-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C/qA0RmggSRj7monNwEGan9UXXI6u9SzUnXPwW0TZtNGGt0RgXTJ9tyFsvNExDoq eYkiyWTFeQ4BT8GFhkwfSw== 0000950133-06-000017.txt : 20060105 0000950133-06-000017.hdr.sgml : 20060105 20060105110447 ACCESSION NUMBER: 0000950133-06-000017 CONFORMED SUBMISSION TYPE: 424B7 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060105 DATE AS OF CHANGE: 20060105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUMAN GENOME SCIENCES INC CENTRAL INDEX KEY: 0000901219 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 223178468 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B7 SEC ACT: 1933 Act SEC FILE NUMBER: 333-128874 FILM NUMBER: 06511037 BUSINESS ADDRESS: STREET 1: 14200 SHADY GROVE ROAD CITY: ROCKVILLE STATE: MD ZIP: 20850-3338 BUSINESS PHONE: 3013098504 MAIL ADDRESS: STREET 1: 14200 SHADY GROVE ROAD CITY: ROCKVILLE STATE: MD ZIP: 20850 424B7 1 w16317e424b7.htm 424B7 e424b7
 

PROSPECTUS SUPPLEMENT NO. 2
(to Prospectus dated October 14, 2005)
  Filed Pursuant to Rule 424(b)(7)
Registration No. 333-128874
Human Genome Sciences, Inc.
 
$230,000,000
2-1/4% Convertible Subordinated Notes Due 2012
and
12,932,969 Shares of Common Stock
Issuable Upon Conversion of the Notes
 
     The following information supplements information contained in our prospectus dated October 14, 2005, relating to the potential offer and sale from time to time by holders of the notes and the underlying shares of our common stock. See “Plan of Distribution” in our prospectus.
     This prospectus supplement may only be delivered or used in connection with our prospectus. This prospectus supplement is incorporated by reference into our prospectus. Our common stock is listed on The Nasdaq National Market under the symbol “HGSI.”
     Neither the SEC nor any state securities commission has approved or disapproved of these securities or determined if this prospectus supplement or the prospectus is truthful or complete. Any representation to the contrary is a criminal offense.
      
      
      
Prospectus Supplement dated January 5, 2006

 


 

     The notes were originally issued by us and sold by Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as initial purchasers, in a transaction exempt from the registration requirements of the Securities Act to persons reasonably believed by the initial purchasers to be qualified institutional buyers or other institutional accredited investors. Selling holders, including their transferees, pledgees or donees or their successors, may from time to time offer and sell any or all of the notes and common stock into which the notes are convertible.
 
     The following table supplements the information in our prospectus with respect to the selling holders and the principal amounts of notes and common stock they beneficially own that may be offered under our prospectus. The information is based on information provided by or on behalf of the selling holders. All information provided in this prospectus supplement is as of January 4, 2006.
     The selling holders may offer all, some or none of the notes or common stock into which the notes are convertible. Thus, we cannot estimate the amount of the notes or the common stock that will be held by the selling holders upon termination of any sales. The column showing ownership after completion of the offering assumes that the selling holders will sell all of the securities offered by this prospectus. In addition, the selling holders identified below may have sold, transferred or otherwise disposed of all or a portion of their notes since the date on which they provided the information about their notes in transactions exempt from the registration requirements of the Securities Act. None of the selling holders has had any material relationship with us or our affiliates within the past three years.
     No selling holder named in the table below beneficially owns 1% or more of our outstanding common stock as of January 4, 2006, adjusted as required by the SEC’s rules. Common stock owned prior to the offering and after completion of the offering includes shares of common stock issuable upon conversion of our 5-1/2% Convertible Subordinated Notes Due 2006, our 5% Convertible Subordinated Notes Due 2007, our 3-3/4% Convertible Subordinated Notes Due 2007 and our 2-1/4% Convertible Subordinated Notes Due 2011.
                                 
                            Common  
                            Stock Owned  
    Principal Amount of     Common Stock Owned             After  
    Notes Beneficially     Prior to the     Common Stock     Completion of  
Name   Owned and Offered     Offering     Offered     the Offering  
Aristeia Partners LP(1)
  $ 4,320,000       242,914       242,914        
Empyrean Capital Fund, LP(2)
    1,049,600       59,019       59,019        
Empyrean Capital Overseas Benefit Plan Fund, Ltd.(2)
    201,400       11,324       11,324        
Empyrean Capital Overseas Fund, Ltd.(2)
    1,749,000       98,346       98,346        
Institutional Benchmark Series (Master Feeder) Limited in Respect of Electra Series c/o Quattro Fund(3)
    1,075,000       60,447       60,447        
Quattro Fund Ltd.(4)
    18,975,000       1,066,969       1,066,969        
Quattro Multistrategy Masterfund LP(4)
    1,075,000       60,447       60,447        
     
Total
  $ 28,445,000       1,599,466       1,599,466        
     

S-2


 

 
(1)   Voting power and investment control over the registrable securities is exercised by Aristeia Advisors LLC, the general partner of the selling holder. Kevin Toner, Anthony Frascella, Robert H. Lynch, Jr. and Bill Techar are the principals of Aristeia Advisors LLC.
 
(2)   Voting power and investment control over the registrable securities is exercised by Tian Xue.
 
(3)   Voting power and investment control over the registrable securities is exercised by Gary Crowder.
 
(4)   Voting power and investment control over the registrable securities is exercised by exercised by Andrew Kaplan, Brian Swain and Louis Napoli, the general partners of the selling holder.
     Information concerning the selling holders may change from time to time and any changed information will be set forth in future prospectus supplements if and when necessary. In addition, the per share conversion price and the “make-whole” payment, if any, and therefore the number of shares of common stock issuable upon conversion of the notes, are subject to adjustment. See “Description of Notes — Conversion Rights” in the prospectus. As a result, the aggregate principal amount of notes and the number of shares of common stock issuable upon conversion may increase or decrease.

S-3

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