The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
58 COM INC | SPON ADR REP A | 31680Q104 | 1,104 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
8X8 INC NEW | COM | 282914100 | 319 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 448 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ACER THERAPEUTICS INC | COM | 00444P108 | 617 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 59 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 915 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 10,210 | 510,000 | SH | SOLE | 510,000 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 621 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 9,313 | 34,500 | SH | SOLE | 34,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 618 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 666 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 530 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
AILERON THERAPEUTICS INC | COM | 00887A105 | 83 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ALBIREO PHARMA INC | COM | 01345P106 | 333 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 759 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 15,847 | 114,000 | SH | SOLE | 114,000 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 6,166 | 510,000 | SH | SOLE | 510,000 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 18,658 | 2,349,867 | SH | SOLE | 2,349,867 | 0 | 0 | ||
ANSYS INC | COM | 03662Q105 | 747 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 22,608 | 82,500 | SH | SOLE | 82,500 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 46,589 | 170,000 | SH | Call | SOLE | 170,000 | 0 | 0 | |
APOLLO ENDOSURGERY INC | COM | 03767D108 | 359 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
APRICUS BIOSCIENCES INC | COM NEW | 03832V307 | 31 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 9,853 | 545,252 | SH | SOLE | 545,252 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 17,003 | 826,196 | SH | SOLE | 826,196 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 525 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AZURRX BIOPHARMA INC | COM | 05502L105 | 386 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 667 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 233 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BLACKLINE INC | COM | 09239B109 | 5,365 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 481 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 154 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 508 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 20 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 448 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 747 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 313 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 805 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 577 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 1,250 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 7,964 | 418,048 | SH | SOLE | 418,048 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 248 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
COMSCORE INC | COM | 20564W105 | 319 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 432 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 554 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 1,704 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
DIREXION SHS ETF TR | DLY GOLD INDX 3X | 25460E844 | 130 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 300 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 241 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 16,827 | 528,312 | SH | SOLE | 528,312 | 0 | 0 | ||
ENZO BIOCHEM INC | COM | 294100102 | 41 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 822 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 482 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
FERROGLOBE PLC | SHS | G33856108 | 3,268 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 170 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 7,765 | 415,000 | SH | SOLE | 415,000 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 20,960 | 1,152,900 | SH | SOLE | 1,152,900 | 0 | 0 | ||
FRESHPET INC | COM | 358039105 | 367 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 1,129 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
GLOBAL WTR RES INC | COM | 379463102 | 1,589 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 9,591 | 345,000 | SH | SOLE | 345,000 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 7,645 | 275,000 | SH | Call | SOLE | 275,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 561 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 7,550 | 351,500 | SH | SOLE | 351,500 | 0 | 0 | ||
HASBRO INC | COM | 418056107 | 315 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 2,982 | 486,500 | SH | SOLE | 486,500 | 0 | 0 | ||
HTG MOLECULAR DIAGNOSTICS IN | COM | 40434H104 | 177 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
I D SYSTEMS INC | COM | 449489103 | 3,052 | 439,088 | SH | SOLE | 439,088 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 5,676 | 272,500 | SH | SOLE | 272,500 | 0 | 0 | ||
IMPRIMIS PHARMACEUTICALS INC | COM NEW | 45323A201 | 278 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 27,870 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,073 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,524 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 2,475 | 460,000 | SH | SOLE | 460,000 | 0 | 0 | ||
ITRON INC | COM | 465741106 | 353 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 19,755 | 117,500 | SH | SOLE | 117,500 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 677 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 2,930 | 945,000 | SH | SOLE | 945,000 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 179 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
KNIGHT SWIFT TRANSN HLDGS IN | CL A | 499049104 | 17,230 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
KNIGHT SWIFT TRANSN HLDGS IN | CL A | 499049104 | 6,896 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 7,494 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 691 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
MAGNOLIA OIL & GAS CORP | CL A | 559663109 | 14,625 | 975,000 | SH | SOLE | 975,000 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 26,998 | 335,000 | SH | SOLE | 335,000 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 16,425 | 10,323,247 | SH | SOLE | 10,323,247 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 984 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MEI PHARMA INC | COM NEW | 55279B202 | 216 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 532 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 25,047 | 219,000 | SH | SOLE | 219,000 | 0 | 0 | ||
NEPTUNE WELLNESS SOLUTIONS I | COM | 64079L105 | 97 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NEW GOLD INC CDA | COM | 644535106 | 198 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
NEW RELIC INC | COM | 64829B100 | 660 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 5,580 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
NUVECTRA CORP | COM | 67075N108 | 552 | 25,095 | SH | SOLE | 25,095 | 0 | 0 | ||
ORBCOMM INC | COM | 68555P100 | 1,358 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 5,813 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 1,351 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
PARSLEY ENERGY INC | CL A | 701877102 | 4,680 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 1,590 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
PAYLOCITY HLDG CORP | COM | 70438V106 | 281 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 615 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 9,711 | 295,000 | SH | SOLE | 295,000 | 0 | 0 | ||
PETIQ INC | COM CL A | 71639T106 | 393 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 408 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 2,808 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
POLARITYTE INC | COM | 731094108 | 9,197 | 481,500 | SH | SOLE | 481,500 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 6,258 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 12,822 | 2,045,000 | SH | SOLE | 2,045,000 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 3,135 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 484 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 831 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 558 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 246 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 511 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 310 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 982 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SKYLINE CHAMPION CORPORATION | COM | 830830105 | 5,714 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 72,710 | 275,000 | SH | Call | SOLE | 275,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,015 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 17,443 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 671 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 605 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 542 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 568 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 32,445 | 4,414,229 | SH | SOLE | 4,414,229 | 0 | 0 | ||
SUNPOWER CORP | COM | 867652406 | 183 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 25,129 | 2,020,000 | SH | SOLE | 2,020,000 | 0 | 0 | ||
SYNEOS HEALTH INC | CL A | 87166B102 | 773 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
T2 BIOSYSTEMS INC | COM | 89853L104 | 6,966 | 935,000 | SH | SOLE | 935,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,324 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 661 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
THERAPEUTICSMD INC | COM | 88338N107 | 4,920 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
TILRAY INC | COM CL 2 | 88688T100 | 2,154 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 346 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
TYME TECHNOLOGIES INC | COM | 90238J103 | 2,509 | 902,500 | SH | SOLE | 902,500 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 298 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 322 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,596 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
UPLAND SOFTWARE INC | COM | 91544A109 | 11,632 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
USA TECHNOLOGIES INC | COM NO PAR | 90328S500 | 6,660 | 925,000 | SH | SOLE | 925,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 768 | 449,413 | SH | SOLE | 449,413 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,156 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
VIAVI SOLUTIONS INC | COM | 925550105 | 737 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 174 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 1,092 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 1,200 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 12,707 | 158,500 | SH | SOLE | 158,500 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 284 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 986 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 347 | 7,000 | SH | SOLE | 7,000 | 0 | 0 |