0001140361-15-038101.txt : 20151020
0001140361-15-038101.hdr.sgml : 20151020
20151020172655
ACCESSION NUMBER: 0001140361-15-038101
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151014
FILED AS OF DATE: 20151020
DATE AS OF CHANGE: 20151020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KERYX BIOPHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001114220
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 134087132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 LEXINGTON AVENUE
STREET 2: .
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-531-5965
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLARMAN SETH A
CENTRAL INDEX KEY: 0000899869
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30929
FILM NUMBER: 151166965
BUSINESS ADDRESS:
BUSINESS PHONE: 6172108300
MAIL ADDRESS:
STREET 1: 10 ST JAMES AVENUE
STREET 2: STE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAK CORP
CENTRAL INDEX KEY: 0001061088
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30929
FILM NUMBER: 151166966
BUSINESS ADDRESS:
STREET 1: 10 ST JAMES AVENUE
STREET 2: STE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6172108300
MAIL ADDRESS:
STREET 1: 10 ST JAMES AVENUE
STREET 2: STE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAUPOST GROUP LLC/MA
CENTRAL INDEX KEY: 0001061768
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30929
FILM NUMBER: 151166967
BUSINESS ADDRESS:
STREET 1: 10 ST JAMES AVE
STREET 2: SUITE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-210-8300
MAIL ADDRESS:
STREET 1: 10 ST JAMES AVE
STREET 2: SUITE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
3
1
doc1.xml
FORM 3
X0206
3
2015-10-14
0
0001114220
KERYX BIOPHARMACEUTICALS INC
KERX
0001061768
BAUPOST GROUP LLC/MA
10 ST. JAMES AVENUE
SUITE 1700
BOSTON
MA
02116
0
0
1
0
0001061088
SAK CORP
10 ST. JAMES AVENUE
SUITE 1700
BOSTON
MA
02116
0
0
1
0
0000899869
KLARMAN SETH A
10 ST. JAMES AVENUE
SUITE 1700
BOSTON
MA
02116
0
0
1
0
Common Stock
42016276
I
See footnote 1.
Zero Coupon Convertible Senior Notes due 2020
3.74
2016-07-01
2020-10-15
Common Stock Equivalents
17197861
I
See footnote 1.
This statement on Form 3 is being jointly filed by The Baupost Group, L.L.C. ("Baupost"), SAK Corporation and Seth A. Klarman. Baupost is a registered investment adviser and acts as an investment adviser and general partner to various private investment limited partnerships. SAK Corporation is the Manager of Baupost. Mr. Klarman, as the sole shareholder of SAK Corporation and a controlling person of Baupost, may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended, of the securities beneficially owned by Baupost. Securities reported on this statement on Form 3 as being beneficially owned by Baupost were purchased on behalf of certain of such partnerships. The Reporting Persons disclaim beneficial ownership of the securities except to the extent of their pecuniary interest therein.
Prior to shareholder approval authorizing the issuance of a sufficient number of additional shares to settle the conversion of the reported security in shares of common stock, the reported security is convertible only into cash based on an initial conversion rate of 267.3797 shares of common stock per $1,000 principal amount of notes. From and after shareholder approval, the reported security is convertible only into shares of common stock at the same initial conversion rate.
Upon certain fundamental changes of the company, the reported securities become immediately convertible.
Represents the number of common stock equivalents underlying the reported securities.
/s/ Seth A. Klarman
2015-10-20
/s/ Seth A. Klarman
2015-10-20
/s/ Seth A. Klarman
2015-10-20