0000009015-22-000007.txt : 20220513 0000009015-22-000007.hdr.sgml : 20220513 20220513072708 ACCESSION NUMBER: 0000009015-22-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS LLC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 041054788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00060 FILM NUMBER: 22920231 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Barings LLC DATE OF NAME CHANGE: 20160915 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: BABSON DAVID L & CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000009015 XXXXXXXX 03-31-2022 03-31-2022 BARINGS LLC

300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202

13F HOLDINGS REPORT 028-00060 Y Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on its Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings Christina Coone 014869717 Christina Coone Dublin L2 05-13-2022 4 520 3324417 false 1 0001624302 028-16290 BARING ASSET MANAGEMENT (ASIA) Ltd 2 0001606780 Baring Asset Management Korea Ltd 3 0001606779 028-16289 BARING ASSET MANAGEMENT Ltd 4 0001803230 Baring SICE (Taiwan) LTD INFORMATION TABLE 2 informationtable.xml 13-F HOLDINGS 3M CO COM 88579Y101 184 1235 SH DFND 1 1235 0 0 3M CO COM 88579Y101 1243 8346 SH DFND 3 8346 0 0 ABBOTT LABS COM 002824100 260 2194 SH DFND 1 2194 0 0 ABBOTT LABS COM 002824100 376 3173 SH DFND 3 3173 0 0 ABBVIE INC COM 00287Y109 1090 6722 SH DFND 1 6722 0 0 ABBVIE INC COM 00287Y109 699 4309 SH DFND 3 4309 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 860 2550 SH DFND 1 2550 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 699 2073 SH DFND 3 2073 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 743 1630 SH DFND 1 1630 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 457 1002 SH DFND 3 1002 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1088 9952 SH DFND 1 9952 0 0 ADVANCED MICRO DEVICES INC COM 007903107 407 3719 SH DFND 3 3719 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 7923 201341 SH SOLE 201341 0 0 AGCO CORP COM 001084102 10256 70232 SH DFND 3 70232 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 105 797 SH DFND 1 797 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 177 1335 SH DFND 3 1335 0 0 AGNC INVT CORP COM 00123Q104 88 6701 SH DFND 1 6701 0 0 AGNC INVT CORP COM 00123Q104 174 13288 SH DFND 3 13288 0 0 AIR PRODS & CHEMS INC COM 009158106 154 616 SH DFND 1 616 0 0 AIR PRODS & CHEMS INC COM 009158106 6964 27866 SH DFND 3 27866 0 0 ALBEMARLE CORP COM 012653101 8342 37722 SH DFND 3 37722 0 0 ALIBABA GROUP 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ASSURANT INC COM 04621X108 135 744 SH DFND 3 744 0 0 AT&T INC COM 00206R102 536 22662 SH DFND 1 22662 0 0 AT&T INC COM 00206R102 724 30630 SH DFND 3 30630 0 0 AUTODESK INC COM 052769106 124 577 SH DFND 1 577 0 0 AUTODESK INC COM 052769106 146 679 SH DFND 3 679 0 0 AUTODESK INC COM 052769106 145 675 SH SOLE 675 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 111 488 SH DFND 1 488 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 179 787 SH DFND 3 787 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 13903 14192000 PRN SOLE 