-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H9PNnJjAes1fBTb/71QpX8OekWHUh+XzR3UsaTmlVfq6Z46NsTqbVQLBnT8F5iUx vxnB71hBW/nEgfuyDYQ37w== 0000905718-01-500114.txt : 20021122 0000905718-01-500114.hdr.sgml : 20021122 20010810161012 ACCESSION NUMBER: 0000905718-01-500114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALIS JEFFREY S CENTRAL INDEX KEY: 0000900202 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07420 FILM NUMBER: 01704692 BUSINESS ADDRESS: STREET 1: 500 PARK AVE 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127585106 MAIL ADDRESS: STREET 1: 500 PARK AVE 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 aug13f2001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2001 Check here if Amendment [ ]: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jeffrey S. Halis Address: 153 East 53rd Street, 55th Floor New York, New York 10022 Form 13F File Number: 28-7420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Jeffrey S. Halis Title: Phone: 212-446-2460 Signature, Place, and Date of Signing: /s/Jeffrey S. Halis New York, New York August 10, 2001 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). Form 13F Summary Page Report Summary Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $130,870 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. NONE Form 13F File Number 28- Name FORM 13F INFORMATION VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ---- Bank Mutual Corporation COM 063748107 4573 324333 SH SOLE 324333 Brookline Bancorp, I COM 113739106 2011 143240 SH SOLE 143240 Capitol Federal Financial COM 14057C106 7309 378113 SH SOLE 378113 Dutchfork Bancshares, Inc. COM 26704P108 954 45000 SH SOLE 45000 Empire Federal Bancorp, Inc. COM 291657104 1448 102316 SH SOLE 102316 Evertrust Financial Group Inc. COM 300412103 2365 163700 SH SOLE 163700 First Banctrust Corp COM 31868f102 1044 80000 SH SOLE 80000 First Citizens Bancshares CL A 31946M103 695 6409 SH SOLE 6409 First Fed Bankshares COM 32020V100 1075 84996 SH SOLE 84996 Gaston Federal Bancorp Inc. COM 367304102 357 28900 SH SOLE 28900 Gouverneur Bancorp Inc. COM 383584109 71 11000 SH SOLE 11000 Greater Del. Valley Holdings COM 391688108 285 17350 SH SOLE 17350 Hudson City Bancorp COM 443683107 231 10000 SH SOLE 10000 Landmark Bancshares, Inc. COM 514928100 420 22900 SH SOLE 22900 Leeds Federal Bankshares Inc. COM 524226107 2354 149442 SH SOLE 149442 Liberty - MO COM 531204105 1128 80148 SH SOLE 80148 Liberty Bancorp COM 529905101 1677 155242 SH SOLE 155242 Montgomery Financial Corp. COM 613826106 268 19600 SH SOLE 19600 Mutual First Financial Inc. COM 62845B104 1856 128000 SH SOLE 128000 Northwest Bancorp, Inc. COM 667328108 1355 129013 SH SOLE 129013 Pathfinder Bancorp Inc. COM 70320A103 212 24900 SH SOLE 24900 Pulaski Bancorp Inc. COM 745357103 389 24100 SH SOLE 24100 River Valley Bancorp COM 768475105 647 36200 SH SOLE 36200 Rome Bancorp Inc. COM 775877103 2163 149200 SH SOLE 149200 West Essex Bancorp COM 952698108 508 30900 SH SOLE 30900 Willow Grove Bancorp Inc. COM 97111E101 2764 223823 SH SOLE 223823 Alleghany Corp COM 017175100 2513 12381 SH SOLE 12381 American Physicians Capital COM 028884104 936 48000 SH SOLE 48000 Bank United Corp Litigation RT Contingent 065416117 18 55000 SH SOLE 55000 Baycorp Holdings Corp COM 072728108 181 19100 SH SOLE 19100 Cypress Communications Inc. COM 232743104 94 313100 SH SOLE 313100 E-Stamp Corp. COM 269154100 56 295900 SH SOLE 295900 Edwards Lifesciences Corp. COM 28176e108 2425 92000 SH SOLE 92000 Equifax Inc COM 294429105 1629 44400 SH SOLE 44400 Erie Indemnity CL A 29530P102 18143 609849 SH SOLE 609849 FMC Corp COM NEW 302491303 7871 114800 SH SOLE 114800 Flowers Industries Inc. COM (DELETED) 343496105 1389 44300 SH SOLE 44300 Gentiva Health Services COM 37247A102 4252 236249 SH SOLE 236249 Global Payments Inc. when issu COM 37940X102 3308 109900 SH SOLE 109900 Huttig Building Products COM 448451104 1606 316700 SH SOLE 316700 Inverness Medial Technology COM 461268104 370 10000 SH SOLE 10000 Lee Enterprises COM 523768109 2838 86000 SH SOLE 86000 Liberte Investors COM 530154103 98 23117 SH SOLE 23117 Liquid Audio COM 53631t102 1096 371522 SH SOLE 371522 Massey Energy Corp. COM 576206106 537 27200 SH SOLE 27200 Momentum Business Applications CL A 60877P108 942 69300 SH SOLE 69300 Neomagic Corp COM 640497103 90 25800 SH SOLE 25800 Net Perceptions Inc. COM 64107u101 194 112800 SH SOLE 112800 Octel Corp COM 675727101 7948 489100 SH SOLE 489100 Petrie Stores COM 716437108 258 299545 SH SOLE 299545 Progress Energy Inc Equity Der COM 743263105 0 20000 SH SOLE 20000 Ray Tech Corp COM 755103108 153 52000 SH SOLE 52000 Redwood Trust Inc. COM 758075402 801 35200 SH SOLE 35200 Resmed Inc. COM 761152107 253 5000 SH SOLE 5000 Stamps.com Inc. COM 852857101 991 264353 SH SOLE 264353 Synavant Inc. COM 87157a105 201 28200 SH SOLE 28200 Teledyne Technologies Inc. COM 879360105 1395 91800 SH SOLE 91800 Western Resources COM 959425109 916 42600 SH SOLE 42600 Associated Bank Corp. COM 045487105 620 17218 SH SOLE 17218 Cabot Microelectronics Corpora COM 12709p103 676 10910 SH SOLE 10910 Cardinal Health COM 14149Y108 1035 15000 SH SOLE 15000 Commercial Federal COM 201647104 300 12991 SH SOLE 12991 Hawthorne Financial Corp $2.12 COM 420542102 560 34938 SH SOLE 34938 JDS Uniphase Corp COM 46612j101 824 64600 SH SOLE 64600 Johnson & Johnson COM 478160104 4434 88690 SH SOLE 88690 Juniper Networks Inc. COM 48203r104 386 12400 SH SOLE 12400 Magellan Health Services COM 559079108 1025 80100 SH SOLE 80100 Openwave Systems COM 683718100 671 19325 SH SOLE 19325 Richmond County Financial COM 764556106 1617 43100 SH SOLE 43100 Sanmina Corp. COM 800907107 1011 43200 SH SOLE 43200 Texas Instruments COM 882508104 1227 38450 SH SOLE 38450 Veritas Software Corp COM 923436109 1129 16964 SH SOLE 16964 Washington Mutual COM 939322103 4027 107250 SH SOLE 107250 Deutsche Telecom SPONSORED ADR 251566105 3295 146778 SH SOLE 146778 Telephone & Data Systems Inc. COM 879433100 5932 54550 SH SOLE 54550 Tosco Corp. COM NEW 891490302 440 10000 SH SOLE 10000
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