Head of Regulatory Solutions

0000009015-22-000013.txt : 20220808 0000009015-22-000013.hdr.sgml : 20220808 20220808083649 ACCESSION NUMBER: 0000009015-22-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS LLC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 041054788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00060 FILM NUMBER: 221142713 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Barings LLC DATE OF NAME CHANGE: 20160915 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: BABSON DAVID L & CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000009015 XXXXXXXX 06-30-2022 06-30-2022 BARINGS LLC

300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202

13F HOLDINGS REPORT 028-00060 Y Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on its Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings. Christina Coone Head of Regulatory Solutions 0035314869717 Christina Coone Dublin L2 08-08-2022 4 550 2769366 false 1 0001624302 028-16290 BARING ASSET MANAGEMENT (ASIA) Ltd 2 0001606780 028-19111 Baring Asset Management Korea Ltd 3 0001606779 028-16289 BARING ASSET MANAGEMENT Ltd 4 0001803230 Baring SICE (Taiwan) LTD INFORMATION TABLE 2 informationtable.xml 3M CO COM 88579Y101 228 1765 SH DFND 1 1765 0 0 3M CO COM 88579Y101 505 3900 SH DFND 3 3900 0 0 ABBOTT LABS COM 002824100 271 2492 SH DFND 1 2492 0 0 ABBOTT LABS COM 002824100 609 5602 SH DFND 3 5602 0 0 ABBVIE INC COM 00287Y109 1106 7218 SH DFND 1 7218 0 0 ABBVIE INC COM 00287Y109 1085 7082 SH DFND 3 7082 0 0 ABIOMED INC COM 003654100 73 293 SH DFND 1 293 0 0 ABIOMED INC COM 003654100 163 658 SH DFND 3 658 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 809 2914 SH DFND 1 2914 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 568 2046 SH DFND 3 2046 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 686 1873 SH DFND 1 1873 0 0 ADOBE 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S&P 500 VAL ETF 464287408 1832 13329 SH DFND 1 13329 0 0 ISHARES TR S&P 500 VAL ETF 464287408 13374 97293 SH DFND 4 97293 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 1377 13465 SH DFND 4 13465 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 19841 239657 SH DFND 4 239657 0 0 ISHARES TR EXPANDED TECH 464287515 7158 26549 SH DFND 1 26549 0 0 ISHARES TR EXPANDED TECH 464287515 2942 10913 SH DFND 3 10913 0 0 ISHARES TR ISHARES SEMICDTR 464287523 2089 5974 SH DFND 1 5974 0 0 ISHARES TR ISHARES SEMICDTR 464287523 4453 12737 SH DFND 3 12737 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 287070 1391450 SH DFND 2 1391450 0 0 ISHARES TR US HLTHCARE ETF 464287762 3156 11737 SH DFND 3 11737 0 0 ISHARES TR U.S. ENERGY ETF 464287796 5081 133279 SH DFND 3 133279 0 0 ISHARES TR U.S. ENERGY ETF 464287796 2205 57834 SH DFND 4 57834 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 6554 94717 SH DFND 1 94717 0 0 ISHARES TR MSCI ACWI ETF 464288257 3685 43931 SH DFND 1 43931 0 0 ISHARES TR IBOXX HI YD ETF 464288513 8768 119112 SH DFND 1 119112 0 0 ISHARES TR IBOXX HI YD ETF 464288513 11518 156473 SH DFND 3 156473 0 0 ISHARES TR MBS ETF 464288588 790 8100 SH SOLE 8100 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 3882 76800 SH SOLE 76800 0 0 ISHARES TR SHORT TREAS BD 464288679 16030 145599 SH DFND 4 145599 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 21165 423986 SH DFND 4 423986 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 51468 1031000 SH SOLE 1031000 