0001127602-19-013521.txt : 20190328 0001127602-19-013521.hdr.sgml : 20190328 20190328161446 ACCESSION NUMBER: 0001127602-19-013521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190327 FILED AS OF DATE: 20190328 DATE AS OF CHANGE: 20190328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ROGER F CENTRAL INDEX KEY: 0000901733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 19712117 MAIL ADDRESS: STREET 1: C/O NACCO INDUSTRIES INC STREET 2: 5875 LANDERBROOK DRIVE CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-27 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0000901733 RANKIN ROGER F 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2019-03-27 4 P 0 1 62.49 A 75 I Interest in shares of Rankin Associates V held by Rankin Management Class A Common Stock 2019-03-27 4 P 0 3 62.49 A 639 I Interest in shares held by Rankin Associates V Class A Common Stock 2019-03-27 4 P 0 100 62.49 A 40955 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin Class A Common Stock 2019-03-27 4 P 0 100 62.49 A 40955 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin Class A Common Stock 2019-03-27 4 P 0 1 62.49 A 99 I Child's proportionate interest in shares held by Rankin Associates V Class A Common Stock 2019-03-27 4 P 0 1 62.49 A 99 I Child's proportionate interest in shares held by Rankin Associates V Class A Common Stock 2019-03-27 4 P 0 1 62.49 A 94 I Interest in shares of Rankin Associates VI held by Rankin Management Class A Common Stock 2019-03-27 4 P 0 102 62.49 A 41057 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin Class A Common Stock 2019-03-27 4 P 0 102 62.49 A 41057 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin Class A Common Stock 2019-03-27 4 P 0 1 62.49 A 275 I Proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2019-03-27 4 P 0 2 62.49 A 598 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2019-03-27 4 P 0 3 62.49 A 504 I Child's Proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2019-03-27 4 P 0 3 62.49 A 504 I Child's Proportionate interest of shares held by Rankin Associates VI Class A Common Stock 54147 I spouses proportionate LP interest in shares held by RA1 Class A Common Stock 29986 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P Class A Common Stock 11155 I spouse serves as Trustee of a Trust for the benefit of Alison Rankin Class A Common Stock 200 I Reporting person serves as Trustee for the benefit of Elisabeth Rankin Class A Common Stock 765 I Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin Class A Common Stock 20426 I daughter's proportionate LP interest in shares held by RA II LP held in a trust Class A Common Stock 1851 I Spouse is Trustee for the benefit of Reporting Person's daughter. Class A Common Stock 1209 I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin Class A Common Stock 18294 I daughter's proportionate LP interest in shares held by RA II LP held in a trust Class A Common Stock 3738 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Class A Common Stock 19 I proportionate general partnership interest in shares of Rankin Associates IV, Class A Common Stock 3448 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class A Common Stock 4283 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 65824 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class A Common Stock 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI). Class A Common Stock 192662 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin Class B Common Stock Class A Common Stock 444 444 I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin Class B Common Stock Class A Common Stock 96861 96861 I Spouses proportionate LP interest in shares held by RA1 Class B Common Stock Class A Common Stock 29986 29986 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 3123 3123 I spouse serves as Trustee of a Trust for the benefit of Alison Rankin Class B Common Stock Class A Common Stock 200 200 I Reporting person serves as Trustee for the benefit of Elisabeth Rankin Class B Common Stock Class A Common Stock 20426 20426 I daughter's proportionate LP interest in shares held by RA II LP held in a trust Class B Common Stock Class A Common Stock 1851 1851 I Spouse is Trustee for the benefit of Reporting Person's daughter Class B Common Stock Class A Common Stock 18294 18294 I daughter's proportionate LP interest in shares held by RA II LP held in a trust Class B Common Stock Class A Common Stock 3738 3738 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Class B Common Stock Class A Common Stock 6889 6889 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin Class B Common Stock Class A Common Stock 6889 6889 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin Class B Common Stock Class A Common Stock 31 31 I general partnership interest in shares of Rankin Associates IV, L.P Class B Common Stock Class A Common Stock 6168 6168 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 4283 4283 I Reporting Person's proportionate limited partnership interests in shares held by RA II Class B Common Stock Class A Common Stock 104286 104286 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class B Common Stock Class A Common Stock 1975 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI). Class B Common Stock Class A Common Stock 193760 193760 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin Shares purchased pursuant to 10b5-1 plan 2019-Mar-27-Weighted Average - Share Price represents average price between $62.37 and $62.59. Reporting Person disclaims beneficial ownership of all such shares. Interest held by Trust u/a/d 8/15/2012 Held in trust u/a/d 12/30/2015 N/A /s/ Suzanne S. Taylor, attorney-in-fact 2019-03-28