0001213900-23-021238.txt : 20230320
0001213900-23-021238.hdr.sgml : 20230320
20230320083656
ACCESSION NUMBER: 0001213900-23-021238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230316
FILED AS OF DATE: 20230320
DATE AS OF CHANGE: 20230320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANTIN ROBERT L
CENTRAL INDEX KEY: 0000901483
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 23745007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-03-16
0
0001464790
B. Riley Financial, Inc.
RILY
0000901483
ANTIN ROBERT L
C/O B. RILEY FINANCIAL, INC.
11100 SANTA MONICA BLVD. SUITE 800
LOS ANGELES
CA
90025
1
0
0
0
0
Common Stock
2023-03-16
4
P
0
3000
31.97
A
28498
D
Common Stock
2023-03-17
4
P
0
15000
29.8659
A
43498
D
Common Stock
200000
I
See footnote
Common Stock
200000
I
See footnote
These transactions were executed in multiple trades at prices ranging from $29.7699 to $29.97. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Robert Antin
2023-03-20