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 14936 148722 SH DFND 1 148722 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 4550 45303 SH DFND 3 45303 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 66144 658610 SH DFND 4 658610 0 0 ISHARES TR MSCI CHINA ETF 46429B671 19120 342594 SH DFND 4 342594 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 37008 364865 SH DFND 4 364865 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 3171 28385 SH DFND 1 28385 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 2850 25511 SH DFND 3 25511 0 0 ISHARES TR MSCI USA VALUE 46432F388 2700 29825 SH DFND 1 29825 0 0 ISHARES TR MSCI USA VALUE 46432F388 4334 47878 SH DFND 3 47878 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 10555 260305 SH DFND 1 260305 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 3976 98063 SH DFND 3 98063 0 0 ISHARES TR MSCI SAUDI ARBIA 46434V423 299 7213 SH SOLE 7213 0 0 ISHARES TR MSCI QATAR ETF 46434V779 106 5087 SH SOLE 5087 0 0 ISHARES TR CONV BD ETF 46435G102 5404 77910 SH DFND 1 77910 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 5454 111442 SH DFND 4 111442 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 8003 1869780 SH DFND 3 1869780 0 0 JOHNSON & JOHNSON COM 478160104 1849 10415 SH DFND 1 10415 0 0 JOHNSON & JOHNSON COM 478160104 1812 10206 SH DFND 3 10206 0 0 JPMORGAN CHASE & CO COM 46625H100 868 7708 SH DFND 1 7708 0 0 JPMORGAN CHASE & CO COM 46625H100 984 8734 SH DFND 3 8734 0 0 KINDER MORGAN INC DEL COM 49456B101 67 3977 SH DFND 1 3977 0 0 KINDER MORGAN INC DEL COM 49456B101 251 14998 SH DFND 3 14998 0 0 KLA CORP COM NEW 482480100 487 1526 SH DFND 1 1526 0 0 KLA CORP COM NEW 482480100 289 907 SH DFND 3 907 0 0 LAM RESEARCH CORP COM 512807108 423 992 SH DFND 1 992 0 0 LAM RESEARCH CORP COM 512807108 220 517 SH DFND 3 517 0 0 LAM RESEARCH CORP COM 512807108 100 235 SH SOLE 235 0 0 LAUDER ESTEE COS INC CL A 518439104 114 448 SH DFND 1 448 0 0 LAUDER ESTEE COS INC CL A 518439104 264 1038 SH DFND 3 1038 0 0 LI AUTO INC SPONSORED ADS 50202M102 7464 194832 SH DFND 3 194832 0 0 LI AUTO INC SPONSORED ADS 50202M102 164 4288 SH SOLE 4288 0 0 LILLY ELI & CO COM 532457108 621 1914 SH DFND 1 1914 0 0 LILLY ELI & CO COM 532457108 849 2620 SH DFND 3 2620 0 0 LINDE PLC SHS G5494J103 593 2064 SH DFND 1 2064 0 0 LINDE PLC SHS G5494J103 15168 52754 SH DFND 3 52754 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 283 3430 SH DFND 1 3430 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 83 1002 SH DFND 3 1002 0 0 LOCKHEED MARTIN CORP COM 539830109 388 902 SH DFND 1 902 0 0 LOCKHEED MARTIN CORP COM 539830109 346 804 SH DFND 3 804 0 0 LOWES COS INC COM 548661107 122 697 SH DFND 1 697 0 0 LOWES COS INC COM 548661107 221 1268 SH DFND 3 1268 0 0 LUMEN TECHNOLOGIES INC COM 550241103 133 12230 SH DFND 3 12230 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 74 841 SH DFND 1 841 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 153 1751 SH DFND 3 1751 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1 11 SH SOLE 11 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 305 11883 SH DFND 1 11883 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 87 3380 SH DFND 3 3380 0 0 MARATHON PETE CORP COM 56585A102 227 2763 SH DFND 1 2763 0 0 MARATHON PETE CORP COM 56585A102 462 5616 SH DFND 3 5616 0 0 MARRIOTT INTL INC NEW CL A 571903202 296 2177 SH DFND 1 2177 0 0 MARRIOTT INTL INC NEW CL A 571903202 84 619 SH DFND 3 619 0 0 