The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 651 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 98 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 16 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,426 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 475 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
ADMA BIOLOGICS INC | COM | 000899104 | 298 | 74,600 | SH | SOLE | 74,600 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 115 | 2,500 | SH | Put | SOLE | 2,500 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,752 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 23 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 3,746 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
AGILE THERAPEUTICS INC | COM | 00847L100 | 125 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 216 | 37,100 | SH | SOLE | 37,100 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 21,850 | 103,000 | SH | SOLE | 103,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,136 | 850 | SH | SOLE | 850 | 0 | 0 | ||
AMEDISYS INC | COM | 023436108 | 751 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 2,113 | 683,700 | SH | SOLE | 683,700 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 416 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 11,842 | 226,000 | SH | SOLE | 226,000 | 0 | 0 | ||
APHRIA INC | COM | 03765K104 | 156 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 143 | 50,188 | SH | SOLE | 50,188 | 0 | 0 | ||
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 8,136 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ARCADIA BIOSCIENCES INC | COM NEW | 039014204 | 548 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 374 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 6,505 | 246,500 | SH | SOLE | 246,500 | 0 | 0 | ||
AXONICS MODULATION TECH INC | COM | 05465P101 | 5,002 | 180,500 | SH | SOLE | 180,500 | 0 | 0 | ||
AZURE PWR GLOBAL LTD | SHS | V0393H103 | 252 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AZURRX BIOPHARMA INC | COM | 05502L105 | 26 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 1,888 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 1,462 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
BENEFITFOCUS INC | COM | 08180D106 | 4,937 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 445 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 28,025 | 514,500 | SH | SOLE | 514,500 | 0 | 0 | ||
BLACKLINE INC | COM | 09239B109 | 799 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 307 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 360 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 1,243 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 948 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 2,878 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 950 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 314 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 81 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 295 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CIENA CORP | COM NEW | 171779309 | 854 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 1,022 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CLEAN ENERGY FUELS CORP | COM | 184499101 | 468 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 3,820 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
COMPASS MINERALS INTL INC | COM | 20451N101 | 1,219 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CONSTELLIUM SE | CL A SHS | F21107101 | 148 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
CRONOS GROUP INC | COM | 22717L101 | 703 | 91,677 | SH | SOLE | 91,677 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 6,234 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 1,404 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 606 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 584 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 5,058 | 650,000 | SH | Call | SOLE | 650,000 | 0 | 0 | |
DIRTT ENVIRONMENTAL SOLUT LT | COM | 25490H106 | 2,946 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 3,910 | 27,050 | SH | SOLE | 27,050 | 0 | 0 | ||
DRIVE SHACK INC | COM | 262077100 | 2,203 | 602,000 | SH | SOLE | 602,000 | 0 | 0 | ||
DYNATRACE INC | COM | 268150109 | 6,454 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 1,290 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ENCOMPASS HEALTH CORP | COM | 29261A100 | 693 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ENPHASE ENERGY INC | COM | 29355A107 | 3,789 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 26,126 | 700,232 | SH | SOLE | 700,232 | 0 | 0 | ||
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 3,242 | 171,100 | SH | SOLE | 171,100 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 231 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
FIVE9 INC | COM | 338307101 | 590 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 13,981 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 44,915 | 2,299,800 | SH | SOLE | 2,299,800 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 28 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 26,784 | 2,400,000 | SH | Call | SOLE | 2,400,000 | 0 | 0 | |
GLOBAL WTR RES INC | COM | 379463102 | 1,080 | 82,098 | SH | SOLE | 82,098 | 0 | 0 | ||
GREENLANE HLDGS INC | CL A | 395330103 | 114 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 25,493 | 326,250 | SH | SOLE | 326,250 | 0 | 0 | ||
HARROW HEALTH INC | COM | 415858109 | 233 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 163 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 1,551 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 193 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 1,649 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 2,962 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 6,549 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 962 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,197 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 10,631 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,506 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 2,869 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 14,771 | 8,845,000 | SH | SOLE | 8,845,000 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 1,680 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 9,060 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
LHC GROUP INC | COM | 50187A107 | 8,266 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
LIMELIGHT NETWORKS INC | COM | 53261M104 | 63 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 2,141 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
LYFT INC | CL A COM | 55087P104 | 1,936 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 11,382 | 12,656,268 | SH | SOLE | 12,656,268 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 1,441 | 54,250 | SH | SOLE | 54,250 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 567 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 645 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 27 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 20,264 | 128,500 | SH | SOLE | 128,500 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 258 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
MUELLER WTR PRODS INC | COM SER A | 624758108 | 300 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 947 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NRG ENERGY INC | COM NEW | 629377508 | 994 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 706 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 636 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 4,499 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
PC CONNECTION INC | COM | 69318J100 | 5,711 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 468 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
POWERFLEET INC | COM | 73931J109 | 3,917 | 601,728 | SH | SOLE | 601,728 | 0 | 0 | ||
PROFOUND MED CORP | COM NEW | 74319B502 | 114 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 402 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 198 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 30,521 | 1,150,000 | SH | Call | SOLE | 1,150,000 | 0 | 0 | |
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 1,407 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 380 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SAILPOINT TECHNLGIES HLDGS I | COM | 78781P105 | 472 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SAILPOINT TECHNLGIES HLDGS I | COM | 78781P105 | 212 | 9,000 | SH | Call | SOLE | 9,000 | 0 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F109 | 67 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 1,129 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 268 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 604 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 225 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 340 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SPARK ENERGY INC | CL A COM | 846511103 | 277 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 40,233 | 125,000 | SH | Put | SOLE | 125,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 10,468 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 374 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 10,551 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 420 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SUNNOVA ENERGY INTL INC | COM | 86745K104 | 5,138 | 460,010 | SH | SOLE | 460,010 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 30,263 | 12,105,155 | SH | SOLE | 12,105,155 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 18,664 | 1,351,500 | SH | SOLE | 1,351,500 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 697 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 715 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 251 | 600 | SH | SOLE | 600 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 185 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TREEHOUSE FOODS INC | COM | 89469A104 | 607 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 7,515 | 76,500 | SH | SOLE | 76,500 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 393 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 3,526 | 118,600 | SH | SOLE | 118,600 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 3,362 | 113,000 | SH | Call | SOLE | 113,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,646 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
UPLAND SOFTWARE INC | COM | 91544A109 | 14,820 | 415,000 | SH | SOLE | 415,000 | 0 | 0 | ||
VANECK VECTORS ETF TRUST | SEMICONDUCTOR ET | 92189F676 | 990 | 7,000 | SH | Put | SOLE | 7,000 | 0 | 0 | |
VERMILLION INC | COM NEW | 92407M206 | 71 | 88,084 | SH | SOLE | 88,084 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 740 | 484,306 | SH | SOLE | 484,306 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 657 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 793 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 1,197 | 505,000 | SH | SOLE | 505,000 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 658 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 13,257 | 173,000 | SH | SOLE | 173,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 599 | 4,000 | SH | SOLE | 4,000 | 0 | 0 |