14192000 0 0 AVERY DENNISON CORP COM 053611109 77 443 SH DFND 1 443 0 0 AVERY DENNISON CORP COM 053611109 184 1055 SH DFND 3 1055 0 0 BALL CORP COM 058498106 3180 35338 SH DFND 3 35338 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 13384 2884492 SH DFND 3 2884492 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 6882 161324 SH DFND 3 161324 0 0 BANK NEW YORK MELLON CORP COM 064058100 136 2733 SH DFND 1 2733 0 0 BANK NEW YORK MELLON CORP COM 064058100 206 4153 SH DFND 3 4153 0 0 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SH DFND 3 866 0 0 LAM RESEARCH CORP COM 512807108 561 1043 SH DFND 1 1043 0 0 LAM RESEARCH CORP COM 512807108 264 491 SH DFND 3 491 0 0 LAM RESEARCH CORP COM 512807108 126 235 SH SOLE 235 0 0 LI AUTO INC SPONSORED ADS 50202M102 6383 247301 SH DFND 3 247301 0 0 LI AUTO INC SPONSORED ADS 50202M102 132 5128 SH SOLE 5128 0 0 LILLY ELI & CO COM 532457108 250 874 SH DFND 1 874 0 0 LILLY ELI & CO COM 532457108 496 1731 SH DFND 3 1731 0 0 LINCOLN NATL CORP IND COM 534187109 101 1547 SH DFND 1 1547 0 0 LINCOLN NATL CORP IND COM 534187109 165 2522 SH DFND 3 2522 0 0 LINDE PLC SHS G5494J103 755 2363 SH DFND 1 2363 0 0 LINDE PLC SHS G5494J103 16390 51310 SH DFND 3 51310 0 0 LOCKHEED MARTIN CORP COM 539830109 163 369 SH DFND 1 369 0 0 LOCKHEED MARTIN CORP COM 539830109 210 475 SH DFND 3 475 0 0 LOWES COS INC COM 548661107 198 981 SH DFND 1 981 0 0 LOWES COS INC COM 548661107 365 1803 SH DFND 3 1803 0 0 LUMEN TECHNOLOGIES INC COM 550241103 93 8269 SH DFND 1 8269 0 0 LUMEN TECHNOLOGIES INC COM 550241103 146 12963 SH DFND 3 12963 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 116 1132 SH DFND 1 1132 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 185 1796 SH DFND 3 1796 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1 11 SH SOLE 11 0 0 MARATHON PETE CORP COM 56585A102 167 1956 SH DFND 1 1956 0 0 MARATHON PETE CORP COM 56585A102 261 3052 SH DFND 3 3052 0 0 MARVELL TECHNOLOGY INC COM 573874104 618 8615 SH DFND 1 8615 0 0 MARVELL TECHNOLOGY INC COM 573874104 333 4637 SH DFND 3 4637 0 0 MARVELL TECHNOLOGY INC COM 573874104 150 2097 SH SOLE 2097 0 0 MASTERCARD INCORPORATED CL A 57636Q104 862 2413 SH DFND 1 2413 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1393 3897 SH DFND 3 3897 0 0 MCDONALDS CORP COM 580135101 483 1955 SH DFND 1 1955 0 0 MCDONALDS CORP COM 580135101 2569 10388 SH DFND 3 10388 0 0 MEDTRONIC PLC SHS G5960L103 527 4747 SH DFND 1 4747 0 0 MEDTRONIC PLC SHS G5960L103 584 5260 SH DFND 3 5260 0 0 MERCK & CO INC COM 58933Y105 753 9173 SH DFND 1 9173 0 0 MERCK & CO INC COM 58933Y105 632 7707 SH DFND 3 7707 0 0 META PLATFORMS INC CL A 30303M102 983 4420 SH DFND 1 4420 0 0 META PLATFORMS INC CL A 30303M102 2587 11633 SH DFND 3 11633 0 0 META PLATFORMS INC CL A 30303M102 239 1073 SH SOLE 1073 0 0 METLIFE INC COM 59156R108 176 2507 SH DFND 1 2507 0 0 METLIFE INC COM 59156R108 242 3450 SH DFND 3 3450 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 114 83 SH DFND 1 83 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 170 124 SH DFND 3 124 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 14850 