-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NaG+u3RHhQ0dbrCv/MJZy7G9bhZVXEufMcOaU9CPO+X+TOBVkFY+//SMHkvdSf9n k4AjihU0XzGXkdzQH+mFnw== 0000902664-07-002818.txt : 20070914 0000902664-07-002818.hdr.sgml : 20070914 20070914175241 ACCESSION NUMBER: 0000902664-07-002818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070912 FILED AS OF DATE: 20070914 DATE AS OF CHANGE: 20070914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11908 FILM NUMBER: 071118664 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2128250400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LENOX GROUP INC CENTRAL INDEX KEY: 0000902270 STANDARD INDUSTRIAL CLASSIFICATION: POTTERY & RELATED PRODUCTS [3260] IRS NUMBER: 133684956 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: ONE VILLAGE PLACE STREET 2: 6436 CITY WEST PARKWAY CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-944-5600 MAIL ADDRESS: STREET 1: ONE VILLAGE PLACE STREET 2: 6436 CITY WEST PARKWAY CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: DEPARTMENT 56 INC DATE OF NAME CHANGE: 19930426 4 1 form4_ex.xml X0202 4 2007-09-12 0 0000902270 LENOX GROUP INC LNX 0001134119 CLINTON GROUP INC 9 WEST 57TH STREET 26TH FLOOR NEW YORK NY 10019 1 0 1 0 Common Stock, $0.01 par value per share 2007-09-12 4 P 0 14600 4.99 A 2151577 I See Footnote Common Stock, $0.01 par value per share 2007-09-12 4 P 0 54300 5.20 A 2166177 I See Footnote Common Stock, $0.01 par value per share 2007-09-13 4 P 0 22000 5.31 A 2188177 I See Footnote Common Stock, $0.01 par value per share 2007-09-14 4 P 0 6600 5.42 A 2194777 I See Footnote The securities beneficially owned by Clinton Group, Inc., a Delaware corporation ("CGI"), are owned directly by Clinton Multistrategy Master Fund, Ltd., a Cayman Islands company ("CMSF"), Clinton Special Opportunities Master Fund, Ltd., a Cayman Islands company ("CSO") and Clinton Lexington Master Fund, L.P., a Cayman Islands exempted limited partnership ("CLEX"). CGI is deemed to be the indirect beneficial owner of the securities reported herein by reason of its position as investment manager of CMSF, CSO and CLEX. CGI disclaims beneficial ownership of any and all such securities in excess of their actual pecuniary interest. Also reported herein are securities owned by George E. Hall, who is a principal of CGI. Clinton Group, Inc., a Delaware corporation ("CGI"), may be deemed to be a director by virtue of the fact that Conrad Bringsjord, a managing director and senior portfolio manager of CGI, currently serves on the board of directors of the Issuer. /s/ Francis Ruchalski, in his capacity as the Comptroller of Clinton Group, Inc. 2007-09-14 -----END PRIVACY-ENHANCED MESSAGE-----