0001140361-12-051635.txt : 20121218
0001140361-12-051635.hdr.sgml : 20121218
20121218125733
ACCESSION NUMBER: 0001140361-12-051635
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121217
FILED AS OF DATE: 20121218
DATE AS OF CHANGE: 20121218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWIFT TRANSPORTATION Co
CENTRAL INDEX KEY: 0001492691
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213]
IRS NUMBER: 205589597
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
BUSINESS PHONE: 602-269-9700
MAIL ADDRESS:
STREET 1: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
FORMER COMPANY:
FORMER CONFORMED NAME: SWIFT TRANSPORTATION CO
DATE OF NAME CHANGE: 20101209
FORMER COMPANY:
FORMER CONFORMED NAME: SWIFT TRANSPORTATION Co
DATE OF NAME CHANGE: 20101129
FORMER COMPANY:
FORMER CONFORMED NAME: SWIFT HOLDINGS CORP.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOYES JERRY
CENTRAL INDEX KEY: 0000901736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35007
FILM NUMBER: 121270685
MAIL ADDRESS:
STREET 1: SWIFT TRANSPORTATION COMPANY
STREET 2: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOYES JERRY & VICKIE FAMILY TRUST
CENTRAL INDEX KEY: 0001092565
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35007
FILM NUMBER: 121270683
BUSINESS ADDRESS:
STREET 1: SWIFT TRANSPORTATION COMPANY
STREET 2: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
BUSINESS PHONE: 6022699700
MAIL ADDRESS:
STREET 1: SWIFT TRANSPORTATION COMPANY
STREET 2: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOYES VICKIE
CENTRAL INDEX KEY: 0001272829
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35007
FILM NUMBER: 121270684
MAIL ADDRESS:
STREET 1: SWIFT TRANSPORTATION COMPANY
STREET 2: 2200 SOUTH 75TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85043
4
1
doc1.xml
FORM 4
X0306
4
2012-12-17
0
0001492691
SWIFT TRANSPORTATION Co
SWFT
0000901736
MOYES JERRY
SWIFT TRANSPORTATION COMPANY
2200 SOUTH 75TH AVENUE
PHOENIX
AZ
85043
1
1
1
0
Chief Executive Officer
0001272829
MOYES VICKIE
P.O. BOX 1397
TOLLESON
AZ
85353
0
0
1
0
0001092565
MOYES JERRY & VICKIE FAMILY TRUST
C/O SWIFT AVIATION GROUP, INC.
2710 E. OLD TOWER ROAD
PHOENIX
AZ
85034
0
0
1
0
Class A Common Stock
2012-12-17
4
J
0
1000000
D
3621477
I
Member
Class B Common Stock
4670090
I
Member
Class A Common Stock
100
D
Class A Common Stock
280000
D
Class B Common Stock
11113203
D
Class B Common Stock
23978782
I
Member
Class B Common Stock
72215
D
Class B Common Stock
8519200
D
Right to Purchase
2012-12-17
4
J
0
0
A
2012-12-17
2016-12-17
Class A Common Stock
1000000
1000000
I
Member
Transaction represents a sale of 1,000,000 shares of Class A Common Stock by Cactus Holding Company II, LLC to a counter-party pursuant to a Sale and Repurchase Agreement with a full recourse obligation to repurchase the securities at the same price on the fourth anniversary of sale. Cactus Holding Company II, LLC is an entity controlled by the Jerry and Vickie Moyes Family Trust, of which Jerry and Vickie Moyes serve as co-trustees. The Reporting Person may voluntarily repurchase the shares prior to the fourth anniversary of the sale. During the term of the transaction, the Reporting Person will not have the right to vote or direct the disposition of the sold shares. Upon repurchase of the shares by Reporting Person, ownership of the pledged shares shall be reacquired by the Reporting Person. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 21, 2012.
The price at which the shares of Class A Common Stock were sold pursuant to the Sale and Repurchase Agreement will be equal to 80% of the average of the last per share sale price reported for the Company for three trading days following the transaction date.
Shares are owned by the Jerry and Vickie Moyes Family Trust, of which Mr. and Mrs. Moyes are co-trustees and share voting and investment control.
Shares are owned directly by M Capital Group Investors, LLC, and indirectly by the Jerry and Vickie Moyes Family Trust, as the sole manager of M Capital Group Investors, LLC. The reporting persons disclaim any beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of those shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 purposes.
Shares are owned by Jerry Moyes and Vickie Moyes, over which Mr. and Mrs. Moyes share voting and investment control.
/s/ Jerry Moyes, by James Fry, attorney-in-fact, pursuant to a POA previously filed
2012-12-17
/s/ Vickie Moyes, by James Fry, attorney-in-fact, pursuant to a POA previously filed
2012-12-17
/s/ Vickie Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by James Fry, attorney-in-fact, pursuant to a POA previously filed
2012-12-17
/s/ Jerry Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by James Fry, attorney-in-fact, pursuant to a POA previously filed
2012-12-17