0001140361-16-059054.txt : 20160325
0001140361-16-059054.hdr.sgml : 20160325
20160325175002
ACCESSION NUMBER: 0001140361-16-059054
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160226
FILED AS OF DATE: 20160325
DATE AS OF CHANGE: 20160325
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWIFT TRANSPORTATION Co
CENTRAL INDEX KEY: 0001492691
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213]
IRS NUMBER: 205589597
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
BUSINESS PHONE: 602-269-9700
MAIL ADDRESS:
STREET 1: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
FORMER COMPANY:
FORMER CONFORMED NAME: SWIFT TRANSPORTATION CO
DATE OF NAME CHANGE: 20101209
FORMER COMPANY:
FORMER CONFORMED NAME: SWIFT TRANSPORTATION Co
DATE OF NAME CHANGE: 20101129
FORMER COMPANY:
FORMER CONFORMED NAME: SWIFT HOLDINGS CORP.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOYES JERRY & VICKIE FAMILY TRUST
CENTRAL INDEX KEY: 0001092565
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35007
FILM NUMBER: 161530245
BUSINESS ADDRESS:
STREET 1: SWIFT TRANSPORTATION COMPANY
STREET 2: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
BUSINESS PHONE: 6022699700
MAIL ADDRESS:
STREET 1: SWIFT TRANSPORTATION COMPANY
STREET 2: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOYES VICKIE
CENTRAL INDEX KEY: 0001272829
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35007
FILM NUMBER: 161530246
MAIL ADDRESS:
STREET 1: SWIFT TRANSPORTATION COMPANY
STREET 2: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOYES JERRY
CENTRAL INDEX KEY: 0000901736
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35007
FILM NUMBER: 161530247
MAIL ADDRESS:
STREET 1: SWIFT TRANSPORTATION COMPANY
STREET 2: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2016-02-26
2016-03-01
0
0001492691
SWIFT TRANSPORTATION Co
SWFT
0000901736
MOYES JERRY
SWIFT TRANSPORTATION COMPANY
2200 SOUTH 75TH AVENUE
PHOENIX
AZ
85043
1
1
1
1
CEO
Member of 10% group
0001272829
MOYES VICKIE
P.O. BOX 1397
TOLLESON
AZ
85353
0
0
1
0
0001092565
MOYES JERRY & VICKIE FAMILY TRUST
C/O SWIFT AVIATION GROUP, INC.
2710 E. OLD TOWER ROAD
PHOENIX
AZ
85034
0
0
1
0
Class A Common Stock
2016-02-26
4
F
0
17194
17.96
D
35675
D
Class B Common Stock
14658799
I
Manager
Class B Common Stock
3300000
I
Manager and Member
Class B Common Stock
6820090
I
Manager and Member
Class A Common Stock
2590077
I
Manager and Member
Class B Common Stock
26213049
I
Manager and Member
Represents the number of shares deemed withheld to satisfy tax withholding obligations upon the vesting of performance shares granted to the reporting person pursuant to the Company's 2007 Omnibus Incentive Plan. The reporting person previously reported a sale of 17,300 shares to cover taxes associated with the vesting. That sale was canceled prior to settlement and the reporting person did not dispose of any shares or receive any proceeds in connection with the sale. This Form 4 is being amended to reflect the cancellation of the sale and the withholding of shares to satisfy tax withholding obligations in lieu of selling shares.
This Form 4 is also being amended to reflect the inclusion of these shares and additional reporting persons.
Shares are held by M Capital Group Investors, LLC ("M Capital I"), and indirectly by the Jerry and Vickie Moyes Family Trust (the "JVMF Trust"), as the sole manager of M Capital I. Mr. and Mrs. Moyes serve as co-trustees of the JVMF Trust. The reporting persons disclaim any beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose.
Shares are held by Cactus Holding Company, LLC ("Cactus I"), an entity for which the JVMF Trust serves as sole manager. The JVMF Trust, Mr. Moyes, and Mrs. Moyes are all of the members of Cactus I.
Shares are held by Cactus Holding Company II, LLC ("Cactus II"), an entity for which the JVMF Trust serves as sole manager. The JVMF Trust, Mr. Moyes, and Mrs. Moyes are all of the members of Cactus II.
Shares are held by M Capital Group Investors II, LLC ("M Capital II"), and indirectly by the JVMF Trust, as the sole manager of M Capital II. Mr. Moyes, Mrs. Moyes, and the JVMF Trust constitute certain of the members of M Capital II. The reporting persons disclaim any beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose.
/s/ Jerry Moyes, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed
2016-03-25
/s/ Vickie Moyes, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed
2016-03-25
/s/ Jerry Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed
2016-03-25
/s/ Vickie Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed
2016-03-25