0 0 D NQ - Stock Option (Right to Buy) 17.0 2012-02-10 2021-02-10 Common Shares 7000.0 7000 D NQ - Stock Option (Right to Buy) 23.02 2015-02-24 2024-02-24 Common Shares 6582.0 6582 D NQ - Stock Option (Right to Buy) 13.96 2013-08-01 2022-08-01 Common Shares 3597.0 3597 D NQ - Stock Option (Right to Buy) 10.13 2011-02-11 2020-02-11 Common Shares 6000.0 6000 D NQ - Stock Option (Right to Buy) 1.01 2010-02-27 2019-02-27 Common Shares 7000.0 7000 D NQ - Stock Option (Right to Buy) 17.13 2017-02-17 2026-02-25 Common Shares 21486.0 21486 D NQ - Stock Option (Right to Buy) 15.35 2009-02-15 2018-02-15 Common Shares 3200.0 3200 D NQ - Stock Option (Right to Buy) 19.02 2014-02-22 2023-02-22 Common Shares 7918.0 7918 D NQ - Stock Option (Right to Buy) 13.95 2013-02-17 2022-02-17 Common Shares 7500.0 7500 D NQ - Stock Option (Right to Buy) 38.06 2016-02-17 2025-03-02 Common Shares 6340.0 6340 D NQ - Stock Option (Right to Buy) 15.47 2013-12-31 2020-12-31 Common Shares 20000.0 20000 D The common stock covered by this Form 4 was sold under a plan, adopted on November 18, 2016, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended. Restricted stock unit award of 4,918 RSUs granted 8/1/2012 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates. Restricted Stock Unit award of 12,000 RSUs granted 3/2/2015 will vest 25% on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates. Restricted stock unit award of 5,781 RSUs granted 2/24/2014 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates. Restricted stock unit award of 4,695 RSUs granted 3/2/2015 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates. Restricted stock unit award of 6,939 RSUs granted 2/22/2013 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates. The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates. Stock option vests 100% on 12/31/2013. Debbie Hyndman, Attorney-in-Fact for Salvador Minarro 2016-12-20