Head of Regulatory Solutions

0000009015-23-000001.txt : 20230213 0000009015-23-000001.hdr.sgml : 20230213 20230213115150 ACCESSION NUMBER: 0000009015-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS LLC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 041054788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00060 FILM NUMBER: 23615954 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Barings LLC DATE OF NAME CHANGE: 20160915 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: BABSON DAVID L & CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true true 0000009015 XXXXXXXX 12-31-2022 12-31-2022 BARINGS LLC

300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202

13F HOLDINGS REPORT 028-00060 000106006 801-241 Y Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on its Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings. Christina Coone Head of Regulatory Solutions 00353 1 4869717 Christina Coone Dublin L2 02-13-2023 4 229 2820321303 false 1 0001624302 028-16290 BARING ASSET MANAGEMENT (ASIA) Ltd 2 0001606780 028-19111 Baring Asset Management Korea Ltd 3 0001606779 028-16289 BARING ASSET MANAGEMENT Ltd 4 0001803230 Baring SICE (Taiwan) LTD INFORMATION TABLE 2 informationtable.xml AON PLC SHS CL A G0403H108 288735 962 SH SOLE 962 0 0 NUTRIEN LTD COM 67077M108 21086244 288734 SH DFND _ 288734 0 0 SUNCOR ENERGY INC NEW COM 867224107 38546937 1214842 SH DFND _ 1214842 0 0 YUM CHINA HLDGS INC COM 98850P109 15552953 284592 SH DFND _ 284592 0 0 H WORLD GROUP LTD SPONSORED ADS 44332N106 36697033 865088 SH DFND 1 865088 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 2828030 38772 SH DFND 1 38772 0 0 ISHARES INC MSCI WORLD ETF 464286392 2774841 25399 SH DFND 1 25399 0 0 ISHARES INC MSCI HONG KG ETF 464286871 8824746 420026 SH DFND 1 420026 0 0 ISHARES TR IBOXX INV CP ETF 464287242 3163533 30006 SH DFND 1 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