SC 13D/A 1 0001.txt AMENDMENT NO. 5 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) ----------------------- KONOVER PROPERTY TRUST, INC. (formerly known as FAC Realty Trust, Inc.) (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 301953 10 5 (CUSIP Number) MARJORIE L. REIFENBERG LAZARD FRERES REAL ESTATE INVESTORS L.L.C. 30 ROCKEFELLER PLAZA NEW YORK, NY 10020 (212) 632-6000 WITH A COPY TO: TOBY S. MYERSON, ESQ. PAUL, WEISS, RIFKIND, WHARTON & GARRISON 1285 AVENUE OF THE AMERICAS NEW YORK, NEW YORK 10019-6064 (212) 373-3000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) ----------------------- February 8, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 1(f) or 1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ ---------------------------- ------------------------------ 301953105 Page 2 of 19 ---------------------------- ------------------------------ -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lazard Freres & Co. LLC -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON 21,052,631 WITH ------------------------------------------------ 9 SOLE DISPOSITIVE POWER None ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 21,052,631 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,052,631 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 67.3% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO (limited liability company) -------------------------------------------------------------------------------- ---------------------------- ------------------------------ 301953105 Page 3 of 19 ---------------------------- ------------------------------ -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lazard Freres Real Estate Investors L.L.C. 13-3803708 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON 21,052,631 WITH ------------------------------------------------ 9 SOLE DISPOSITIVE POWER None ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 21,052,631 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,052,631 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 67.3% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO (limited liability company) -------------------------------------------------------------------------------- ---------------------------- ------------------------------ 301953105 Page 4 of 19 ---------------------------- ------------------------------ -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LF Strategic Realty Investors II L.P. 13-3697806 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON 21,052,631 WITH ------------------------------------------------ 9 SOLE DISPOSITIVE POWER None ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 21,052,631 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,052,631 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 67.3% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN (limited partnership) -------------------------------------------------------------------------------- ---------------------------- ------------------------------ 301953105 Page 5 of 19 ---------------------------- ------------------------------ -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LFSRI II Alternative Partnership L.P. 13-3996575 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON 21,052,631 WITH ------------------------------------------------ 9 SOLE DISPOSITIVE POWER None ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 21,052,631 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,052,631 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 67.3% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN (limited partnership) -------------------------------------------------------------------------------- ---------------------------- ------------------------------ 301953105 Page 6 of 19 ---------------------------- ------------------------------ -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LFSRI II-CADIM Alternative Partnership L.P. 13-3992502 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON 21,052,631 WITH ------------------------------------------------ 9 SOLE DISPOSITIVE POWER None ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 21,052,631 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,052,631 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 67.3% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN (limited partnership) -------------------------------------------------------------------------------- ---------------------------- ------------------------------ 301953105 Page 7 of 19 ---------------------------- ------------------------------ -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LFSRI II SPV REIT Corp. 13-4066490 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON 21,052,631 WITH ------------------------------------------------ 9 SOLE DISPOSITIVE POWER None ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 21,052,631 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,052,631 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 67.3% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO -------------------------------------------------------------------------------- ---------------------------- ------------------------------ 