-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MWmb51Hwx3iEDj/ndQCoOMLNhxL/nPnZ28OrLSYD+dxkeGIs3mcaMvq+SNips9t7 +z/NfZBU9GGLlbfvevMqDg== 0000899652-99-000147.txt : 19991130 0000899652-99-000147.hdr.sgml : 19991130 ACCESSION NUMBER: 0000899652-99-000147 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-08933 FILM NUMBER: 99765263 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATE OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp. et al. OF File No. 70-8933 NOTIFICATION (Public Utility Holding Company Act of 1935) With reference to the transactions (a) proposed in the Application-Declaration on Form U-1, as amended, in the above docket filed by Cinergy Corp. ("Cinergy"), a Delaware corporation and registered holding company under the Public Utility Holding Company Act of 1935 (the "Act"), Cinergy Investments, Inc., a Delaware corporation and direct, wholly-owned nonutility subsidiary of Cinergy ("Cinergy Investments"), and Cinergy Services, Inc., a Delaware corporation and direct, wholly-owned service company subsidiary of Cinergy ("Cinergy Services") and (b) authorized by the Commission in its order dated February 7, 1997, Rel. No. 35-26662, Cinergy Services hereby provides the following information: 1. The following summary, covering the quarterly period ended September 30, 1999 ("Third Quarter 1999"), updates the business activities of Cinergy Solutions, Inc. ("Cinergy Solutions"), a Delaware corporation and direct, wholly-owned nonutility subsidiary of Cinergy Investments, as previously reported in this file: a. Energy Management Services. Cinergy Solutions did not market any energy management services in the Third Quarter 1999. b. Asset Management Services. As previously reported, Cinergy Solutions no longer directly markets large and small asset management services. Cinergy Business Solutions ("CBS"), a wholly-owned nonutility subsidiary of Cinergy Solutions, was formed in 1998 to market similar utility asset management services. (For more information on CBS, see Cinergy's quarterly reports on Form U-9C-3). In the Third Quarter 1999, Cinergy Solutions continued marketing to municipals, cooperatives, universities, governmental institutions and similar entities various transmission and distribution engineering, procurement and construction services, including construction of transmission and distribution lines, procurement of materials, construction of substations, complete turnkey projects, and project management. c. Technical/Consulting Services. In 1998 Cinergy Solutions formed a new, wholly-owned subsidiary, Cinergy Customer Care, Inc., to market utility billing services and/or utility call center services to utility companies. However, this subsidiary remained inactive through the Third Quarter 1999. d. QF Project Development and Ownership. See Cinergy's quarterly reports on Form U-9C-3 for information concerning Cinergy Solutions' joint venture with Trigen Energy Corporation. e. Consumer Services. Cinergy Solutions is no longer offering its appliance service contract program, called "Appliance Protection Plus." f. Customer Financing. In tandem with a bank, Cinergy Solutions continued marketing "Quick Credit," a financial services program providing residential, commercial, and institutional customers with financing for retrofit or replacement of their HVAC systems and other types of energy-related projects. g. Third-Party Alliances. See Cinergy's quarterly reports on Form U-9C-3 for information concerning Cinergy Solutions' joint venture with Trigen Energy Corporation. 2. During the Third Quarter 1999, Cinergy Services provided accounting, executive, legal, information systems, marketing and customer relations, and engineering and construction services to Cinergy Solutions for a total cost of approximately $1,201,000. During that same period, The Cincinnati Gas & Electric Company and PSI Energy, Inc. provided engineering and construction and project management services to Cinergy Solutions totaling approximately $90,000 and $134,000, respectively. 3. During the Third Quarter 1999, (a) Cinergy issued no guarantees of financial or performance obligations of Cinergy Solutions, and (b) Cinergy Investments made net open-account advances to Cinergy Solutions totaling approximately $799,000 at annual interest rates ranging from 5.30% to 5.38%. 4. During the Third Quarter 1999, Cinergy Solutions did not enter into any long-term contract by which Cinergy Solutions performs long-term operations, load control or network control of any electric generation, transmission or distribution facility. 5. Cinergy Services is separately filing financial statements for Cinergy Solutions dated September 30, 1999 under a request for confidential treatment pursuant to Rule 104(b) under the Act. S I G N A T U R E Pursuant to the requirements of the Act, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: November 29, 1999 CINERGY SERVICES, INC. By: /s/William L. Sheafer Vice President and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----