0000902274-16-000396.txt : 20161220
0000902274-16-000396.hdr.sgml : 20161220
20161220171815
ACCESSION NUMBER: 0000902274-16-000396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161219
FILED AS OF DATE: 20161220
DATE AS OF CHANGE: 20161220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIBBEY INC
CENTRAL INDEX KEY: 0000902274
STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220]
IRS NUMBER: 341559357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 MADISON AVE
STREET 2: PO BOX 10060
CITY: TOLEDO
STATE: OH
ZIP: 43604
BUSINESS PHONE: 419-325-2100
MAIL ADDRESS:
STREET 1: PO BOX 10060
CITY: TOLEDO
STATE: OH
ZIP: 43699-0060
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Minarro Salvador
CENTRAL INDEX KEY: 0001636007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12084
FILM NUMBER: 162062144
MAIL ADDRESS:
STREET 1: 300 MADISON AVENUE
CITY: TOLEDO
STATE: OH
ZIP: 43604
4
1
wf-form4_148227228194295.xml
FORM 4
X0306
4
2016-12-19
0
0000902274
LIBBEY INC
LBY
0001636007
Minarro Salvador
300 MADISON AVENUE
TOLEDO
OH
43604
0
1
0
0
VP, General Mgr US & Canada
Common Shares
2016-12-19
4
M
0
2882
12.80
A
2882
D
Common Shares
2016-12-19
4
S
0
2882
20.38
D
0
D
Restricted Stock Units
823
D
Restricted Stock Units
11028
D
Restricted Stock Units
4737
D
Restricted Stock Units
4315
D
Restricted Stock Units
10158
D
Restricted Stock Units
4243
D
NQ - Stock Option (Right to Buy)
12.8
2016-12-19
4
M
0
2882
12.80
D
2008-02-16
2017-02-16
Common Shares
2882.0
0
D
NQ - Stock Option (Right to Buy)
17.0
2012-02-10
2021-02-10
Common Shares
7000.0
7000
D
NQ - Stock Option (Right to Buy)
23.02
2015-02-24
2024-02-24
Common Shares
6582.0
6582
D
NQ - Stock Option (Right to Buy)
13.96
2013-08-01
2022-08-01
Common Shares
3597.0
3597
D
NQ - Stock Option (Right to Buy)
10.13
2011-02-11
2020-02-11
Common Shares
6000.0
6000
D
NQ - Stock Option (Right to Buy)
1.01
2010-02-27
2019-02-27
Common Shares
7000.0
7000
D
NQ - Stock Option (Right to Buy)
17.13
2017-02-17
2026-02-25
Common Shares
21486.0
21486
D
NQ - Stock Option (Right to Buy)
15.35
2009-02-15
2018-02-15
Common Shares
3200.0
3200
D
NQ - Stock Option (Right to Buy)
19.02
2014-02-22
2023-02-22
Common Shares
7918.0
7918
D
NQ - Stock Option (Right to Buy)
13.95
2013-02-17
2022-02-17
Common Shares
7500.0
7500
D
NQ - Stock Option (Right to Buy)
38.06
2016-02-17
2025-03-02
Common Shares
6340.0
6340
D
NQ - Stock Option (Right to Buy)
15.47
2013-12-31
2020-12-31
Common Shares
20000.0
20000
D
The common stock covered by this Form 4 was sold under a plan, adopted on November 18, 2016, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
Restricted stock unit award of 4,918 RSUs granted 8/1/2012 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
Restricted Stock Unit award of 12,000 RSUs granted 3/2/2015 will vest 25% on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
Restricted stock unit award of 5,781 RSUs granted 2/24/2014 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
Restricted stock unit award of 4,695 RSUs granted 3/2/2015 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
Restricted stock unit award of 6,939 RSUs granted 2/22/2013 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
Stock option vests 100% on 12/31/2013.
Debbie Hyndman, Attorney-in-Fact for Salvador Minarro
2016-12-20