0001140361-16-059054.txt : 20160325 0001140361-16-059054.hdr.sgml : 20160325 20160325175002 ACCESSION NUMBER: 0001140361-16-059054 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160325 DATE AS OF CHANGE: 20160325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT TRANSPORTATION Co CENTRAL INDEX KEY: 0001492691 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 205589597 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 602-269-9700 MAIL ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT TRANSPORTATION CO DATE OF NAME CHANGE: 20101209 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT TRANSPORTATION Co DATE OF NAME CHANGE: 20101129 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT HOLDINGS CORP. DATE OF NAME CHANGE: 20100524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOYES JERRY & VICKIE FAMILY TRUST CENTRAL INDEX KEY: 0001092565 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35007 FILM NUMBER: 161530245 BUSINESS ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 6022699700 MAIL ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOYES VICKIE CENTRAL INDEX KEY: 0001272829 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35007 FILM NUMBER: 161530246 MAIL ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOYES JERRY CENTRAL INDEX KEY: 0000901736 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35007 FILM NUMBER: 161530247 MAIL ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 4/A 1 doc1.xml FORM 4/A X0306 4/A 2016-02-26 2016-03-01 0 0001492691 SWIFT TRANSPORTATION Co SWFT 0000901736 MOYES JERRY SWIFT TRANSPORTATION COMPANY 2200 SOUTH 75TH AVENUE PHOENIX AZ 85043 1 1 1 1 CEO Member of 10% group 0001272829 MOYES VICKIE P.O. BOX 1397 TOLLESON AZ 85353 0 0 1 0 0001092565 MOYES JERRY & VICKIE FAMILY TRUST C/O SWIFT AVIATION GROUP, INC. 2710 E. OLD TOWER ROAD PHOENIX AZ 85034 0 0 1 0 Class A Common Stock 2016-02-26 4 F 0 17194 17.96 D 35675 D Class B Common Stock 14658799 I Manager Class B Common Stock 3300000 I Manager and Member Class B Common Stock 6820090 I Manager and Member Class A Common Stock 2590077 I Manager and Member Class B Common Stock 26213049 I Manager and Member Represents the number of shares deemed withheld to satisfy tax withholding obligations upon the vesting of performance shares granted to the reporting person pursuant to the Company's 2007 Omnibus Incentive Plan. The reporting person previously reported a sale of 17,300 shares to cover taxes associated with the vesting. That sale was canceled prior to settlement and the reporting person did not dispose of any shares or receive any proceeds in connection with the sale. This Form 4 is being amended to reflect the cancellation of the sale and the withholding of shares to satisfy tax withholding obligations in lieu of selling shares. This Form 4 is also being amended to reflect the inclusion of these shares and additional reporting persons. Shares are held by M Capital Group Investors, LLC ("M Capital I"), and indirectly by the Jerry and Vickie Moyes Family Trust (the "JVMF Trust"), as the sole manager of M Capital I. Mr. and Mrs. Moyes serve as co-trustees of the JVMF Trust. The reporting persons disclaim any beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose. Shares are held by Cactus Holding Company, LLC ("Cactus I"), an entity for which the JVMF Trust serves as sole manager. The JVMF Trust, Mr. Moyes, and Mrs. Moyes are all of the members of Cactus I. Shares are held by Cactus Holding Company II, LLC ("Cactus II"), an entity for which the JVMF Trust serves as sole manager. The JVMF Trust, Mr. Moyes, and Mrs. Moyes are all of the members of Cactus II. Shares are held by M Capital Group Investors II, LLC ("M Capital II"), and indirectly by the JVMF Trust, as the sole manager of M Capital II. Mr. Moyes, Mrs. Moyes, and the JVMF Trust constitute certain of the members of M Capital II. The reporting persons disclaim any beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose. /s/ Jerry Moyes, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed 2016-03-25 /s/ Vickie Moyes, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed 2016-03-25 /s/ Jerry Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed 2016-03-25 /s/ Vickie Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed 2016-03-25