The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | COM | 282914100 | 4,764 | 237,000 | SH | SOLE | 237,000 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 400 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ACER THERAPEUTICS INC | COM | 00444P108 | 432 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 6,716 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 361 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 12,556 | 51,500 | SH | SOLE | 51,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | CALL | 007903907 | 450 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | CALL | 007903907 | 150 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | CALL | 007903907 | 2,099 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 6,296 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 583 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 491 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 202 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 6,591 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
ALBIREO PHARMA INC | COM | 01345P106 | 536 | 15,100 | SH | SOLE | 15,100 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 358 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 15,767 | 127,000 | SH | SOLE | 127,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 13,922 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,510 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 7,888 | 505,000 | SH | SOLE | 505,000 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 799 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
ANSYS INC | COM | 03662Q105 | 697 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ANTHEM INC | CALL | 036752903 | 9,521 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 22,020 | 92,500 | SH | SOLE | 92,500 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 349 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 462 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
APPTIO INC | CL A | 03835C108 | 6,842 | 189,000 | SH | SOLE | 189,000 | 0 | 0 | ||
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 9,018 | 578,425 | SH | SOLE | 578,425 | 0 | 0 | ||
ARCADIA BIOSCIENCES INC | COM NEW | 039014204 | 206 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 272 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 17,177 | 851,196 | SH | SOLE | 851,196 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 541 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AVAYA HLDGS CORP | COM | 05351X101 | 5,930 | 295,000 | SH | SOLE | 295,000 | 0 | 0 | ||
AZURRX BIOPHARMA INC | COM | 05502L105 | 440 | 137,197 | SH | SOLE | 137,197 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 20,655 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
BED BATH & BEYOND INC | COM | 075896100 | 199 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 395 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 220 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 327 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BUNGE LIMITED | CALL | G16962905 | 1,743 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 2,615 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
CAMPBELL SOUP CO | CALL | 134429909 | 608 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 608 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CATERPILLAR INC DEL | CALL | 149123901 | 3,392 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
CATERPILLAR INC DEL | CALL | 149123901 | 3,392 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
CATERPILLAR INC DEL | CALL | 149123901 | 6,784 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 5,429 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 437 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 10,599 | 86,000 | SH | SOLE | 86,000 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 534 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 850 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 8,368 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 210 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CONSTELLATION BRANDS INC | PUT | 21036P958 | 1,094 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 671 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 1,067 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DEUTSCHE BANK AG | CALL | D18190908 | 1,062 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
DEUTSCHE BANK AG | CALL | D18190908 | 531 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 305 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 705 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 13,882 | 477,850 | SH | SOLE | 477,850 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 624 | 2,750 | SH | SOLE | 2,750 | 0 | 0 | ||
FERROGLOBE PLC | SHS | G33856108 | 3,342 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 15,381 | 595,000 | SH | SOLE | 595,000 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 18,953 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | CALL | 369604903 | 1,361 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 1,473 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 2,946 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 2,946 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 737 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 25,925 | 880,000 | SH | SOLE | 880,000 | 0 | 0 | ||
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 773 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 496 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
GTT COMMUNICATIONS INC | COM | 362393100 | 6,743 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 698 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 4,957 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 15,236 | 770,661 | SH | SOLE | 770,661 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 2,403 | 410,000 | SH | SOLE | 410,000 | 0 | 0 | ||
HD SUPPLY HLDGS INC | COM | 40416M105 | 429 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | 5,758 | 490,000 | SH | SOLE | 490,000 | 0 | 0 | ||
I D SYSTEMS INC | COM | 449489103 | 2,715 | 438,610 | SH | SOLE | 438,610 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 6,509 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
IMPRIMIS PHARMACEUTICALS INC | COM NEW | 45323A201 | 220 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 258 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
INVESCO DB MLTI SECTR CMMTY | AGRICULTURE FD | 46140H106 | 902 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 769 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 2,226 | 460,000 | SH | SOLE | 460,000 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 21,710 | 126,000 | SH | SOLE | 126,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 626 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 452 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 348 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
LAMB WESTON HLDGS INC | COM | 513272104 | 342 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 263 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 | 364 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 710 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 14,034 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 6,774 | 3,681,580 | SH | SOLE | 3,681,580 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 6,667 | 6,666,667 | SH | SOLE | 6,666,667 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 856 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MEI PHARMA INC | COM NEW | 55279B202 | 197 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 843 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MERCK & CO INC | CALL | 58933Y905 | 6,070 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 6,371 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | CALL | 552953901 | 2,903 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 6,389 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 12,376 | 236,000 | SH | SOLE | 236,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 20,252 | 205,000 | SH | SOLE | 205,000 | 0 | 0 | ||
NEW GOLD INC CDA | CALL | 644535906 | 520 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
NRG YIELD INC | CL A NEW | 62942X306 | 8,241 | 483,048 | SH | SOLE | 483,048 | 0 | 0 | ||
NUVECTRA CORP | COM | 67075N108 | 454 | 22,095 | SH | SOLE | 22,095 | 0 | 0 | ||
ORBCOMM INC | COM | 68555P100 | 1,162 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 3,746 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 13,871 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 8,625 | 460,000 | SH | SOLE | 460,000 | 0 | 0 | ||
PAYLOCITY HLDG CORP | COM | 70438V106 | 853 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 583 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 10,077 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
PGT INNOVATIONS INC | COM | 69336V101 | 365 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 202 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 2,496 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
POLARITYTE INC | COM | 731094108 | 9,298 | 395,000 | SH | SOLE | 395,000 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | CALL | 743187906 | 2,010 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 17,125 | 2,130,000 | SH | SOLE | 2,130,000 | 0 | 0 | ||
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 365 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 883 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
RAYTHEON CO | CALL | 755111907 | 966 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 538 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 598 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 196 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 341 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 819 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 862 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 510 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 830 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 10,661 | 112,000 | SH | SOLE | 112,000 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 252 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
SPS COMM INC | COM | 78463M107 | 551 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
SUMMIT MATLS INC | CL A | 86614U100 | 657 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 25,005 | 2,976,801 | SH | SOLE | 2,976,801 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 25,511 | 1,940,000 | SH | SOLE | 1,940,000 | 0 | 0 | ||
T2 BIOSYSTEMS INC | COM | 89853L104 | 5,844 | 755,000 | SH | SOLE | 755,000 | 0 | 0 | ||
TALEND S A | ADS | 874224207 | 529 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
THERAPEUTICSMD INC | COM | 88338N107 | 4,368 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
TIVITY HEALTH INC | COM | 88870R102 | 528 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TRANSENTERIX INC | COM NEW | 89366M201 | 109 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TYME TECHNOLOGIES INC | COM | 90238J103 | 3,266 | 1,033,500 | SH | SOLE | 1,033,500 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 901 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
UNIFI INC | COM NEW | 904677200 | 793 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 6,645 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 375 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,227 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
UPLAND SOFTWARE INC | COM | 91544A109 | 8,077 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 175 | 165,413 | SH | SOLE | 165,413 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,020 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 332 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
VIVINT SOLAR INC | COM | 92854Q106 | 1,576 | 320,000 | SH | SOLE | 320,000 | 0 | 0 | ||
WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 1,265 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 587 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 557 | 5,000 | SH | SOLE | 5,000 | 0 | 0 |