0000728572-14-000014.txt : 20141106
0000728572-14-000014.hdr.sgml : 20141106
20141106163212
ACCESSION NUMBER: 0000728572-14-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141106
DATE AS OF CHANGE: 20141106
EFFECTIVENESS DATE: 20141106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARDIAN LIFE INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000901849
IRS NUMBER: 061116976
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15487
FILM NUMBER: 141201148
BUSINESS ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212-598-8359
MAIL ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NY
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000901849
XXXXXXXX
09-30-2014
09-30-2014
GUARDIAN LIFE INSURANCE CO OF AMERICA
7 HANOVER SQUARE
NY
NY
10004
13F COMBINATION REPORT
028-15487
028-12027
RS Investment Management Co. LLC
N
John H. Walter
Vice President, Director of Finance
212.598.1398
// John H. Walter
New York
NY
11-06-2014
0
577
983068
false
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43
751
SH
SOLE
751
0
0
FMC TECHNOLOGIES INC
COM
30249U101
72
1332
SH
SOLE
1332
0
0
FACEBOOK INC
COM
30303M102
877
11091
SH
SOLE
11091
0
0
FAMILY DOLLAR STORES INC
COM
307000109
42
546
SH
SOLE
546
0
0
FASTENAL COMPANY
COM
311900104
70
1553
SH
SOLE
1553
0
0
FDX CORP
COM
31428X106
244
1510
SH
SOLE
1510
0
0
F5 NETWORKS INC
COM
315616102
50
422
SH
SOLE
422
0
0
FIDELITY NATIONAL INFORMATION SERVICES
COM
31620M106
91
1624
SH
SOLE
1624
0
0
FIDELITY NATIONAL TITLE
NOTE
31620RAE5
6704
4200000
PRN
SOLE
4200000
0
0
FIFTH THIRD BANCORP
COM
316773100
95
4745
SH
SOLE
4745
0
0
FIRST SOLAR INC
COM
336433107
28
427
SH
SOLE
427
0
0
FISERV INC
COM
337738108
92
1418
SH
SOLE
1418
0
0
FIRSTENERGY CORP
COM
337932107
80
2388
SH
SOLE
2388
0
0
FLUOR CORP - NEW
COM
343412102
60
896
SH
SOLE
896
0
0
FLOWSERVE CORPORATION
COM
34354P105
55
786
SH
SOLE
786
0
0
FORD MOTOR COMPANY
COM
345370860
326
22060
SH
SOLE
22060
0
0
FOSSIL INC
COM
34988V106
25
265
SH
SOLE
265
0
0
FRANKLIN RESOURCES INC
COM
354613101
122
2241
SH
SOLE
2241
0
0
FREEPORT-MCMORAN
COM
35671D857
193
5909
SH
SOLE
5909
0
0
CITIZENS COMMUNICATIONS CO
COM
35906A108
37
5702
SH
SOLE
5702
0
0
GAMESTOP CORP
COM
36467W109
26
641
SH
SOLE
641
0
0
GANNETT CO
COM
364730101
38
1283
SH
SOLE
1283
0
0
GAP INC
COM
364760108
65
1558
SH
SOLE
1558
0
0
GENERAL DYNAMICS CORP
COM
369550108
230
1807
SH
SOLE
1807
0
0
GENERAL ELECTRIC CO
COM
369604103
1462
57070
SH
SOLE
57070
0
0
GENERAL GROWTH PROPERTIES
COM
370023103
84
3569
SH
SOLE
3569
0
0
GENERAL MILLS INC
COM
370334104
176
3484
SH
SOLE
3484
0
0
GENERAL MOTORS CORP
COM
37045V100
245
7666
SH
SOLE
7666
0
0
GENESEE & WYOMING INC
UNIT 10/01/2015
371559204
9056
73000
SH
SOLE
73000
0
0
GENUINE PARTS CO
COM
372460105
76
869
SH
SOLE
869
0
0
GENWORTH FINANCIAL INC
COM
37247D106
37
2823
SH
SOLE
2823
0
0
GILEAD SCIENCES INC
COM
375558103
915
8599
SH
SOLE
8599
0
0
GILEAD SCIENCES INC
NOTE
375558AP8
28950
6200000
PRN
SOLE
6200000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
428
2331
SH
SOLE
2331
0
0