15000000 PRN SOLE 15000000 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 434 5770 SH DFND 1 5770 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 113 1506 SH DFND 3 1506 0 0 MICRON TECHNOLOGY INC COM 595112103 674 8658 SH DFND 1 8658 0 0 MICRON TECHNOLOGY INC COM 595112103 651 8355 SH DFND 3 8355 0 0 MICRON TECHNOLOGY INC COM 595112103 215 2761 SH SOLE 2761 0 0 MICROSOFT CORP COM 594918104 4889 15857 SH DFND 1 15857 0 0 MICROSOFT CORP COM 594918104 5097 16531 SH DFND 3 16531 0 0 MICROSOFT CORP COM 594918104 621 2013 SH SOLE 2013 0 0 MONDELEZ INTL INC CL A 609207105 114 1814 SH DFND 1 1814 0 0 MONDELEZ INTL INC CL A 609207105 185 2940 SH DFND 3 2940 0 0 MONOLITHIC PWR SYS INC COM 609839105 226 465 SH DFND 1 465 0 0 MONOLITHIC PWR SYS INC COM 609839105 59 121 SH DFND 3 121 0 0 MORGAN STANLEY COM NEW 617446448 212 2426 SH DFND 1 2426 0 0 MORGAN STANLEY COM NEW 617446448 490 5605 SH DFND 3 5605 0 0 MOSAIC CO NEW COM 61945C103 7437 111828 SH DFND 3 111828 0 0 NETFLIX INC COM 64110L106 165 441 SH DFND 1 441 0 0 NETFLIX INC COM 64110L106 317 845 SH DFND 3 845 0 0 NETFLIX INC COM 64110L106 103 275 SH SOLE 275 0 0 NEWMONT CORP COM 651639106 147 1854 SH DFND 1 1854 0 0 NEWMONT CORP COM 651639106 228 2870 SH DFND 3 2870 0 0 NEXTERA ENERGY INC COM 65339F101 288 3394 SH DFND 3 3394 0 0 NIKE INC CL B 654106103 74 553 SH DFND 1 553 0 0 NIKE INC CL B 654106103 1012 7523 SH DFND 3 7523 0 0 NIO INC SPON ADS 62914V106 23745 1128049 SH DFND 1 1128049 0 0 NIO INC SPON ADS 62914V106 3089 146763 SH DFND 3 146763 0 0 NORFOLK SOUTHN CORP COM 655844108 182 638 SH DFND 1 638 0 0 NORFOLK SOUTHN CORP COM 655844108 201 704 SH DFND 3 704 0 0 NUCOR CORP COM 670346105 211 1417 SH DFND 1 1417 0 0 NUCOR CORP COM 670346105 227 1527 SH DFND 3 1527 0 0 NUTRIEN LTD COM 67077M108 11557 111134 SH DFND 3 111134 0 0 NUTRIEN LTD COM 67077M108 23329 224341 SH DFND _ 224341 0 0 NVIDIA CORPORATION COM 67066G104 2215 8117 SH DFND 1 8117 0 0 NVIDIA CORPORATION COM 67066G104 1249 4578 SH DFND 3 4578 0 0 NVIDIA CORPORATION COM 67066G104 304 1113 SH SOLE 1113 0 0 NXP SEMICONDUCTORS N V COM N6596X109 827 4470 SH DFND 1 4470 0 0 NXP SEMICONDUCTORS N V COM N6596X109 404 2183 SH DFND 3 2183 0 0 ON SEMICONDUCTOR CORP COM 682189105 284 4543 SH DFND 1 4543 0 0 ON SEMICONDUCTOR CORP COM 682189105 74 1186 SH DFND 3 1186 0 0 ORACLE CORP COM 68389X105 135 1628 SH DFND 1 1628 0 0 ORACLE CORP COM 68389X105 251 3028 SH DFND 3 3028 0 0 ORBITAL ENERGY GROUP INC COM 68559A109 491 266949 SH SOLE 266949 0 0 PACCAR INC COM 693718108 102 1162 SH DFND 1 1162 0 0 PACCAR INC COM 693718108 161 1831 SH DFND 3 1831 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 95 2510 SH DFND 1 2510 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 233 6171 SH DFND 3 6171 0 0 PARKER-HANNIFIN CORP COM 701094104 98 347 SH DFND 1 347 0 0 PARKER-HANNIFIN CORP COM 701094104 160 563 SH DFND 3 563 0 0 PAYPAL HLDGS INC COM 70450Y103 140 1212 SH DFND 1 1212 0 0 PAYPAL HLDGS INC COM 70450Y103 247 2136 SH DFND 3 2136 0 0 PENNYMAC CORP NOTE 5.500%11/0 70932AAD5 17255 17000000 PRN SOLE 17000000 0 0 PEPSICO INC COM 713448108 1016 6072 SH DFND 1 