MARVELL TECHNOLOGY INC COM 573874104 311 7136 SH DFND 1 7136 0 0 MARVELL TECHNOLOGY INC COM 573874104 113 2587 SH DFND 3 2587 0 0 MARVELL TECHNOLOGY INC COM 573874104 91 2097 SH SOLE 2097 0 0 MASTERCARD INCORPORATED CL A 57636Q104 987 3129 SH DFND 1 3129 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1416 4487 SH DFND 3 4487 0 0 MCDONALDS CORP COM 580135101 838 3396 SH DFND 1 3396 0 0 MCDONALDS CORP COM 580135101 2671 10821 SH DFND 3 10821 0 0 MEDTRONIC PLC SHS G5960L103 490 5463 SH DFND 1 5463 0 0 MEDTRONIC PLC SHS G5960L103 510 5682 SH DFND 3 5682 0 0 MERCK & CO INC COM 58933Y105 738 8098 SH DFND 1 8098 0 0 MERCK & CO INC COM 58933Y105 893 9791 SH DFND 3 9791 0 0 META PLATFORMS INC CL A 30303M102 902 5591 SH DFND 1 5591 0 0 META PLATFORMS INC CL A 30303M102 1038 6435 SH DFND 3 6435 0 0 META PLATFORMS INC CL A 30303M102 173 1073 SH SOLE 1073 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 84 73 SH DFND 1 73 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 188 164 SH DFND 3 164 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 13538 15000000 PRN SOLE 15000000 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 335 5770 SH DFND 1 5770 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 87 1506 SH DFND 3 1506 0 0 MICRON TECHNOLOGY INC COM 595112103 439 7935 SH DFND 1 7935 0 0 MICRON TECHNOLOGY INC COM 595112103 463 8381 SH DFND 3 8381 0 0 MICRON TECHNOLOGY INC COM 595112103 153 2761 SH SOLE 2761 0 0 MICROSOFT CORP COM 594918104 3827 14900 SH DFND 1 14900 0 0 MICROSOFT CORP COM 594918104 6828 26587 SH DFND 3 26587 0 0 MICROSOFT CORP COM 594918104 491 1912 SH SOLE 1912 0 0 MONDELEZ INTL INC CL A 609207105 82 1323 SH DFND 1 1323 0 0 MONDELEZ INTL INC CL A 609207105 199 3211 SH DFND 3 3211 0 0 MONOLITHIC PWR SYS INC COM 609839105 243 633 SH DFND 1 633 0 0 MONOLITHIC PWR SYS INC COM 609839105 192 501 SH DFND 3 501 0 0 MORGAN STANLEY COM NEW 617446448 129 1702 SH DFND 1 1702 0 0 MORGAN STANLEY COM NEW 617446448 245 3226 SH DFND 3 3226 0 0 MOSAIC CO NEW COM 61945C103 9768 206811 SH DFND 3 206811 0 0 NETFLIX INC COM 64110L106 56 319 SH DFND 1 319 0 0 NETFLIX INC COM 64110L106 162 929 SH DFND 3 929 0 0 NEWMONT CORP COM 651639106 78 1310 SH DFND 1 1310 0 0 NEWMONT CORP COM 651639106 186 3114 SH DFND 3 3114 0 0 NEXTERA ENERGY INC COM 65339F101 62 794 SH DFND 1 794 0 0 NEXTERA ENERGY INC COM 65339F101 251 3242 SH DFND 3 3242 0 0 NIKE INC CL B 654106103 404 3952 SH DFND 1 3952 0 0 NIKE INC CL B 654106103 949 9287 SH DFND 3 9287 0 0 NIO INC SPON ADS 62914V106 23894 1100095 SH DFND 1 1100095 0 0 NIO INC SPON ADS 62914V106 43 2000 SH DFND 3 2000 0 0 NORFOLK SOUTHN CORP COM 655844108 100 439 SH DFND 1 439 0 0 NORFOLK SOUTHN CORP COM 655844108 175 768 SH DFND 3 768 0 0 NOVOCURE LTD ORD SHS G6674U108 66 948 SH DFND 1 948 0 0 NOVOCURE LTD ORD SHS G6674U108 136 1953 SH DFND 3 1953 0 0 NUTRIEN LTD COM 67077M108 9228 115796 SH DFND 3 115796 0 0 NUTRIEN LTD COM 67077M108 6970 87458 SH DFND _ 87458 0 0 NVIDIA CORPORATION COM 67066G104 1332 8784 SH DFND 1 8784 0 0 NVIDIA CORPORATION COM 67066G104 909 5998 SH DFND 3 5998 0 0 NVIDIA CORPORATION COM 67066G104 169 1113 SH SOLE 1113 0 0 NXP SEMICONDUCTORS N V COM N6596X109 631 4262 SH DFND 1 4262 0 0 NXP SEMICONDUCTORS N V COM N6596X109 335 2260 SH DFND 3 2260 0 0 ON SEMICONDUCTOR CORP COM 682189105 229 4543 SH DFND 1 4543 0 0 ON SEMICONDUCTOR CORP COM 682189105 60 1186 SH DFND 3 1186 0 0 ONEOK INC NEW COM 682680103 220 3959 SH