GOODYEAR TIRE & RUBBER CORP
COM
382550101
35
1563
SH
SOLE
1563
0
0
GOOGLE INC
CL A
38259P508
948
1611
SH
SOLE
1611
0
0
GOOGLE INC
CL C
38259P706
930
1611
SH
SOLE
1611
0
0
GRAINGER WW INC
COM
384802104
88
350
SH
SOLE
350
0
0
HCP INC
COM
40414L109
103
2606
SH
SOLE
2606
0
0
HALLIBURTON CO
COM
406216101
312
4837
SH
SOLE
4837
0
0
HARLEY DAVIDSON
COM
412822108
72
1245
SH
SOLE
1245
0
0
HARMAN INTL
COM
413086109
38
385
SH
SOLE
385
0
0
HARRIS CORP
COM
413875105
40
604
SH
SOLE
604
0
0
HARTFORD FINANCIAL SERVICES GROUP
COM
416515104
95
2547
SH
SOLE
2547
0
0
HASBRO INC
COM
418056107
36
652
SH
SOLE
652
0
0
HEALTH CARE REIT INC
COM
42217K106
115
1843
SH
SOLE
1843
0
0
HELMERICH AND PAYNE
COM
423452101
60
615
SH
SOLE
615
0
0
HERSHEY FOODS CORP
COM
427866108
81
844
SH
SOLE
844
0
0
HESS CORP
COM
42809H107
140
1488
SH
SOLE
1488
0
0
HEWLETT PACKARD INC
COM
428236103
377
10615
SH
SOLE
10615
0
0
HOME DEPOT INC
COM
437076102
702
7656
SH
SOLE
7656
0
0
ALLIEDSIGNAL INC
COM
438516106
414
4448
SH
SOLE
4448
0
0
HORMEL FOODS CORP
COM
440452100
39
760
SH
SOLE
760
0
0
HORNBECK OFFSHORE SERVICES INC
NOTE
440543AN6
10081
10300000
PRN
SOLE
10300000
0
0
HOSPIRA INC
COM
441060100
49
950
SH
SOLE
950
0
0
HOST MARRIOT CORP
COM
44107P104
92
4306
SH
SOLE
4306
0
0
HUDSON CITY BANCORP INC
COM
443683107
27
2736
SH
SOLE
2736
0
0
HUMANA INC
COM
444859102
114
878
SH
SOLE
878
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
45
4647
SH
SOLE
4647
0
0
IXIA
NOTE
45071RAB5
7703
7900000
PRN
SOLE
7900000
0
0
ICONIX BRAND GROUP
NOTE
451055AE7
9649
7650000
PRN
SOLE
7650000
0
0
HYBRIDON INC CSD
COM
45168K306
851
371759
SH
SOLE
371759
0
0
ILLINOIS TOOL WORKS
COM
452308109
175
2075
SH
SOLE
2075
0
0
INTEL CORP
COM
458140100
981
28161
SH
SOLE
28161
0
0
INTEL CORP
NOTE
458140AF7
21799
13000000
PRN
SOLE
13000000
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
29
450
SH
SOLE
450
0
0
INTERCONTINENTALEXCHANGE INC
COM
45866F104
126
645
SH
SOLE
645
0
0
INTL BUSINESS MACH
COM
459200101
1002
5277
SH
SOLE
5277
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
44
462
SH
SOLE
462
0
0
INTERNATIONAL PAPER CO
COM
460146103
116
2429
SH
SOLE
2429
0
0
INTERPUBLIC GROUP
COM
460690100
44
2405
SH
SOLE
2405
0
0
INTUIT INC
COM
461202103
142
1615
SH
SOLE
1615
0
0
INTUITIVE SURGICAL INC
COM
46120E602
95
205
SH
SOLE
205
0
0
IRIDIUM COMMUNICATIONS INC
PFD CNV B
46269C409
8147
24000
SH
SOLE
24000
0
0
IRON MOUNTAIN
COM
462846106
32
971
SH
SOLE
971
0
0
ISHARES SILVER TRUST
COM
46428Q109
6325
386842
SH
SOLE
386842
0
0
ISIS PHARMACEUTICALS INC
NOTE
464337AG9
14022
5800000
PRN
SOLE
5800000
0
0
CHASE MANHATTAN CORP
COM
46625H100
1289
21394
SH
SOLE
21394
0
0
JABIL CIRCUIT INC
COM
466313103
23
1136
SH
SOLE
1136
0
0
JACOBS ENGINEERING GROUP INC
COM
469814107
37
752
SH
SOLE
752
0
0
JOHNSON & JOHNSON
COM
478160104
1710
16042
SH
SOLE
16042
0
0
JOHNSON CONTROLS
COM
478366107
167
3788
SH
SOLE
3788
0
0
JOY GLOBAL
COM
481165108
30
559
SH
SOLE
559
0
0
J2 GLOBAL INC
NOTE
48123VAC6
10966
11000000
PRN
SOLE
11000000
0
0
JUNIPER NETWORKS INC
COM
48203R104
51
2284
SH
SOLE
2284
0
0
