0000899243-20-016582.txt : 20200615 0000899243-20-016582.hdr.sgml : 20200615 20200615182941 ACCESSION NUMBER: 0000899243-20-016582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silk Mark J CENTRAL INDEX KEY: 0001451622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 20964491 MAIL ADDRESS: STREET 1: 4946 AZUSA CANYON ROAD CITY: IRWINDALE STATE: CA ZIP: 91706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-11 0 0000090168 SIFCO INDUSTRIES INC SIF 0001451622 Silk Mark J 970 E. 64TH STREET CLEVELAND OH 44103 1 0 1 0 SIFCO Industries, Inc. Common Stock 2020-06-11 4 P 0 16935 4.22 A 456078 D SIFCO Industries, Inc. Common Stock 2020-06-12 4 P 0 6217 4.25 A 462295 D SIFCO Industries, Inc. Common Stock 2020-06-15 4 P 0 8652 4.24 A 470947 D SIFCO Industries, Inc. Common Stock 300000 I By The HHS Trust The transaction was executed in multiple trades at prices ranging from $4.15 to $4.25, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected. Includes 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted until January 29, 2021. The transaction was executed in multiple trades at prices ranging from $4.09 to $4.25, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected. A trust established for the benefit of Mr. Silk's children. /s/ Elizabeth Button - by power of attorney 2020-06-15