0001104659-18-072140.txt : 20181210
0001104659-18-072140.hdr.sgml : 20181210
20181210171847
ACCESSION NUMBER: 0001104659-18-072140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181206
FILED AS OF DATE: 20181210
DATE AS OF CHANGE: 20181210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOMURA SECURITIES INTERNATIONAL INC
CENTRAL INDEX KEY: 0000902266
STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189]
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 181227057
BUSINESS ADDRESS:
STREET 1: WORLDWIDE PLAZA
STREET 2: 309 WEST 49TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2126679432
MAIL ADDRESS:
STREET 1: WORLDWIDE PLAZA
STREET 2: 309 WEST 49TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOMURA HOLDINGS INC
CENTRAL INDEX KEY: 0001163653
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 181227058
BUSINESS ADDRESS:
STREET 1: 9-1 NIHONBASHI 1-CHOME
STREET 2: CHUO-KU
CITY: TOKYO
STATE: M0
ZIP: 103-8645
BUSINESS PHONE: 81-3-5255-1000
MAIL ADDRESS:
STREET 1: 9-1 NIHONBASHI 1-CHOME
STREET 2: CHUO-KU
CITY: TOKYO
STATE: M0
ZIP: 103-8645
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DITECH HOLDING Corp
CENTRAL INDEX KEY: 0001040719
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 133950486
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 VIRGINIA DRIVE, SUITE 100
CITY: FORT WASHINGTON
STATE: PA
ZIP: 19034
BUSINESS PHONE: (844) 714-8603
MAIL ADDRESS:
STREET 1: 3000 BAYPORT DRIVE, SUITE 860
CITY: TAMPA
STATE: FL
ZIP: 33607
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP
DATE OF NAME CHANGE: 20090420
FORMER COMPANY:
FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC
DATE OF NAME CHANGE: 19970917
4
1
a4.xml
4
X0306
4
2018-12-06
1
0001040719
DITECH HOLDING Corp
DHCP
0000902266
NOMURA SECURITIES INTERNATIONAL INC
WORLDWIDE PLAZA
309 WEST 49TH STREET
NEW YORK
NY
10019
0
0
1
1
See Remarks (1)
0001163653
NOMURA HOLDINGS INC
9-1 NIHONBASHI 1-CHOME
CHUO-KU
TOKYO
M0
103-8645
JAPAN
0
0
1
0
Common Stock, par value $0.01 per share
2018-12-06
4
S
0
68900
0.101
D
803232
D
Common Stock, par value $0.01 per share
2018-12-07
4
S
0
332800
0.084
D
470432
D
These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
The amount of securities beneficially owned following reported transactions on December 6, 2018 reflects the adjustment for the actual trade amount on December 4, 2018 of 205,100 shares, rather than 206,700 shares as had been reported.
Nomura Securities International, Inc. /s/ Jonathan Raiff Senior Managing Director
2018-12-10
Nomura Holdings, Inc. /s/ Kentaro Okuda Senior Managing Director
2018-12-10