0001213900-23-021238.txt : 20230320 0001213900-23-021238.hdr.sgml : 20230320 20230320083656 ACCESSION NUMBER: 0001213900-23-021238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230316 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANTIN ROBERT L CENTRAL INDEX KEY: 0000901483 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 23745007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-03-16 0 0001464790 B. Riley Financial, Inc. RILY 0000901483 ANTIN ROBERT L C/O B. RILEY FINANCIAL, INC. 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025 1 0 0 0 0 Common Stock 2023-03-16 4 P 0 3000 31.97 A 28498 D Common Stock 2023-03-17 4 P 0 15000 29.8659 A 43498 D Common Stock 200000 I See footnote Common Stock 200000 I See footnote These transactions were executed in multiple trades at prices ranging from $29.7699 to $29.97. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Robert Antin 2023-03-20