0001140361-23-005017.txt : 20230207 0001140361-23-005017.hdr.sgml : 20230207 20230207155644 ACCESSION NUMBER: 0001140361-23-005017 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220527 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOMURA SECURITIES INTERNATIONAL INC CENTRAL INDEX KEY: 0000902266 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39445 FILM NUMBER: 23594958 BUSINESS ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126679432 MAIL ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOMURA HOLDINGS INC CENTRAL INDEX KEY: 0001163653 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39445 FILM NUMBER: 23594957 BUSINESS ADDRESS: STREET 1: 1-13-1 NIHONBASHI STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 BUSINESS PHONE: 81-3-5255-1000 MAIL ADDRESS: STREET 1: 1-13-1 NIHONBASHI STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSP Recovery, Inc. CENTRAL INDEX KEY: 0001802450 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2701 LE JEUNE ROAD STREET 2: FLOOR 10 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 305.614.2222 MAIL ADDRESS: STREET 1: 2701 LE JEUNE ROAD STREET 2: FLOOR 10 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: Lionheart Acquisition Corp. II DATE OF NAME CHANGE: 20200724 FORMER COMPANY: FORMER CONFORMED NAME: Lionheart Acquisition Corp. DATE OF NAME CHANGE: 20200205 3/A 1 form3.xml X0206 3/A 2022-05-27 2022-07-14 0 0001802450 MSP Recovery, Inc. LIFW 0000902266 NOMURA SECURITIES INTERNATIONAL INC WORLDWIDE PLAZA 309 WEST 49TH STREET NEW YORK NY 10019 true 0001163653 NOMURA HOLDINGS INC 9-1 NIHONBASHI 1-CHOME CHUO-KU TOKYO M0 103-8645 JAPAN true Class A Common Stock 166369 D Warrant (right to buy) 0.0001 2022-06-02 2027-05-23 Class A Common Stock 250000 D These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI. Unless earlier redeemed by the Issuer. This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment. Nomura Securities International, Inc. /s/ Fernando Del Puerto, Managing Director 2023-02-07 Nomura Holdings, Inc. /s/ Samir Patel, Managing Director 2023-02-07