-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/fD+seMWeAYpRzOUD1KZ/+qK/pgnEf4hOHwsmSlCF34G8kYRemr5JGt0iwPa4Ir N6TpHhExpfm9m+c25oohlQ== 0000899652-04-000167.txt : 20040819 0000899652-04-000167.hdr.sgml : 20040819 20040819122510 ACCESSION NUMBER: 0000899652-04-000167 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040819 EFFECTIVENESS DATE: 20040819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-09803 FILM NUMBER: 04985673 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 file709803.txt As filed with the Securities and Exchange Commission on August 19, 2004. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp., et al. OF File No. 70-9803 NOTIFICATION Public Utility Holding Company Act of 1935, as amended (the "Act") Pursuant to the Commission's order dated August 29, 2003 (HCAR No. 27717) (the "Order") granting and permitting to become effective the Application-Declaration on Forum U-1, as amended, in the above docket filed by Cinergy Corp., a Delaware corporation and registered holding company under the Act ("Cinergy"), Cinergy Investments, Inc., Cinergy Capital & Trading, Inc. and Cinergy Marketing & Trading, LP, each a direct or indirect wholly-owned nonutility subsidiary of Cinergy, Cinergy provides the following information covering the period from August 29, 2003 to and including June 30, 2004 (the "Reporting Period") (any capitalized terms used but not defined herein having the respective meanings assigned thereto in the Order): 1. The following provides information concerning any transactions entered into or consummated during the Reporting Period in which any Applicant acquired or agreed to acquire any Energy Related Assets (including if the acquisition did not require state commission authorization, a statement confirming that fact). No such transactions were entered into or consummated during the Reporting Period. 2. Cinergy had no Aggregate Investment in Energy Related Assets as of the end of the Reporting Period. S I G N A T U R E Pursuant to the requirements of the Act, the undersigned company has duly caused this document to be signed on its behalf as of the date indicated below by the undersigned thereunto duly authorized. Date: August 19, 2004 CINERGY CORP. By: /s/Wendy L. Aumiller Wendy L. Aumiller Treasurer -----END PRIVACY-ENHANCED MESSAGE-----