0001140361-23-005017.txt : 20230207
0001140361-23-005017.hdr.sgml : 20230207
20230207155644
ACCESSION NUMBER: 0001140361-23-005017
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220527
FILED AS OF DATE: 20230207
DATE AS OF CHANGE: 20230207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOMURA SECURITIES INTERNATIONAL INC
CENTRAL INDEX KEY: 0000902266
STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189]
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39445
FILM NUMBER: 23594958
BUSINESS ADDRESS:
STREET 1: WORLDWIDE PLAZA
STREET 2: 309 WEST 49TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2126679432
MAIL ADDRESS:
STREET 1: WORLDWIDE PLAZA
STREET 2: 309 WEST 49TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOMURA HOLDINGS INC
CENTRAL INDEX KEY: 0001163653
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39445
FILM NUMBER: 23594957
BUSINESS ADDRESS:
STREET 1: 1-13-1 NIHONBASHI
STREET 2: CHUO-KU
CITY: TOKYO
STATE: M0
ZIP: 103-8645
BUSINESS PHONE: 81-3-5255-1000
MAIL ADDRESS:
STREET 1: 1-13-1 NIHONBASHI
STREET 2: CHUO-KU
CITY: TOKYO
STATE: M0
ZIP: 103-8645
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MSP Recovery, Inc.
CENTRAL INDEX KEY: 0001802450
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2701 LE JEUNE ROAD
STREET 2: FLOOR 10
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
BUSINESS PHONE: 305.614.2222
MAIL ADDRESS:
STREET 1: 2701 LE JEUNE ROAD
STREET 2: FLOOR 10
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
FORMER COMPANY:
FORMER CONFORMED NAME: Lionheart Acquisition Corp. II
DATE OF NAME CHANGE: 20200724
FORMER COMPANY:
FORMER CONFORMED NAME: Lionheart Acquisition Corp.
DATE OF NAME CHANGE: 20200205
3/A
1
form3.xml
X0206
3/A
2022-05-27
2022-07-14
0
0001802450
MSP Recovery, Inc.
LIFW
0000902266
NOMURA SECURITIES INTERNATIONAL INC
WORLDWIDE PLAZA
309 WEST 49TH STREET
NEW YORK
NY
10019
true
0001163653
NOMURA HOLDINGS INC
9-1 NIHONBASHI 1-CHOME
CHUO-KU
TOKYO
M0
103-8645
JAPAN
true
Class A Common Stock
166369
D
Warrant (right to buy)
0.0001
2022-06-02
2027-05-23
Class A Common Stock
250000
D
These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
Unless earlier redeemed by the Issuer.
This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment.
Nomura Securities International, Inc. /s/ Fernando Del Puerto, Managing Director
2023-02-07
Nomura Holdings, Inc. /s/ Samir Patel, Managing Director
2023-02-07