KLA-TENCOR CORPORATION
COM
482480100
74
936
SH
SOLE
936
0
0
KANSAS CITY SOUTHERN INDS
COM
485170302
75
622
SH
SOLE
622
0
0
KELLOGG CO
COM
487836108
89
1448
SH
SOLE
1448
0
0
KEURIG GREEN MOUNTAIN INC
COM
49271M100
90
693
SH
SOLE
693
0
0
KEYCORP
COM
493267108
66
4988
SH
SOLE
4988
0
0
KEYCORP
PFD
493267405
12052
92000
SH
SOLE
92000
0
0
KIMBERLY-CLARK CORP
COM
494368103
229
2127
SH
SOLE
2127
0
0
KIMCO REALTY
COM
49446R109
51
2335
SH
SOLE
2335
0
0
KINDER MORGAN INC
COM
49456B101
143
3742
SH
SOLE
3742
0
0
KOHLS CORP
COM
500255104
71
1164
SH
SOLE
1164
0
0
KRAFT FOODS INC
COM
50076Q106
191
3382
SH
SOLE
3382
0
0
KROGER CO
COM
501044101
145
2781
SH
SOLE
2781
0
0
LIMITED INC
COM
501797104
93
1395
SH
SOLE
1395
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
59
499
SH
SOLE
499
0
0
LABORATORY CORP OF AMERICA HOLDINGS
COM
50540R409
49
483
SH
SOLE
483
0
0
LABORATORY CORP OF AMERICA HOLDINGS
NOTE
50540RAG7
12739
9350000
PRN
SOLE
9350000
0
0
LAM RESEARCH CORP
COM
512807108
68
915
SH
SOLE
915
0
0
LAM RESEARCH CORP
NOTE
512807AJ7
20350
16000000
PRN
SOLE
16000000
0
0
ESTEE LAUDER
COM
518439104
96
1280
SH
SOLE
1280
0
0
LEGGETT & PLATT INC
COM
524660107
27
781
SH
SOLE
781
0
0
LEGG MASON INC
COM
524901105
30
585
SH
SOLE
585
0
0
LENNAR CORP
COM
526057104
39
1011
SH
SOLE
1011
0
0
LEUCADIA NATIONAL CORP
COM
527288104
43
1803
SH
SOLE
1803
0
0
LILLY (ELI) & CO
COM
532457108
363
5593
SH
SOLE
5593
0
0
LINCOLN NATIONAL CORP
COM
534187109
80
1485
SH
SOLE
1485
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
60
1356
SH
SOLE
1356
0
0
LOCKHEED MARTIN CORP
COM
539830109
280
1534
SH
SOLE
1534
0
0
LOEWS CORP
COM
540424108
72
1737
SH
SOLE
1737
0
0
LORILLARD INC
COM
544147101
123
2048
SH
SOLE
2048
0
0
LOWE'S COMPANIES
COM
548661107
297
5615
SH
SOLE
5615
0
0
M&T BANK CORPORATION
COM
55261F104
92
748
SH
SOLE
748
0
0
MGIC INVESTMENT CORP
NOTE
552848AE3
10468
7900000
PRN
SOLE
7900000
0
0
MGM MIRAGE MGM INC
NOTE
55303QAE0
10075
8000000
PRN
SOLE
8000000
0
0
MACERICH CO/THE
COM
554382101
51
793
SH
SOLE
793
0
0
MACQUARIE INFRASTRUCTURE
NOTE
55608BAA3
9979
9000000
PRN
SOLE
9000000
0
0
MACY'S INC
COM
55616P104
117
2009
SH
SOLE
2009
0
0
USX MARATHON GROUP
COM
565849106
144
3837
SH
SOLE
3837
0
0
MARATHON PETROLEM
COM
56585A102
136
1612
SH
SOLE
1612
0
0
MARSH & MCLENNAN COS
COM
571748102
162
3096
SH
SOLE
3096
0
0
MARRIOT INTERNATIONAL
COM
571903202
87
1240
SH
SOLE
1240
0
0
MARTIN MARIETTA MATERIALS
COM
573284106
44
345
SH
SOLE
345
0
0
MASCO
COM
574599106
49
2028
SH
SOLE
2028
0
0
MASTERCARD INC
CL A
57636Q104
414
5599
SH
SOLE
5599
0
0
MATTEL INC
COM
577081102
59
1930
SH
SOLE
1930
0
0
MCCORMICK & CO
COM
579780206
50
745
SH
SOLE
745
0
0
MCDONALD'S CORP
COM
580135101
530
5585
SH
SOLE
5585
0
0
MCGRAW HILL INC NOTE
COM
580645109
131
1548
SH
SOLE
1548
0
0
MCKESSON HBOC INC
COM
58155Q103
255
1311
SH
SOLE
1311
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
110
1142
SH
SOLE
1142
0
0
MEADWESTVACO CORP
COM
583334107
39
956
SH
SOLE
956
0
0
MEDICINES COMPANY
NOTE
584688AC9
10241
9650000
PRN
SOLE
9650000
0
0
MEDTRONIC INC
COM