301953105 Page 8 of 19 ---------------------------- ------------------------------ -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prometheus Southeast Retail L.L.C. 13-3994010 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON 21,052,631 WITH ------------------------------------------------ 9 SOLE DISPOSITIVE POWER None ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 21,052,631 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,052,631 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 67.3% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 (limited liability company) -------------------------------------------------------------------------------- ---------------------------- ------------------------------ 301953105 Page 9 of 19 ---------------------------- ------------------------------ -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prometheus Southeast Retail Trust 13-4034461 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ------------------------------------------------ BENEFICIALLY OWNED 8 SHARED VOTING POWER BY EACH REPORTING PERSON 21,052,631 WITH ------------------------------------------------ 9 SOLE DISPOSITIVE POWER None ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 21,052,631 -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,052,631 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 67.3% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 (real estate investment trust) -------------------------------------------------------------------------------- ---------------------------- ------------------------------ 301953105 Page 10 of 19 ---------------------------- ------------------------------ This Amendment No. 5, dated February 27, 2001, is filed by Lazard Freres & Co. LLC, a New York limited liability company ("Lazard"), Lazard Freres Real Estate Investors L.L.C., a New York limited liability company ("LFREI"), LF Strategic Realty Investors II L.P., a Delaware limited partnership ("LFSRI II"), LFSRI II Alternative Partnership L.P., a Delaware limited partnership ("Alternative"), LFSRI II-CADIM Alternative Partnership L.P., a Delaware limited partnership ("CADIM"), LFSRI II SPV REIT Corp., a Delaware corporation ("SPV"), Prometheus Southeast Retail LLC, a Delaware limited liability company ("Prometheus"), and Prometheus Southeast Retail Trust, a Maryland real estate investment trust ("Trust," and together with Lazard, LFREI, LFSRI II, Alternative, CADIM, SPV and Prometheus, the "Reporting Persons"). Capitalized terms used herein but not defined shall have the meanings ascribed thereto in the Schedule 13D dated March 6, 1998, as amended, filed by Prometheus and LFSRI II (as amended, the "Initial Schedule 13D"). This Amendment hereby amends and supplements the Initial Schedule 13D as follows: ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended and supplemented by the addition of the following information to paragraphs (c), (d) and (e) thereof: (c). Schedules 1, 2, 3 and 4 to the Initial Schedule 13D are hereby amended to read in their entirety in the form attached hereto. (d) and (e). During the last five years, neither the Reporting Persons nor, to the best of the knowledge of the Reporting Persons, any of the persons listed in Schedules 1, 2, 3 or 4 hereto (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor (ii) has been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction, and is or was, as a result of such proceedings, subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. As previously reported in Amendment No. 4 dated April 24, 2000 to the Initial Schedule 13D, pursuant to an Omnibus Amendment, dated as of April 24, 2000, SPV increased its borrowings under the Loan Agreement by an additional $10 million on April 24, 2000. The Omnibus Amendment was inadvertently omitted from the materials filed as exhibits to Amendment No. 4 to the Initial Schedule 13D and is attached hereto and incorporated by reference herein as Exhibit 1. On February 8, 2001, SPV, Senior Quarters Funding Corp., a Delaware corporation ("Senior Quarters" and together with SPV, collectively called "Borrower") and Capital Trust, Inc. entered into an Amended and Restated Loan Agreement dated as of February 8, 2001 (the "Amended and Restated Loan Agreement") and an Acknowledgment dated as of February 8, 2001 (the "Acknowledgment"). Pursuant to the Amended and Restated Loan Agreement and the Acknowledgment, Capital Trust, Inc. agreed to loan an aggregate of $110 million to Borrower (inclusive of amounts previously loaned by Capital Trust, Inc. to SPV, which remained outstanding on February 8, 2001) and to make certain amendments to the Loan Agreement. The foregoing summary of the Amended and Restated Loan Agreement and the Acknowledgment is not intended to be complete and is qualified in its entirety by reference to Exhibits 2 and 3 which are attached hereto and incorporated herein by reference. ---------------------------- ------------------------------ 301953105 Page 11 of 19 ---------------------------- ------------------------------ ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. 