DFND 3 3959 0 0 ORACLE CORP COM 68389X105 81 1154 SH DFND 1 1154 0 0 ORACLE CORP COM 68389X105 249 3565 SH DFND 3 3565 0 0 ORBITAL ENERGY GROUP INC COM 68559A109 635 1007998 SH SOLE 1007998 0 0 PACCAR INC COM 693718108 68 821 SH DFND 1 821 0 0 PACCAR INC COM 693718108 164 1992 SH DFND 3 1992 0 0 PARKER-HANNIFIN CORP COM 701094104 61 247 SH DFND 1 247 0 0 PARKER-HANNIFIN CORP COM 701094104 152 616 SH DFND 3 616 0 0 PAYPAL HLDGS INC COM 70450Y103 58 830 SH DFND 1 830 0 0 PAYPAL HLDGS INC COM 70450Y103 163 2333 SH DFND 3 2333 0 0 PENNYMAC CORP NOTE 5.500%11/0 70932AAD5 16193 17000000 PRN SOLE 17000000 0 0 PEPSICO INC COM 713448108 911 5468 SH DFND 1 5468 0 0 PEPSICO INC COM 713448108 1135 6811 SH DFND 3 6811 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 5569 523923 SH DFND 3 523923 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2350 201176 SH DFND 3 201176 0 0 PFIZER INC COM 717081103 935 17840 SH DFND 1 17840 0 0 PFIZER INC COM 717081103 849 16188 SH DFND 3 16188 0 0 PHILIP MORRIS INTL INC COM 718172109 501 5074 SH DFND 1 5074 0 0 PHILIP MORRIS INTL INC COM 718172109 572 5796 SH DFND 3 5796 0 0 PIONEER NAT RES CO COM 723787107 248 1112 SH DFND 3 1112 0 0 PLUG POWER INC COM NEW 72919P202 30 1782 SH DFND 1 1782 0 0 PLUG POWER INC COM NEW 72919P202 143 8651 SH DFND 3 8651 0 0 PPG INDS INC COM 693506107 4606 40280 SH DFND 3 40280 0 0 PPL CORP COM 69351T106 65 2399 SH DFND 1 2399 0 0 PPL CORP COM 69351T106 191 7044 SH DFND 3 7044 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 72 1074 SH DFND 1 1074 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 133 1995 SH DFND 3 1995 0 0 PROCTER AND GAMBLE CO COM 742718109 1008 7009 SH DFND 1 7009 0 0 PROCTER AND GAMBLE CO COM 742718109 896 6229 SH DFND 3 6229 0 0 PROGRESSIVE CORP COM 743315103 276 2377 SH DFND 1 2377 0 0 PROGRESSIVE CORP COM 743315103 297 2558 SH DFND 3 2558 0 0 QUALCOMM INC COM 747525103 988 7734 SH DFND 1 7734 0 0 QUALCOMM INC COM 747525103 586 4588 SH DFND 3 4588 0 0 QUALCOMM INC COM 747525103 100 782 SH SOLE 782 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 163 1696 SH DFND 1 1696 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 439 4571 SH DFND 3 4571 0 0 RESMED INC COM 761152107 90 430 SH DFND 1 430 0 0 RESMED INC COM 761152107 204 973 SH DFND 3 973 0 0 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 449 6684 SH DFND 1 6684 0 0 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 128 1901 SH DFND 3 1901 0 0 S&P GLOBAL INC COM 78409V104 171 506 SH DFND 1 506 0 0 S&P GLOBAL INC COM 78409V104 355 1053 SH DFND 3 1053 0 0 SABRE CORP COM 78573M104 184 31528 SH DFND 1 31528 0 0 SABRE CORP COM 78573M104 52 8968 SH DFND 3 8968 0 0 SALESFORCE INC COM 79466L302 110 668 SH DFND 1 668 0 0 SALESFORCE INC COM 79466L302 387 2346 SH DFND 3 2346 0 0 SALESFORCE INC COM 79466L302 200 1214 SH SOLE 1214 0 0 SCHLUMBERGER LTD COM STK 806857108 260 7266 SH DFND 1 7266 0 0 SCHLUMBERGER LTD COM STK 806857108 436 12193 SH DFND 3 12193 0 0 SCHWAB CHARLES CORP COM 808513105 95 1502 SH DFND 1 1502 0 0 SCHWAB CHARLES CORP COM 808513105 222 3517 SH DFND 3 3517 0 0 SEA LTD SPONSORD ADS 81141R100 1315 19670 SH DFND 1 19670 0 0 SEA LTD SPONSORD ADS 81141R100 27399 409797 SH DFND 3 409797 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1486 11590 SH DFND 4 11590 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 162 2260 SH DFND 4 2260 0 0 SIMON PPTY GROUP INC NEW COM 828806109 62 656 SH DFND 1 656 0 