0000902274-16-000270.txt : 20160310 0000902274-16-000270.hdr.sgml : 20160310 20160310151115 ACCESSION NUMBER: 0000902274-16-000270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIBBEY INC CENTRAL INDEX KEY: 0000902274 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 341559357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 MADISON AVE STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 419-325-2100 MAIL ADDRESS: STREET 1: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAIGE TIMOTHY T CENTRAL INDEX KEY: 0001208761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12084 FILM NUMBER: 161497506 MAIL ADDRESS: STREET 1: LIBBEY INC STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 4 1 wf-form4_145764066442324.xml FORM 4 X0306 4 2016-03-10 0 0000902274 LIBBEY INC LBY 0001208761 PAIGE TIMOTHY T LIBBEY INC PO BOX 10060 TOLEDO OH 43699-0060 0 1 0 0 Vice President-Human Resources Common Stock 2016-03-10 4 M 0 1207 1.07 A 29617.1262 D Common Stock 2016-03-10 4 S 0 1207 17.42 D 28410.1262 D Common Stock 18901.0759 I By 401k Plan Restricted Stock Units 10245 D Non-Qualified Stock Option (right to buy) 1.07 2016-03-10 4 M 0 1207 1.07 D 2010-02-12 2019-02-12 Common Stock 1207.0 0 D Non-Qualified Stock Option (right to buy) 10.13 2011-02-11 2020-02-11 Common Stock 5487.0 5487 D NQ - Stock Option (Right to Buy) 17.13 2017-02-17 2026-02-25 Common Shares 15417.0 15417 D NQ - Stock Option (Right to Buy) 23.02 2015-02-24 2024-02-24 Common Stock 6017.0 6017 D Non-Qualified Stock Option (right to buy) 15.35 2009-02-15 2018-02-15 Common Stock 3995.0 3995 D Non-Qualified Stock Option (right to buy) 19.02 2014-02-22 2023-02-22 Common Stock 6818.0 6818 D Non-Qualified Stock Option (right to buy) 13.95 2013-02-17 2022-02-17 Common Stock 4478.0 4478 D NQ - Stock Option (Right to Buy) 38.06 2016-02-17 2025-03-02 Common Stock 4417.0 4417 D NQ - Stock Option (Right to Buy) 38.06 2016-02-17 2025-03-02 Common Stock 4417.0 4417 D Non-Qualified Stock Option (right to buy) 17.0 2012-02-10 2021-02-10 Common Stock 3511.0 3511 D The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates. The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates. Debbie Hyndman, Attorney-in-Fact for Timothy T. Paige 2016-03-10