1. Omnibus Amendment dated as of April 24, 2000 by and between SPV and Capital Trust, Inc. 2. Amended and Restated Loan Agreement dated as of February 8, 2001, by and between SPV, Senior Quarters and Capital Trust, Inc. 3. Acknowledgment dated as of February 8, 2001, among SPV, Senior Quarters and Capital Trust, Inc. ---------------------------- ------------------------------ 301953105 Page 12 of 19 ---------------------------- ------------------------------ SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated as of February 27, 2001 LAZARD FRERES & CO. LLC By: /s/ Scott D. Hoffman -------------------------------------------- Name: Scott D. Hoffman Title: Managing Director LAZARD FRERES REAL ESTATE INVESTORS L.L.C. By: /s/ John A. Moore -------------------------------------------- Name: John A. Moore Title: Principal and Chief Financial Officer LF STRATEGIC REALTY INVESTORS II L.P. By: Lazard Freres Real Estate Investors L.L.C. as general partner By: /s/ John A. Moore --------------------------------------- Name: John A. Moore Title: Principal and Chief Financial Officer LFSRI II ALTERNATIVE PARTNERSHIP L.P. By: Lazard Freres Real Estate Investors L.L.C. as general partner By: /s/ John A. Moore --------------------------------------- Name: John A. Moore Title: Principal and Chief Financial Officer ---------------------------- ------------------------------ 301953105 Page 13 of 19 ---------------------------- ------------------------------ LFSRI II-CADIM ALTERNATIVE PARTNERSHIP L.P. By: Lazard Freres Real Estate Investors L.L.C. as general partner By: /s/ John A. Moore --------------------------------------- Name: John A. Moore Title: Principal and Chief Financial Officer LFSRI II SPV REIT CORP. By: /s/ John A. Moore -------------------------------------------- Name: John A. Moore Title: Vice President and Chief Financial Officer PROMETHEUS SOUTHEAST RETAIL L.L.C. By: LFSRI II SPV REIT Corp. as managing member By: /s/ John A. Moore --------------------------------------- Name: John A. Moore Title: Vice President and Chief Financial Officer PROMETHEUS SOUTHEAST RETAIL TRUST By: /s/ John A. Moore -------------------------------------------- Name: John A. Moore Title: Vice President and Chief Financial Officer ---------------------------- ------------------------------ 301953105 Page 14 of 19 ---------------------------- ------------------------------ SCHEDULE I Set forth below are the names of each of the members of the management committee of Lazard Freres & Co. LLC. Except as otherwise indicated, the principal occupation of each such person, is managing director of Lazard Freres & Co. LLC, the business address of each such person is 30 Rockefeller Plaza, New York, NY 10020 and each person is a citizen of the United States. BUSINESS ADDRESS AND PRINCIPAL OCCUPATION NAME (IF OTHER THAN AS INDICATED ABOVE) CITIZENSHIP ---- -------------------------------- ----------- Michel A. David-Weill Chairman of Lazard LLC and Lazard France Freres & Co. LLC Norman Eig Steven J. Golub Herbert W. Gullquist Kenneth M. Jacobs William R. Loomis, Jr. Chief Executive Officer of Lazard Freres & Co. LLC and Lazard LLC David L. Tashjian ---------------------------- ------------------------------ 301953105 Page 15 of 19 ---------------------------- ------------------------------ SCHEDULE 2 Lazard Board of Lazard LLC Set forth below are the members of the Lazard Board of Lazard LLC, their business address, principal occupation and citizenship: PRINCIPAL OCCUPATION NAME AND BUSINESS ADDRESS CITIZENSHIP ---- -------------------------------- ----------- Michel A. David-Weill Chairman of Lazard LLC and of Lazard France Freres & Co. LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020, USA Antoine Bernheim Investor France Chairman of Assicurazioni Generali S.p.A. Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France Francois Voss Managing Director of Lazard France Freres S.A.S. Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France Didier Pfeiffer President du Conseil de Surveillance France Fonds de Garantie des Assurances de Personnes 30-32 rue de Taitbout 75311 Paris Cedex 09 France Alain Merieux President Director General (CEO) France BioMerieux S.A. and BioMerieux Alliance 69280 Marcy L'Etoile France Jean Guyot Investor France Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France Bruno M. Roger Managing Director of Lazard Freres France S.A.S. Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France ---------------------------- ------------------------------ 301953105 Page 16 of 19 ---------------------------- ------------------------------ PRINCIPAL OCCUPATION NAME AND BUSINESS ADDRESS CITIZENSHIP ---- -------------------------------- ----------- William R. Loomis, Jr. Chief Executive Officer and Managing USA Director of Lazard Freres & Co. LLC and Chief Executive Officer of Lazard LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020 David J. Verey Chairman, Chief Executive, Managing United Kingdom Director and Executive Director of Lazard Brothers & Co., Limited Lazard Brothers & Co., Limited 21 Moorfields London EC2P 2HT United Kingdom Gerardo Braggiotti Managing Director of Lazard Freres Italy S.A.S. and Lazard Freres & Co. LLC Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France ---------------------------- ------------------------------ 301953105 Page 17 of 19 ---------------------------- ------------------------------ SCHEDULE 3 Executive Committee of Lazard Strategic Coordination Company LLC Set forth below are the members of the Executive Committee of Lazard Strategic Coordination Company LLC, their business address, principal occupation and citizenship: PRINCIPAL OCCUPATION NAME AND BUSINESS ADDRESS CITIZENSHIP ---- -------------------------------- ----------- Michel A. David-Weill Chairman of Lazard LLC and of Lazard France Freres & Co. LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020, USA Gerardo Braggiotti Managing Director of Lazard Freres Italy S.A.S. and Lazard Freres & Co. LLC Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France Norman Eig Managing Director of Lazard Freres & USA Co. LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020 Kenneth M. Jacobs Managing Director of Lazard Freres USA & Co. LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020 William R. Loomis, Jr. Chief Executive Officer and Managing USA Director of Lazard Freres & Co. LLC and Chief Executive Officer of Lazard LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020 Georges Ralli Managing Director of Lazard Freres France S.A.S. Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France ---------------------------- ------------------------------ 301953105 Page 18 of 19 ---------------------------- ------------------------------ PRINCIPAL OCCUPATION NAME AND BUSINESS ADDRESS CITIZENSHIP ---- -------------------------------- ----------- Bruno M. Roger Managing Director of Lazard Freres France S.A.S. Lazard Freres S.A.S. 121 Boulevard Haussmann 75382 Paris Cedex 08 France William J. Rucker Managing Director of Lazard Brothers & United Kingdom Co., Limited Lazard Brothers & Co., Limited 21 Moorfields London EC2P 2HT United Kingdom David J. Tashjian Managing Director of Lazard Freres & USA Co. LLC Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020, USA David J. Verey Chairman, Chief Executive, Managing United Kingdom Director and Executive Director of Lazard Brothers & Co., Limited Lazard Brothers & Co., Limited 21 Moorfields London EC2P 2HT United Kingdom ---------------------------- ------------------------------ 301953105 Page 19 of 19 ---------------------------- ------------------------------ SCHEDULE 4 The business address for each of the following persons is 30 Rockefeller Plaza, New York, NY 10020 Executive Officers of Lazard Freres Real Estate Investors L.L.C. NAME OF OFFICER PRESENT AND PRINCIPAL OCCUPATION --------------- -------------------------------- Robert C. Larson Chairman of Lazard Freres Real Estate Investors L.L.C. and Managing Director of Lazard Freres & Co. LLC Michael G. Medzigian President and Chief Executive Officer of Lazard Freres Real Estate Investors L.L.C. and Managing Director of Lazard Freres & Co. LLC Mark S. Ticotin Principal and Executive Vice President of Lazard Freres Real Estate Investors L.L.C. John A. Moore Principal and Chief Financial Officer of Lazard Freres Real Estate Investors L.L.C. Marjorie L. Reifenberg Principal, General Counsel and Secretary of Lazard Freres Real Estate Investors L.L.C. Robert S. Underhill Principal of Lazard Freres Real Estate Investors L.L.C. Henry C. Herms Controller of Lazard Freres Real Estate Investors L.L.C. Executive Officers of LFSRI II SPV REIT Corp.
NAME OF OFFICER TITLE PRESENT AND PRINCIPAL OCCUPATION --------------- ----- -------------------------------- Michael G. Medzigian President President and Chief Executive Officer of Lazard Freres Real Estate Investors L.L.C. and Managing Director of Lazard Freres & Co. LLC Mark S. Ticotin Vice President Principal and Executive Vice President of Lazard Freres Real Estate Investors L.L.C. John A. Moore Vice President and Principal and Chief Financial Officer of Chief Financial Lazard Freres Real Estate Investors L.L.C. Officer Henry C. Herms Treasurer Controller of Lazard Freres Real Estate Investors L.L.C. Marjorie L. Reifenberg Secretary Principal, General Counsel and Secretary of Lazard Freres Real Estate Investors L.L.C.
Executive Officers of Prometheus Southeast Retail Trust
NAME OF OFFICER TITLE PRESENT AND PRINCIPAL OCCUPATION --------------- ----- -------------------------------- Michael G. Medzigian President President and Chief Executive Officer of Lazard Freres Real Estate Investors L.L.C. and Managing Director of Lazard Freres & Co. LLC Mark S. Ticotin Vice President Principal and Executive Vice President of Lazard Freres Real Estate Investors L.L.C. John A. Moore Vice President and Principal and Chief Financial Officer of Chief Financial Lazard Freres Real Estate Investors L.L.C. Officer Henry C. Herms Treasurer Controller of Lazard Freres Real Estate Investors L.L.C. Marjorie L. Reifenberg Secretary Principal, General Counsel and Secretary of Lazard Freres Real Estate Investors L.L.C.