6072 0 0 PEPSICO INC COM 713448108 1389 8298 SH DFND 3 8298 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 7324 523923 SH DFND 3 523923 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 4949 334360 SH DFND 3 334360 0 0 PFIZER INC COM 717081103 946 18273 SH DFND 1 18273 0 0 PFIZER INC COM 717081103 1190 22992 SH DFND 3 22992 0 0 PHILIP MORRIS INTL INC COM 718172109 496 5280 SH DFND 1 5280 0 0 PHILIP MORRIS INTL INC COM 718172109 579 6160 SH DFND 3 6160 0 0 PINDUODUO INC SPONSORED ADS 722304102 9198 229320 SH DFND 1 229320 0 0 PNC FINL SVCS GROUP INC COM 693475105 91 493 SH DFND 1 493 0 0 PNC FINL SVCS GROUP INC COM 693475105 154 833 SH DFND 3 833 0 0 PPG INDS INC COM 693506107 5108 38974 SH DFND 3 38974 0 0 PRICE T ROWE GROUP INC COM 74144T108 106 703 SH DFND 1 703 0 0 PRICE T ROWE GROUP INC COM 74144T108 112 741 SH DFND 3 741 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 109 1491 SH DFND 1 1491 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 183 2489 SH DFND 3 2489 0 0 PROCTER AND GAMBLE CO COM 742718109 1198 7842 SH DFND 1 7842 0 0 PROCTER AND GAMBLE CO COM 742718109 1232 8060 SH DFND 3 8060 0 0 PROGRESSIVE CORP COM 743315103 106 934 SH DFND 1 934 0 0 PROGRESSIVE CORP COM 743315103 183 1603 SH DFND 3 1603 0 0 PROLOGIS INC. COM 74340W103 295 1824 SH DFND 3 1824 0 0 PRUDENTIAL FINL INC COM 744320102 156 1318 SH DFND 1 1318 0 0 PRUDENTIAL FINL INC COM 744320102 188 1588 SH DFND 3 1588 0 0 QUALCOMM INC COM 747525103 1088 7119 SH DFND 1 7119 0 0 QUALCOMM INC COM 747525103 561 3671 SH DFND 3 3671 0 0 QUALCOMM INC COM 747525103 152 997 SH SOLE 997 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 207 2093 SH DFND 1 2093 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 703 7100 SH DFND 3 7100 0 0 S&P GLOBAL INC COM 78409V104 294 717 SH DFND 1 717 0 0 S&P GLOBAL INC COM 78409V104 402 979 SH DFND 3 979 0 0 SALESFORCE COM INC COM 79466L302 203 954 SH DFND 1 954 0 0 SALESFORCE COM INC COM 79466L302 458 2157 SH DFND 3 2157 0 0 SALESFORCE COM INC COM 79466L302 258 1214 SH SOLE 1214 0 0 SCHWAB CHARLES CORP COM 808513105 172 2038 SH DFND 1 2038 0 0 SCHWAB CHARLES CORP COM 808513105 492 5833 SH DFND 3 5833 0 0 SEA LTD SPONSORD ADS 81141R100 1765 14733 SH DFND 1 14733 0 0 SEA LTD SPONSORD ADS 81141R100 38248 319289 SH DFND 3 319289 0 0 SHERWIN WILLIAMS CO COM 824348106 83 334 SH DFND 1 334 0 0 SHERWIN WILLIAMS CO COM 824348106 141 564 SH DFND 3 564 0 0 SIXTH STREET SPECIALTY LENDI NOTE 4.500% 8/0 87265KAD4 19050 15000000 PRN SOLE 15000000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 236 1767 SH DFND 1 1767 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 64 477 SH DFND 3 477 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 19313 225623 SH DFND 3 225623 0 0 SOUTHWESTERN ENERGY CO COM 845467109 3553 495495 SH SOLE 495495 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 9226 26601 SH DFND 1 26601 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9859 21830 SH DFND 1 21830 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7233 16015 SH DFND 3 16015 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 474 1050 SH DFND 