0001127602-21-016445.txt : 20210512 0001127602-21-016445.hdr.sgml : 20210512 20210512194648 ACCESSION NUMBER: 0001127602-21-016445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210511 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLISON LAWRENCE JOSEPH CENTRAL INDEX KEY: 0000901999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35992 FILM NUMBER: 21916684 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MGMT CORPORATION STREET 2: 5525 KIETZKE LANE, SUITE 200 CITY: RENO STATE: NV ZIP: 89511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-05-11 0001341439 ORACLE CORP ORCL 0000901999 ELLISON LAWRENCE JOSEPH C/O DELPHI ASSET MGMT CORPORATION 5525 KIETZKE LANE, SUITE 200 RENO NV 89511 1 1 1 1 Executive Chairman Chief Technology Officer Common Stock 2021-05-11 4 M 0 1400000 32.43 A 1140132353 D Common Stock 2021-05-11 4 S 0 1267541 77.7329 D 1138864812 D Common Stock 2021-05-11 4 S 0 101302 78.575 D 1138763510 D Common Stock 2021-05-11 4 S 0 31157 79.7045 D 1138732353 D Common Stock 2021-05-12 4 M 0 1400000 32.43 A 1140132353 D Common Stock 2021-05-12 4 S 0 1162629 77.2159 D 1138969724 D Common Stock 2021-05-12 4 S 0 237371 77.8754 D 1138732353 D Stock Option 32.43 2021-05-11 4 M 0 1400000 0 D 2021-06-29 Common Stock 1400000 1400000 D Stock Option 32.43 2021-05-12 4 M 0 1400000 0 D 2021-06-29 Common Stock 1400000 0 D This transaction was executed in multiple trades at prices ranging from $77.26 to $78.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $78.26 to $79.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $79.29 to $79.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $76.72 to $77.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $77.72 to $78.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. 25% of the shares subject to the option vested annually on each anniversary of the grant date. /s/ Rebecca Isakson by Rebecca Isakson, Attorney in fact for Lawrence J. Ellison (POA filed 12/27/18) 2021-05-12