-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoveD1K3aV2qjCrNDPONeH+rbHgFQp6PNCfoQ9UGyGq0zqI3v6qrNGWWATOjM+6N 7BKEVx+AIkRr5CiFbFtPUg== 0000950152-08-004682.txt : 20080618 0000950152-08-004682.hdr.sgml : 20080618 20080618135427 ACCESSION NUMBER: 0000950152-08-004682 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080618 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080618 DATE AS OF CHANGE: 20080618 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OM GROUP INC CENTRAL INDEX KEY: 0000899723 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 521736882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12515 FILM NUMBER: 08905324 BUSINESS ADDRESS: STREET 1: 1500 KEY TOWER STREET 2: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2167810083 MAIL ADDRESS: STREET 1: 1500 KEY TOWER STREET 2: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114 8-K 1 l32109ae8vk.htm OM GROUP, INC. 8-K OM Group, Inc. 8-K
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 18, 2008
OM GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
001-12515
(Commission File Number)
52-1736882
(I.R.S. Employer Identification Number)
127 Public Square
1500 Key Tower
Cleveland, Ohio 44114-1221
(Address of principal executive offices)
(Zip code)
(216) 781-0083
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

Item 8.01   Other Events.
As of January 1, 2008, to better align its transformation and growth strategy, the Company reorganized its management structure in a manner that caused its reportable segments to change. These changes have no impact on the Company’s consolidated net sales, operating profit, net income or cash flows. Revised segment information disclosures for each quarter of 2007 and for the full years 2006 and 2007 are attached as Exhibit 99 to this Current Report on Form 8-K.
Item 9.01   Financial Statements and Exhibits.
The following Exhibit is furnished as part of this Current Report on Form 8-K.
(c)   Exhibits
  99   Revised segment information for each 2007 quarter and full years 2006 and 2007.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
OM Group, Inc.
 
(Registrant)
     
Date: June 18, 2008
   /s/ Robert T. Pierce
 
   
 
  Name: Robert T. Pierce
 
  Title: Vice President and Corporate Controller

 

EX-99 2 l32109aexv99.htm EX-99 EX-99
Exhibit 99
                                 
    2007  
    First Quarter     Second Quarter     Third Quarter     Fourth Quarter  
Net Sales
                                
Advanced Materials
   $ 151,432     $ 154,890     $ 193,281     $ 222,271  
Specialty Chemicals
     66,719       77,997       71,985       87,196 (c)
Eliminations
     (1,955 )     (1,589 )     (626 )     (100 )
 
                        
 
   $ 216,196     $ 231,298     $ 264,640     $ 309,367  
 
                        
 
                                
Operating Profit
                                
Advanced Materials
   $ 47,201     $ 52,387     $ 48,571     $ 64,450  
Specialty Chemicals
     7,976       7,033 (a)     35 (b)     3,132 (c)
Corporate
     (8,351 )     (8,633 )     (7,379 )     (11,444 )
Eliminations/Other
     (14 )     1,720       237       (686 )
 
                        
 
   $ 46,812     $ 52,507     $ 41,464     $ 55,452  
 
                        
 
                                
Expenditures for property, plant & equipment
                                
Advanced Materials
   $ 3,019     $ 3,604     $ 3,911     $ 4,802  
Specialty Chemicals
     641       689       969       1,722  
 
                        
 
   $ 3,660     $ 4,293     $ 4,880     $ 6,524  
 
                        
 
                                
Depreciation and amortization
                                
Advanced Materials
   $ 6,223     $ 6,699     $ 6,572     $ 6,549  
Specialty Chemicals
     1,604       1,404       1,478       1,804  
Corporate
     238       230       204       224  
 
                        
 
   $ 8,065     $ 8,333     $ 8,254     $ 8,577  
 
                        
 
                                
    2007     2006                  
    Full Year     Full Year                  
Net Sales
                                
Advanced Materials
   $ 721,874     $ 428,635                  
Specialty Chemicals
     303,897       237,608                  
Eliminations
     (4,270 )     (6,139 )                
 
                            
 
   $ 1,021,501     $ 660,104                  
 
                            
 
                                
Operating Profit
                                
Advanced Materials
   $ 212,609     $ 89,075                  
Specialty Chemicals
     18,176       27,689                  
Corporate
     (35,807 )     (40,090 )                
Eliminations/Other
     1,257       (1,415 )                
 
                            
 
   $ 196,235     $ 75,259                  
 
                            
 
                                
Expenditures for property, plant & equipment
                                
Advanced Materials
   $ 15,336     $ 10,154                  
Specialty Chemicals
     4,021       4,393                  
 
                            
 
   $ 19,357     $ 14,547                  
 
                            
 
                                
Depreciation and amortization
                                
Advanced Materials
   $ 26,043     $ 25,006                  
Specialty Chemicals
     6,290       5,861                  
Corporate
     896       974                  
 
                            
 
   $ 33,229     $ 31,841                  
 
                            
 
(a)   Includes $2.0 million in legal fees for a lawsuit the Company filed related to the unauthorized use by a third-party of proprietary information, and a $1.1 million charge to increase the estimated environmental remediation liability related to the Company’s closed Newark, New Jersey site.
 
(b)   Includes $1.2 million in legal fees for a lawsuit the Company filed related to the unauthorized use by a third-party of proprietary information, and a $3.5 million charge to increase the estimated environmental remediation liability related to the Company’s closed Newark, New Jersey site.
 
(c)   Includes the results of Borchers GmbH, which was acquired on October 1, 2007.

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