0 SIMON PPTY GROUP INC NEW COM 828806109 144 1518 SH DFND 3 1518 0 0 SIXTH STREET SPECIALTY LENDI NOTE 4.500% 8/0 87265KAD4 15619 15000000 PRN SOLE 15000000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 164 1767 SH DFND 1 1767 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 44 477 SH DFND 3 477 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 12232 146435 SH DFND 3 146435 0 0 SOUTHWEST AIRLS CO COM 844741108 584 16162 SH DFND 1 16162 0 0 SOUTHWEST AIRLS CO COM 844741108 166 4597 SH DFND 3 4597 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1640 4348 SH DFND 1 4348 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 7985 191771 SH DFND 4 191771 0 0 STANLEY BLACK & DECKER INC COM 854502101 1759 16779 SH DFND 3 16779 0 0 STARBUCKS CORP COM 855244109 95 1239 SH DFND 1 1239 0 0 STARBUCKS CORP COM 855244109 180 2355 SH DFND 3 2355 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 174 5541 SH DFND 1 5541 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 52 1648 SH DFND 3 1648 0 0 STRYKER CORPORATION COM 863667101 132 663 SH DFND 1 663 0 0 STRYKER CORPORATION COM 863667101 1000 5026 SH DFND 3 5026 0 0 SUNCOR ENERGY INC NEW COM 867224107 808 23026 SH DFND 3 23026 0 0 SUNCOR ENERGY INC NEW COM 867224107 25766 734707 SH DFND _ 734707 0 0 SYNOPSYS INC COM 871607107 56 183 SH DFND 1 183 0 0 SYNOPSYS INC COM 871607107 524 1725 SH DFND 3 1725 0 0 SYNOPSYS INC COM 871607107 166 548 SH SOLE 548 0 0 SYSCO CORP COM 871829107 362 4275 SH DFND 1 4275 0 0 SYSCO CORP COM 871829107 217 2563 SH DFND 3 2563 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 338 4139 SH DFND 1 4139 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 88 1081 SH DFND 3 1081 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 611 4989 SH DFND 3 4989 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 135 1098 SH SOLE 1098 0 0 TARGET CORP COM 87612E106 205 1453 SH DFND 1 1453 0 0 TARGET CORP COM 87612E106 97 687 SH DFND 3 687 0 0 TDCX INC ADS 87190U100 6723 726763 SH DFND 3 726763 0 0 TELEFLEX INCORPORATED COM 879369106 68 275 SH DFND 1 275 0 0 TELEFLEX INCORPORATED COM 879369106 152 620 SH DFND 3 620 0 0 TESLA INC COM 88160R101 923 1371 SH DFND 1 1371 0 0 TESLA INC COM 88160R101 754 1120 SH DFND 3 1120 0 0 TEXAS INSTRS INC COM 882508104 996 6482 SH DFND 1 6482 0 0 TEXAS INSTRS INC COM 882508104 591 3845 SH DFND 3 3845 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 160 295 SH DFND 1 295 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1163 2140 SH DFND 3 2140 0 0 TJX COS INC NEW COM 872540109 1584 28360 SH DFND 3 28360 0 0 TRACTOR SUPPLY CO COM 892356106 4499 23207 SH DFND 3 23207 0 0 TRIPADVISOR INC COM 896945201 229 12882 SH DFND 1 12882 0 0 TRIPADVISOR INC COM 896945201 65 3664 SH DFND 3 3664 0 0 TRUIST FINL CORP COM 89832Q109 78 1637 SH DFND 1 1637 0 0 TRUIST FINL CORP COM 89832Q109 201 4240 SH DFND 3 4240 0 0 TYSON FOODS INC CL A 902494103 2147 24945 SH DFND 3 24945 0 0 UBER TECHNOLOGIES INC COM 90353T100 226 11027 SH DFND 1 11027 0 0 UBER TECHNOLOGIES INC COM 90353T100 64 3136 SH DFND 3 3136 0 0 UNION PAC CORP COM 907818108 504 2362 SH DFND 1 2362 0 0 UNION PAC CORP COM 907818108 365 1713 SH DFND 3 1713 0 0 UNITED AIRLS HLDGS INC COM 910047109 705 19909 SH DFND 1 19909 0 0 UNITED AIRLS HLDGS INC COM 910047109 201 5663 SH DFND 3 5663 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 60 8804 SH DFND 1 8804 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 