585055106
345
5572
SH
SOLE
5572
0
0
MENTOR GRAPHICS CORP
NOTE
587200AK2
13131
11350000
PRN
SOLE
11350000
0
0
MERCK & COMPANY INC
COM
58933Y105
973
16408
SH
SOLE
16408
0
0
MERITAGE CORP
NOTE
59001AAR3
897
900000
PRN
SOLE
900000
0
0
METLIFE INC
COM
59156R108
344
6403
SH
SOLE
6403
0
0
METLIFE INC
UNIT 99/99/9999
59156R116
16750
544000
SH
SOLE
544000
0
0
MICROSOFT CORP
COM
594918104
2173
46866
SH
SOLE
46866
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
54
1139
SH
SOLE
1139
0
0
MICRON TECHNOLOGY
COM
595112103
209
6089
SH
SOLE
6089
0
0
MOHAWK INDUSTRIES INC
COM
608190104
46
343
SH
SOLE
343
0
0
COORS (ADOLPH)
CL B
60871R209
67
903
SH
SOLE
903
0
0
MONDELEZ INTERNATIONAL INC
COM
609207105
329
9589
SH
SOLE
9589
0
0
MONSANTO CO
COM
61166W101
336
2982
SH
SOLE
2982
0
0
HANSEN NATURAL CORP
COM
611740101
75
817
SH
SOLE
817
0
0
DUN AND BRADSTREET CORP
COM
615369105
101
1066
SH
SOLE
1066
0
0
MORGAN STANLEY
COM
617446448
301
8710
SH
SOLE
8710
0
0
MOSAIC CO/THE
COM
61945C103
80
1812
SH
SOLE
1812
0
0
MOTOROLA INC
COM
620076307
79
1256
SH
SOLE
1256
0
0
MURPHY OIL CORP
COM
626717102
54
950
SH
SOLE
950
0
0
MYLAN LABORATORIES
COM
628530107
97
2126
SH
SOLE
2126
0
0
MYLAN LABORATORIES
NOTE
628530AJ6
18789
5500000
PRN
SOLE
5500000
0
0
NRG ENERGY INC
COM
629377508
58
1918
SH
SOLE
1918
0
0
NASDAQ STOCK MARKET INC
COM
631103108
28
669
SH
SOLE
669
0
0
NATIONAL-OILWELL VARCO INC
COM
637071101
186
2440
SH
SOLE
2440
0
0
NAVIENT CORP
COM
63938C108
42
2386
SH
SOLE
2386
0
0
NETWORK APPLIANCE INC
COM
64110D104
78
1816
SH
SOLE
1816
0
0
NETFLIX INC
COM
64110L106
150
333
SH
SOLE
333
0
0
NW YORK COMMUNITY BANCORP
UNIT 11/01/2051
64944P307
2904
60575
SH
SOLE
60575
0
0
NEWELL RUBBERMAID INC
COM
651229106
54
1558
SH
SOLE
1558
0
0
NEWFIELD EXPLORATION COMPANY
COM
651290108
29
777
SH
SOLE
777
0
0
NEWMONT MINING CORP
COM
651639106
65
2836
SH
SOLE
2836
0
0
NEWPARK RESOURCES
NOTE
651718AC2
10605
8000000
PRN
SOLE
8000000
0
0
NEW CORP
CL A
65249B109
46
2824
SH
SOLE
2824
0
0
FPL GROUP INC
COM
65339F101
233
2481
SH
SOLE
2481
0
0
NIKE INC
CL B
654106103
357
4001
SH
SOLE
4001
0
0
NIPSCO INDUSTRIES INC
COM
65473P105
73
1791
SH
SOLE
1791
0
0
NOBLE AFFILIATES INC
COM
655044105
140
2043
SH
SOLE
2043
0
0
NORDSTROM INC
COM
655664100
55
806
SH
SOLE
806
0
0
NORFOLK SOUTHERN CORP
COM
655844108
197
1761
SH
SOLE
1761
0
0
NORTHEAST UTILITIES
COM
664397106
80
1797
SH
SOLE
1797
0
0
NORTHERN TRUST CORP
COM
665859104
86
1265
SH
SOLE
1265
0
0
NORTHROP GRUMMAN CORP
COM
666807102
156
1183
SH
SOLE
1183
0
0
NUCOR CORP
COM
670346105
98
1811
SH
SOLE
1811
0
0
NVDIA CORP
COM
67066G104
54
2929
SH
SOLE
2929
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
89
591
SH
SOLE
591
0
0
OCCIDENTAL PETROLEUM
COM
674599105
426
4435
SH
SOLE
4435
0
0
OMNICOM GROUP
COM
681919106
98
1429
SH
SOLE
1429
0
0
ON SEMICONDUCTOR CORP
NOTE
682189AH8
10327
9200000
PRN
SOLE
9200000
0
0
ONEOK INC
COM
682680103
77
1182
SH
SOLE
1182
0
0
ORACLE SYSTEMS CORP
COM
68389X105
708
18497
SH
SOLE
18497
0
0
OWENS-ILLINOIS INC
COM
690768403
24
939
SH
SOLE
939
0
0
PDL BIOPHARMA INC