4 1050 0 0 SPDR SER TR BLOOMBERG CONV 78464A359 31890 414423 SH DFND 4 414423 0 0 SPDR SER TR S&P METALS MNG 78464A755 8349 136217 SH DFND 4 136217 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 7984 177582 SH DFND 4 177582 0 0 STANLEY BLACK & DECKER INC COM 854502101 2816 20145 SH DFND 3 20145 0 0 STAR GROUP L P UNIT LTD PARTNR 85512C105 192 17318 SH SOLE 17318 0 0 STARBUCKS CORP COM 855244109 158 1733 SH DFND 1 1733 0 0 STARBUCKS CORP COM 855244109 196 2153 SH DFND 3 2153 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 239 5541 SH DFND 1 5541 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 71 1648 SH DFND 3 1648 0 0 STRYKER CORPORATION COM 863667101 156 585 SH DFND 1 585 0 0 STRYKER CORPORATION COM 863667101 943 3527 SH DFND 3 3527 0 0 SUNCOR ENERGY INC NEW COM 867224107 2543 78033 SH DFND 3 78033 0 0 SUNCOR ENERGY INC NEW COM 867224107 48353 1483673 SH DFND _ 1483673 0 0 SYNOPSYS INC COM 871607107 91 272 SH DFND 1 272 0 0 SYNOPSYS INC COM 871607107 561 1683 SH DFND 3 1683 0 0 SYNOPSYS INC COM 871607107 183 548 SH SOLE 548 0 0 SYSCO CORP COM 871829107 212 2592 SH DFND 3 2592 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 432 4139 SH DFND 1 4139 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 113 1081 SH DFND 3 1081 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 779 5065 SH DFND 3 5065 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 169 1098 SH SOLE 1098 0 0 TARGET CORP COM 87612E106 146 689 SH DFND 1 689 0 0 TARGET CORP COM 87612E106 187 880 SH DFND 3 880 0 0 TDCX INC ADS 87190U100 359 29538 SH DFND 1 29538 0 0 TDCX INC ADS 87190U100 7727 635980 SH DFND 3 635980 0 0 TERADYNE INC COM 880770102 205 1734 SH DFND 1 1734 0 0 TERADYNE INC COM 880770102 54 453 SH DFND 3 453 0 0 TESLA INC COM 88160R101 1652 1533 SH DFND 1 1533 0 0 TESLA INC COM 88160R101 1149 1066 SH DFND 3 1066 0 0 TEXAS INSTRS INC COM 882508104 1059 5773 SH DFND 1 5773 0 0 TEXAS INSTRS INC COM 882508104 495 2700 SH DFND 3 2700 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 245 415 SH DFND 1 415 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 494 836 SH DFND 3 836 0 0 TJX COS INC NEW COM 872540109 82 1360 SH DFND 1 1360 0 0 TJX COS INC NEW COM 872540109 2682 44275 SH DFND 3 44275 0 0 T-MOBILE US INC COM 872590104 174 1352 SH DFND 1 1352 0 0 T-MOBILE US INC COM 872590104 270 2104 SH DFND 3 2104 0 0 TRACTOR SUPPLY CO COM 892356106 2273 9738 SH DFND 3 9738 0 0 TRUIST FINL CORP COM 89832Q109 133 2345 SH DFND 1 2345 0 0 TRUIST FINL CORP COM 89832Q109 221 3893 SH DFND 3 3893 0 0 TYSON FOODS INC CL A 902494103 1979 22081 SH DFND 3 22081 0 0 UNION PAC CORP COM 907818108 714 2613 SH DFND 1 2613 0 0 UNION PAC CORP COM 907818108 438 1603 SH DFND 3 1603 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 80 8804 SH DFND 1 8804 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 21 2298 SH DFND 3 2298 0 0 UNITED PARCEL SERVICE INC CL B 911312106 184 856 SH DFND 1 856 0 0 UNITED PARCEL SERVICE INC CL B 911312106 394 1838 SH DFND 3 1838 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1348 2643 SH DFND 1 2643 0 0 UNITEDHEALTH GROUP INC COM 91324P102 