16 2298 SH DFND 3 2298 0 0 UNITED PARCEL SERVICE INC CL B 911312106 111 608 SH DFND 1 608 0 0 UNITED PARCEL SERVICE INC CL B 911312106 451 2472 SH DFND 3 2472 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1386 2698 SH DFND 1 2698 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4587 8930 SH DFND 3 8930 0 0 US BANCORP DEL COM NEW 902973304 85 1851 SH DFND 1 1851 0 0 US BANCORP DEL COM NEW 902973304 138 3009 SH DFND 3 3009 0 0 VALARIS LIMITED CL A G9460G101 838 19835 SH SOLE 19835 0 0 VALE S A SPONSORED ADS 91912E105 9485 648352 SH DFND 3 648352 0 0 VALERO ENERGY CORP COM 91913Y100 118 1107 SH DFND 1 1107 0 0 VALERO ENERGY CORP COM 91913Y100 7524 70793 SH DFND 3 70793 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 32225 244349 SH DFND 4 244349 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 14470 169560 SH DFND 4 169560 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3746 49121 SH DFND 4 49121 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 3069 50188 SH DFND 4 50188 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 39742 277006 SH DFND 4 277006 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 18789 188889 SH DFND 4 188889 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 11194 34279 SH DFND 4 34279 0 0 VEEVA SYS INC CL A COM 922475108 90 454 SH DFND 1 454 0 0 VEEVA SYS INC CL A COM 922475108 203 1023 SH DFND 3 1023 0 0 VERISIGN INC COM 92343E102 72 429 SH DFND 1 429 0 0 VERISIGN INC COM 92343E102 162 967 SH DFND 3 967 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 576 11352 SH DFND 1 11352 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 902 17773 SH DFND 3 17773 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 150 532 SH DFND 1 532 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 336 1191 SH DFND 3 1191 0 0 VISA INC COM CL A 92826C839 1105 5612 SH DFND 1 5612 0 0 VISA INC COM CL A 92826C839 1712 8694 SH DFND 3 8694 0 0 VISA INC COM CL A 92826C839 211 1071 SH SOLE 1071 0 0 VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS 92837L109 2390 323426 SH DFND 3 323426 0 0 WALMART INC COM 931142103 129 1059 SH DFND 1 1059 0 0 WALMART INC COM 931142103 276 2274 SH DFND 3 2274 0 0 WEATHERFORD INTL PLC ORD SHS G48833118 569 26861 SH SOLE 26861 0 0 WEC ENERGY GROUP INC COM 92939U106 76 754 SH DFND 1 754 0 0 WEC ENERGY GROUP INC COM 92939U106 170 1693 SH DFND 3 1693 0 0 WELLS FARGO CO NEW COM 949746101 203 5186 SH DFND 1 5186 0 0 WELLS FARGO CO NEW COM 949746101 332 8466 SH DFND 3 8466 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 2585 71758 SH DFND 3 71758 0 0 WILLIAMS COS INC COM 969457100 81 2600 SH DFND 1 2600 0 0 WILLIAMS COS INC COM 969457100 301 9642 SH DFND 3 9642 0 0 YANDEX N V SHS CLASS A N97284108 0 1703559 SH DFND 3 1703559 0 0 YUM CHINA HLDGS INC COM 98850P109 8501 175288 SH DFND 3 175288 0 0 YUM CHINA HLDGS INC COM 98850P109 210 4333 SH SOLE 4333 0 0 YUM CHINA HLDGS INC COM 98850P109 15661 322903 SH DFND _ 322903 0 0 ZHIHU INC ADS 98955N108 3380 1888411 SH DFND 1 1888411 0 0 ZOETIS INC CL A 98978V103 411 2393 SH DFND 3 2393 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 28633 1043103 SH DFND 1 1043103 0 0 BARINGS PARTN INVS TRUST COM 05616B100 1758 143404 SH SOLE 143404 0 0 BARINGS CORPORATE INVS COM 05617K109 2946 219664 SH SOLE 219664 0 0 BARINGS BDC, INC. COM 06759L103 126985 13639681 SH SOLE 13639681 0 0 BARINGS GLOBAL SHORT DURATION COM 06760L100 140 10755 SH SOLE 10755 0 0