-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tz2nKu/WWA3mIu7sW7S4p44k33zvfO6LOcOGsb4GEcm3u2uDQKgmk3mcgEzfjeeC VnxYdL/Y1Flw29O+AR5NkA== 0000899652-04-000160.txt : 20040804 0000899652-04-000160.hdr.sgml : 20040804 20040804155712 ACCESSION NUMBER: 0000899652-04-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040803 FILED AS OF DATE: 20040804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWTON FREDERICK J III CENTRAL INDEX KEY: 0001196666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 04951780 MAIL ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-08-03 0 0000899652 CINERGY CORP CIN 0001196666 NEWTON FREDERICK J III 139 E FOURTH ST CINCINNATI OH 45202 0 1 0 0 Executive Vice President & CAO Common Stock 2004-08-03 2004-08-03 4 F 0 1855 38.035 D 11900 D Common Stock 2004-08-03 2004-08-03 4 S 0 2311 38.5 D 9589 D On July 23, 2002, the reporting person was granted 4,166 shares pursuant to a deferred stock agreement, which was reported on Form 4 on July 26, 2002. The grant was contingent upon the reporting person satisfying certain vesting requirements under the issuer's Long-Term Incentive Compensation Plan. The shares vested on August 3, 2004. In addition, the reporting person beneficially owns 9,683 shares indirectly by trust and 498 shares indirectly by 401(k) Plan. /s/ David S. Maltz, attorney-in-fact 2004-08-04 -----END PRIVACY-ENHANCED MESSAGE-----