0001140361-12-052694.txt : 20121226 0001140361-12-052694.hdr.sgml : 20121226 20121226162939 ACCESSION NUMBER: 0001140361-12-052694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121226 FILED AS OF DATE: 20121226 DATE AS OF CHANGE: 20121226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT TRANSPORTATION Co CENTRAL INDEX KEY: 0001492691 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 205589597 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 602-269-9700 MAIL ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT TRANSPORTATION CO DATE OF NAME CHANGE: 20101209 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT TRANSPORTATION Co DATE OF NAME CHANGE: 20101129 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT HOLDINGS CORP. DATE OF NAME CHANGE: 20100524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOYES JERRY CENTRAL INDEX KEY: 0000901736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35007 FILM NUMBER: 121285597 MAIL ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOYES JERRY & VICKIE FAMILY TRUST CENTRAL INDEX KEY: 0001092565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35007 FILM NUMBER: 121285595 BUSINESS ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 6022699700 MAIL ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOYES VICKIE CENTRAL INDEX KEY: 0001272829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35007 FILM NUMBER: 121285596 MAIL ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 4 1 doc1.xml FORM 4 X0306 4 2012-12-26 0 0001492691 SWIFT TRANSPORTATION Co SWFT 0000901736 MOYES JERRY SWIFT TRANSPORTATION COMPANY 2200 SOUTH 75TH AVENUE PHOENIX AZ 85043 1 1 1 0 Chief Executive Officer 0001272829 MOYES VICKIE P.O. BOX 1397 TOLLESON AZ 85353 0 0 1 0 0001092565 MOYES JERRY & VICKIE FAMILY TRUST C/O SWIFT AVIATION GROUP, INC. 2710 E. OLD TOWER ROAD PHOENIX AZ 85034 0 0 1 0 Class A Common Stock 2012-12-26 4 J 0 831878 D 2789599 I Member Class B Common Stock 4670090 I Member Class A Common Stock 100 D Class A Common Stock 280000 D Class B Common Stock 11113203 D Class B Common Stock 23978782 I Member Class B Common Stock 72215 D Class B Common Stock 8519200 D Right to Purchase 2012-12-26 4 J 0 0 A 2012-12-26 2016-12-17 Class A Common Stock 831878 831878 I Member Transaction represents a sale of 831,878 shares of Class A Common Stock by Cactus Holding Company II, LLC to a counter-party pursuant to a Sale and Repurchase Agreement with a full recourse obligation to repurchase the securities at the same price on the fourth anniversary of sale. Cactus Holding Company II, LLC is an entity controlled by the Jerry and Vickie Moyes Family Trust, of which Jerry and Vickie Moyes serve as co-trustees. The Reporting Person may voluntarily repurchase the shares prior to the fourth anniversary of the sale. During the term of the transaction, the Reporting Person will not have the right to vote or direct the disposition of the sold shares. Upon repurchase of the shares by Reporting Person, ownership of the pledged shares shall be reacquired by the Reporting Person. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 21, 2012. The price at which the shares of Class A Common Stock were sold pursuant to the Sale and Repurchase Agreement will be equal to 80% of the average of the last per share sale price reported for the Company for three trading days following the transaction date. Shares are owned by the Jerry and Vickie Moyes Family Trust, of which Mr. and Mrs. Moyes are co-trustees and share voting and investment control. Shares are owned directly by M Capital Group Investors, LLC, and indirectly by the Jerry and Vickie Moyes Family Trust, as the sole manager of M Capital Group Investors, LLC. The reporting persons disclaim any beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of those shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 purposes. Shares are owned by Jerry Moyes and Vickie Moyes, over which Mr. and Mrs. Moyes share voting and investment control. /s/ Jerry Moyes, by James Fry, attorney-in-fact, pursuant to a POA previously filed 2012-12-26 /s/ Vickie Moyes, by James Fry, attorney-in-fact, pursuant to a POA previously filed 2012-12-26 /s/ Vickie Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by James Fry, attorney-in-fact, pursuant to a POA previously filed 2012-12-26 /s/ Jerry Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by James Fry, attorney-in-fact, pursuant to a POA previously filed 2012-12-26