5329 10450 SH DFND 3 10450 0 0 US BANCORP DEL COM NEW 902973304 142 2679 SH DFND 1 2679 0 0 US BANCORP DEL COM NEW 902973304 147 2760 SH DFND 3 2760 0 0 VALARIS LIMITED CL A G9460G101 5816 111915 SH SOLE 111915 0 0 VALE S A SPONSORED ADS 91912E105 12790 639833 SH DFND 3 639833 0 0 VALERO ENERGY CORP COM 91913Y100 159 1563 SH DFND 1 1563 0 0 VALERO ENERGY CORP COM 91913Y100 8344 82179 SH DFND 3 82179 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 9572 249592 SH DFND 4 249592 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 52635 356168 SH DFND 4 356168 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 11819 55614 SH DFND 4 55614 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 15497 152995 SH DFND 4 152995 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3836 49121 SH DFND 4 49121 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 3157 50188 SH DFND 4 50188 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 44130 272139 SH DFND 4 272139 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 11516 107586 SH DFND 4 107586 0 0 VARONIS SYS INC COM 922280102 204 4288 SH SOLE 4288 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 655 12861 SH DFND 1 12861 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1036 20329 SH DFND 3 20329 0 0 VISA INC COM CL A 92826C839 1039 4687 SH DFND 1 4687 0 0 VISA INC COM CL A 92826C839 2001 9021 SH DFND 3 9021 0 0 VISA INC COM CL A 92826C839 238 1071 SH SOLE 1071 0 0 WALMART INC COM 931142103 223 1500 SH DFND 1 1500 0 0 WALMART INC COM 931142103 689 4624 SH DFND 3 4624 0 0 WASTE MGMT INC DEL COM 94106L109 94 592 SH DFND 1 592 0 0 WASTE MGMT INC DEL COM 94106L109 137 863 SH DFND 3 863 0 0 WEATHERFORD INTL PLC ORD SHS G48833118 17912 537900 SH SOLE 537900 0 0 WELLS FARGO CO NEW COM 949746101 355 7329 SH DFND 1 7329 0 0 WELLS FARGO CO NEW COM 949746101 741 15291 SH DFND 3 15291 0 0 WESTERN DIGITAL CORP. COM 958102105 94 1889 SH DFND 1 1889 0 0 WESTERN DIGITAL CORP. COM 958102105 149 3001 SH DFND 3 3001 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 1715 45239 SH DFND 3 45239 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 2748 57749 SH DFND 3 57749 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 94 400 SH DFND 1 400 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 153 649 SH DFND 3 649 0 0 YANDEX N V SHS CLASS A N97284108 0 1703559 SH DFND 3 1703559 0 0 YUM CHINA HLDGS INC COM 98850P109 2882 69369 SH DFND 1 69369 0 0 YUM CHINA HLDGS INC COM 98850P109 6257 150630 SH DFND 3 150630 0 0 YUM CHINA HLDGS INC COM 98850P109 151 3628 SH SOLE 3628 0 0 YUM CHINA HLDGS INC COM 98850P109 4362 105000 SH DFND _ 105000 0 0 ZHIHU INC ADS 98955N108 7058 2916601 SH DFND 1 2916601 0 0 ZOETIS INC CL A 98978V103 420 2226 SH DFND 3 2226 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 26078 1043103 SH DFND 1 1043103 0 0 BARINGS PARTN INVS TRUST COM 05616B100 1920 143404 SH SOLE 143404 0 0 BARINGS CORPORATE INVS COM 05617K109 3345 219664 SH SOLE 219664 0 0 BARINGS BDC, INC. COM 06759L103 141034 13639681 SH SOLE 13639681 0 0 BARINGS GLOBAL SHORT DURATION COM 06760L100 163 10530 SH SOLE 10530 0 0