NOTE
69329YAC8
5828
4598000
PRN
SOLE
4598000
0
0
PG&E CORPORATION
COM
69331C108
121
2681
SH
SOLE
2681
0
0
PNC BANK CORP
COM
693475105
263
3074
SH
SOLE
3074
0
0
PPG INDUSTRIES INC
COM
693506107
155
787
SH
SOLE
787
0
0
PP AND L CAPITAL FUNDING
COM
69351T106
124
3778
SH
SOLE
3778
0
0
PHILLIPS-VAN HEUSEN CORP
COM
693656100
56
461
SH
SOLE
461
0
0
PACCAR INC
COM
693718108
115
2017
SH
SOLE
2017
0
0
PALL CORP
COM
696429307
51
608
SH
SOLE
608
0
0
PARKER HANNIFIN CORP
COM
701094104
96
842
SH
SOLE
842
0
0
PATTERSON COS INC
COM
703395103
20
492
SH
SOLE
492
0
0
PAYCHEX INC
COM
704326107
82
1858
SH
SOLE
1858
0
0
PEOPLE'S UNITED FINANCIAL INC
COM
712704105
25
1761
SH
SOLE
1761
0
0
PEPCO HOLDINGS INC
COM
713291102
38
1428
SH
SOLE
1428
0
0
PEPSI CO INC
COM
713448108
798
8571
SH
SOLE
8571
0
0
PERKINELMER INC
COM
714046109
28
644
SH
SOLE
644
0
0
PETSMART INC
COM
716768106
40
565
SH
SOLE
565
0
0
PFIZER INC
COM
717081103
1066
36066
SH
SOLE
36066
0
0
PHILIP MORRIS
COM
718172109
741
8886
SH
SOLE
8886
0
0
PHILLIPS 66
COM
718546104
258
3179
SH
SOLE
3179
0
0
PINNACLE WEST CAPITAL CORP
COM
723484101
34
621
SH
SOLE
621
0
0
PIONEER NATURAL RESOURCE
COM
723787107
160
813
SH
SOLE
813
0
0
PITNEY BOWES INC
COM
724479100
29
1152
SH
SOLE
1152
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
39
1007
SH
SOLE
1007
0
0
POWERSHARES DYN ENERGY
COM
73936B101
21822
810632
SH
SOLE
810632
0
0
POWERSHARES DB AGRICULTURE F
COM
73936B408
52259
2045355
SH
SOLE
2045355
0
0
POWERSHARES DB OIL FUND
COM
73936B507
16011
590169
SH
SOLE
590169
0
0
POWERSHARES DB AGRICULTURE F
COM
73936B705
12007
710029
SH
SOLE
710029
0
0
PRAXAIR
COM
74005P104
214
1658
SH
SOLE
1658
0
0
PRECISION CASTPARTS CORP
COM
740189105
195
822
SH
SOLE
822
0
0
T ROWE PRICE
COM
74144T108
117
1494
SH
SOLE
1494
0
0
PRICELINECOM INC
COM
741503403
342
295
SH
SOLE
295
0
0
PRICELINECOM INC
NOTE
741503AQ9
24490
18200000
PRN
SOLE
18200000
0
0
PRINCIPAL FINANCIAL GROUP INC
COM
74251V102
82
1556
SH
SOLE
1556
0
0
PROCTOR & GAMBLE CO
COM
742718109
1289
15394
SH
SOLE
15394
0
0
PROGRESSIVE CORP OH
COM
743315103
77
3062
SH
SOLE
3062
0
0
PROLOGIS INC REIT USD
COM
74340W103
107
2834
SH
SOLE
2834
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
230
2617
SH
SOLE
2617
0
0
PUBLIC SVC ENTERPRISES
COM
744573106
107
2871
SH
SOLE
2871
0
0
PUBLIC STORAGE INC
COM
74460D109
135
816
SH
SOLE
816
0
0
PULTE CORP
COM
745867101
34
1925
SH
SOLE
1925
0
0
QEP RESOURCES INC
COM
74733V100
29
943
SH
SOLE
943
0
0
QUALCOMM INC
COM
747525103
713
9533
SH
SOLE
9533
0
0
Quanta Serv
COM
74762E102
45
1235
SH
SOLE
1235
0
0
QUEST DIAGNOSTICS
COM
74834L100
50
819
SH
SOLE
819
0
0
RPM INC-OHIO
NOTE
749685AT0
15715
14000000
PRN
SOLE
14000000
0
0
POLO RALPH LAUREN CORP
COM
751212101
55
336
SH
SOLE
336
0
0
RANGE RESOURCES CORP
COM
75281A109
65
959
SH
SOLE
959
0
0
RAYONIER INC
NOTE
75508AAC0
9345
7000000
PRN
SOLE
7000000
0
0
RAYTHEON CO
COM
755111507
180
1768
SH
SOLE
1768
0
0
RED HAT INC
COM
756577102
60
1069
SH
SOLE
1069
0
0
REGENERON PHARMACEUTICALS INC
COM
75886F107
151
420
SH
SOLE
420
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
79
7846
SH
SOLE
7846
0
0
REPUBLIC SERVICES
COM
760759100
56
1437
SH
SOLE
1437
0
0
RJR NABISCO HOLDINGS
COM
761713106
103
1753
SH
SOLE
1753
0
0
ROBERT HALF INTERNATIONAL INC
COM
770323103
38
784
SH
SOLE
784
0
0
ROCKWELL AUTOMATION
COM
773903109
86
783
SH
SOLE
783
0
0
ROCKWELL COLLINS
COM
774341101
60
762
SH
SOLE
762
0
0
ROPER INDUSTRIES INC
COM
776696106
82
560
SH
SOLE
560
0
0
ROPER INDUSTRIES INC
NOTE
776696AA4
13163
7100000
PRN
SOLE
7100000
0
0
ROSS STORES INC
COM
778296103
90
1194
SH
SOLE
1194
0
0
RYDER SYSTEM INC NOTE
COM
783549108
27
296
SH
SOLE
296
0
0
SPDR TRUST SERIES 1
COM
78462F103
2069
10500
SH
SOLE
10500
0
0
SPDR GOLD TRUST
COM
78463V107
24100
207386
SH
SOLE
207386
0
0
SAFEWAY INC
COM
786514208
45
1310
SH
SOLE
1310
0
0
ST JUDE MEDICAL INC
COM
790849103
97
1611
SH
SOLE
1611
0
0
SALESFORCECOM INC
COM
79466L302
188
3274
SH
SOLE
3274
0
0
SALIX PHARMACEUTICALS LTD
NOTE
795435AE6
20801
8600000
PRN
SOLE
8600000
0
0
SANDISK CORP
COM
80004C101
125
1276
SH
SOLE
1276
0
0
SANDISK CORP
NOTE
80004CAD3
17885
9300000
PRN
SOLE
9300000
0
0
SCANA CORP
COM
80589M102
40
805
SH
SOLE
805
0
0
SCHLUMBERGER LTD
COM
806857108
750
7374
SH
SOLE
7374
0
0
SCHWAB CHARLES CORP
COM
808513105
192
6524
SH
SOLE
6524
0
0
EW SCRIPPS CO
CL A
811065101
46
590
SH
SOLE
590
0
0
SEALED AIR CORP
COM
81211K100
42
1205
SH
SOLE
1205
0
0
SEMPRA ENERGY
COM
816851109
138
1314
SH
SOLE
1314
0
0
SHERWIN-WILLIAMS CO
COM
824348106
104
473
SH
SOLE
473
0
0
SIGMA-ALDRICH
COM
826552101
92
674
SH
SOLE
674
0
0
SIMON PROPERTY GROUP
COM
828806109
291
1768
SH
SOLE
1768
0
0
JM SMUCKER CO
COM
832696405
57
580
SH
SOLE
580
0
0
SNAP-ON INC
COM
833034101
40
329
SH
SOLE
329
0
0
SOUTHERN COMPANY
COM
842587107
222
5094
SH
SOLE
5094
0
0
SOUTHWEST AIRLINES
COM
844741108
132
3897
SH
SOLE
3897
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
70
2002
SH
SOLE
2002
0
0
SPECTRA ENERGY CORP
COM
847560109
150
3815
SH
SOLE
3815
0
0
SPECTRANETICS CORP
NOTE
84760CAA5
10664
9500000
PRN
SOLE
9500000
0
0
STANLEY BLACK + DECKER INC
COM
854502101
79
887
SH
SOLE
887
0
0
STANLEY BLACK + DECKER INC
UNIT 99/99/9999
854502309
17921
137000
SH
SOLE
137000
0
0
STAPLES INC
COM
855030102
44
3665
SH
SOLE
3665
0
0
STARBUCKS CORP
COM
855244109
322
4273
SH
SOLE
4273
0
0
STARWOOD HOTELS & RESORTS WORLDWIDE INC
COM
85590A401
91
1092
SH
SOLE
1092
0
0
STATE STREET BOSTON CORP
COM
857477103
177
2409
SH
SOLE
2409
0
0
STEEL DYNAMICS
COM
858119100
12163
537951
SH
SOLE
537951
0
0
STERICYCLE INC
COM
858912108
57
485
SH
SOLE
485
0
0
STLLWATER MINING COMPANY
NOTE
86074QAL6
9185
7200000
PRN
SOLE
7200000
0
0
STRYKER CORP
COM
863667101
137
1701
SH
SOLE
1701
0
0
SUNTRUST BANK
COM
867914103
115
3020
SH
SOLE
3020
0
0
SYMANTEC CORP
COM
871503108
93
3935
SH
SOLE
3935
0
0
SYSCO CORP
COM
871829107
127
3337
SH
SOLE
3337
0
0
TECO ENERGY INC
COM
872375100
23
1327
SH
SOLE
1327
0
0
TJX COMPANIES INC
COM
872540109
233
3942
SH
SOLE
3942
0
0
TAKE-TWO INTERACTIVE SOFTWARE INC
NOTE
874054AD1
9870
8000000
PRN
SOLE
8000000
0
0
TARGET CORP
COM
87612E106
226
3604
SH
SOLE
3604
0
0
TENET HEALTHCARE CORP
COM
88033G407
33
559
SH
SOLE
559
0
0
TERADATA CORP
COM
88076W103
37
882
SH
SOLE
882
0
0
TESORO PETROLEUM CORP
COM
881609101
45
736
SH
SOLE
736
0
0
TESLA MOTORS INC
NOTE
88160RAC5
10450
11000000
PRN
SOLE
11000000
0
0
TEXAS INSTRUMENTS
COM
882508104
290
6073
SH
SOLE
6073
0
0
TEXTRON
COM
883203101
57
1583
SH
SOLE
1583
0
0
THERMO ELECTRON CORP
COM
883556102
276
2269
SH
SOLE
2269
0
0
MINNESOTA MINING & MANUFACTURING
COM
88579Y101
522
3685
SH
SOLE
3685
0
0
TIBCO SOFTWARE INC
NOTE
88632QAB9
8205
8200000
PRN
SOLE
8200000
0
0
TIFFANY & COMPANY
COM
886547108
61
631
SH
SOLE
631
0
0
TIME WARNER INC COM
COM
887317303
366
4863
SH
SOLE
4863
0
0
TIME WARNER CABLE INC
COM
88732J207
228
1587
SH
SOLE
1587
0
0
TORCHMARK CORP
COM
891027104
39
750
SH
SOLE
750
0
0
TOTAL SYSTEM SERVICES
COM
891906109
29
941
SH
SOLE
941
0
0
TRACTOR SUPPLY COMPANY
COM
892356106
48
780
SH
SOLE
780
0
0
THE TRAVELERS COMPANIES INC
COM
89417E109
181
1929
SH
SOLE
1929
0
0
TRIPADVISOR INC
COM
896945201
57
624
SH
SOLE
624
0
0
NEWS AMERICA CORP
COM
90130A101
367
10713
SH
SOLE
10713
0
0
TYSON FOODS
COM
902494103
66
1665
SH
SOLE
1665
0
0
US BANCORP
COM
902973304
429
10249
SH
SOLE
10249
0
0
UNDER ARMOUR INC
COM
904311107
65
946
SH
SOLE
946
0
0
UNION PACIFIC CORP
COM
907818108
553
5105
SH
SOLE
5105
0
0
UNITED PARCEL SERVICE
CL B
911312106
393
4001
SH
SOLE
4001
0
0
UNITED RENTALS INC
COM
911363109
61
545
SH
SOLE
545
0
0
UNITED STATES BRENT OIL FUND
COM
91167Q100
1217
32203
SH
SOLE
32203
0
0
UNITED STATES GAS FUND LP
COM
91201T102
1366
25031
SH
SOLE
25031
0
0
US NATURAL GAS FUND LP
COM
912318201
10315
466536
SH
SOLE
466536
0
0
UNITED STATES 12 MONTH OIL
BEN INT
91288V103
2868
68503
SH
SOLE
68503
0
0
UNITED TECH CORP
COM
913017109
511
4839
SH
SOLE
4839
0
0
UNITED TECH CORP
UNIT 99/99/9999
913017117
17667
300000
SH
SOLE
300000
0
0
UNITED HEALTHCARE
COM
91324P102
477
5527
SH
SOLE
5527
0
0
UNIVERSAL HEALTH SERVICES
COM
913903100
54
518
SH
SOLE
518
0
0
UNUM GROUP
COM
91529Y106
50
1450
SH
SOLE
1450
0
0
URBAN OUTFITTERS INC
COM
917047102
21
578
SH
SOLE
578
0
0
VF CORP
COM
918204108
129
1959
SH
SOLE
1959
0
0
VALERO ENERGY CORP
COM
91913Y100
139
3003
SH
SOLE
3003
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
48
596
SH
SOLE
596
0
0
VECTOR GROUP LTD
NOTE
92240MBC1
12306
11000000
PRN
SOLE
11000000
0
0
VENTAS INC
COM
92276F100
104
1674
SH
SOLE
1674
0
0
VERISIGN INC
COM
92343E102
35
640
SH
SOLE
640
0
0
BELL ATLANTIC
COM
92343V104
1179
23577
SH
SOLE
23577
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
152
1354
SH
SOLE
1354
0
0
VIACOM INC
COM
92553P201
167
2166
SH
SOLE
2166
0
0
VISA INC
COM
92826C839
597
2800
SH
SOLE
2800
0
0
VORNADO REALTY
COM
929042109
99
992
SH
SOLE
992
0
0
VULCAN MATERIALS CO
COM
929160109
45
744
SH
SOLE
744
0
0
WABASH NATIONAL CORP
NOTE
929566AH0
10121
7700000
PRN
SOLE
7700000
0
0
WAL-MART STORES
COM
931142103
687
8982
SH
SOLE
8982
0
0
WALGREEN CO
COM
931422109
297
5005
SH
SOLE
5005
0
0
WASTE MANAGEMENT INC
COM
94106L109
117
2460
SH
SOLE
2460
0
0
WATERS CORPORATION
COM
941848103
48
481
SH
SOLE
481
0
0
WEBCOM GROUP INC
NOTE
94733AAA2
9412
10300000
PRN
SOLE
10300000
0
0
WELLPOINT INC
COM
94973V107
187
1560
SH
SOLE
1560
0
0
WELLPOINT INC
NOTE
94973VBG1
19433
11800000
PRN
SOLE
11800000
0
0
WELLS FARGO & CO
COM
949746101
1402
27021
SH
SOLE
27021
0
0
WESCO DISTRIBUTION
NOTE
95082PAH8
15293
5496000
PRN
SOLE
5496000
0
0
WESTERN DIGITAL CORP
COM
958102105
122
1251
SH
SOLE
1251
0
0
WESTERN UNION
COM
959802109
48
3014
SH
SOLE
3014
0
0
WEYERHAEUSER
COM
962166104
95
2997
SH
SOLE
2997
0
0
WHIRLPOOL CORP
COM
963320106
64
442
SH
SOLE
442
0
0
WHOLE FOODS MARKET INC
COM
966837106
78
2055
SH
SOLE
2055
0
0
WILLIAMS COMPANIES
COM
969457100
212
3826
SH
SOLE
3826
0
0
WINDSTREAM CORP
COM
97382A101
37
3428
SH
SOLE
3428
0
0
Wisconsin Energy Corp
COM
976657106
55
1276
SH
SOLE
1276
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
58
712
SH
SOLE
712
0
0
WYNN RESORTS LTD
COM
983134107
85
457
SH
SOLE
457
0
0
XCEL ENERGY INC
COM
98389B100
87
2874
SH
SOLE
2874
0
0
XILINX INC
COM
983919101
65
1529
SH
SOLE
1529
0
0
XILINX INC
NOTE
983919AF8
13326
9000000
PRN
SOLE
9000000
0
0
XEROX CORP
COM
984121103
82
6166
SH
SOLE
6166
0
0
XYLEM INC
COM
98419M100
37
1039
SH
SOLE
1039
0
0
YAHOO! INC
COM
984332106
214
5262
SH
SOLE
5262
0
0
YUM! BRANDS INC
COM
988498101
181
2508
SH
SOLE
2508
0
0
ZIMMER HOLDINGS INC
COM
98956P102
97
962
SH
SOLE
962
0
0
ZION BANCORPORATION
COM
989701107
34
1153
SH
SOLE
1153
0
0
ZOETIS INC
COM
98978V103
105
2850
SH
SOLE
2850
0
0
WATSON PHARMACEUTICAL INC
COM
G0083B108
363
1505
SH
SOLE
1505
0
0
BLACK HILLS CORP
COM
G0176J109
26
546
SH
SOLE
546
0
0
AON CORP
COM
G0408V102
145
1653
SH
SOLE
1653
0
0
ACCENTURE PLC
CL A
G1151C101
292
3591
SH
SOLE
3591
0
0
COVIDIEN LTD
COM
G2554F113
222
2569
SH
SOLE
2569
0
0
DELPHI AUTOMOTIVE PLC
COM
G27823106
105
1704
SH
SOLE
1704
0
0
EATON CORP
COM
G29183103
172
2712
SH
SOLE
2712
0
0
ENSCO PLC
CL A
G3157S106
55
1329
SH
SOLE
1329
0
0
INGERSOLL-RAND COMPANY
COM
G47791101
86
1521
SH
SOLE
1521
0
0
INVESCO PLC
COM
G491BT108
97
2458
SH
SOLE
2458
0
0
MALLINCKRODT PLC
COM
G5785G107
58
643
SH
SOLE
643
0
0
MICHAEL KORS HOLDINGS LTD
COM
G60754101
83
1167
SH
SOLE
1167
0
0
NABORS INDUSTRIES LTD
COM
G6359F103
37
1645
SH
SOLE
1645
0
0
NOBLE DRILLING
COM
G65431101
32
144812696492
SH
SOLE
144812696492
0
0
PARAGON OFFSHORE PLC
COM
G6S01W108
0
1
SH
SOLE
1
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
107
1865
SH
SOLE
1865
0
0
PENTAIR LTD
COM
G7S00T104
72
1096
SH
SOLE
1096
0
0
PERRIGO COMPANY
COM
G97822103
114
761
SH
SOLE
761
0
0
XL CAPITAL LTD
COM
G98290102
50
1511
SH
SOLE
1511
0
0
ACE LTD
COM
H0023R105
201
1915
SH
SOLE
1915
0
0
GARMIN LTD
COM
H2906T109
36
695
SH
SOLE
695
0
0
TE CONNECTIVITY LTD
COM
H84989104
129
2325
SH
SOLE
2325
0
0
TRANSOCEAN OFFSHORE INC
COM
H8817H100
62
1935
SH
SOLE
1935
0
0
TYCO INTERNATIONAL LTD
COM
H89128104
112
2523
SH
SOLE
2523
0
0
LYONDELLBASELL INDU
CL A
N53745100
263
2418
SH
SOLE
2418
0
0
NIELSEN HOLDINGS NV
COM
N63218106
77
1730
SH
SOLE
1730
0
0
AVAGO TECHNOLOGIES LTD
COM
Y0486S104
125
1432
SH
SOLE
1432
0
0