-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VqmZXOFWMSZSxIiWKFlbo8CaavOJy5+bA7RSIAi11qmIr9ESUle2aHTZE8Jb7dOF 4H+kXag2TkiI3kVO6IYKHg== 0000899652-02-000109.txt : 20021002 0000899652-02-000109.hdr.sgml : 20021002 20021002132335 ACCESSION NUMBER: 0000899652-02-000109 CONFORMED SUBMISSION TYPE: U-57/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57/A SEC ACT: 1935 Act SEC FILE NUMBER: 073-00011 FILM NUMBER: 02779515 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 U-57/A 1 formu57narva.txt As filed with the Securities and Exchange Commission on October 2, 2002. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 AMENDMENT NO. 2 TO NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended Aktsiaselts Narva Elektrivork (Name of foreign utility company) Cinergy Corp. (Name of filing company, if filed on behalf of a foreign utility company) Communications concerning this notification should be directed to: David L. Wozny George Dwight II Vice President Senior Counsel Cinergy Global Resources, Inc. Cinergy Corp. 139 East Fourth Street 139 East Fourth Street, 25AT2 Cincinnati, Ohio 45202 Cincinnati, Ohio 45202 Reference is made to the original notification in this docket, filed on January 19, 1999, as amended on July 20, 1999 (collectively, "Original Notification"). In the Original Notification, Cinergy Corp. ("Cinergy"), a Delaware corporation and registered holding company under the Public Utility Holding Company Act of 1935, as amended (the "Act"), claimed status as a foreign utility company ("FUCO") for Aktsiaselts Narva Elektrivork, a corporation organized under the laws of the Republic of Estonia ("Narva Electric"). The Original Notification indicated (inter alia) that Narva Electric was a "subsidiary company" of Cinergy within the meaning of the Act. Recently, Cinergy sold its entire ownership interest in Narva Electric to a nonaffiliate. Accordingly, Cinergy no longer claims FUCO status for Narva Electric. SIGNATURE The undersigned company has duly caused this statement to be signed on its behalf by the undersigned officer, duly authorized as of the date indicated below: CINERGY CORP. By: /s/Wendy L. Aumiller Wendy L. Aumiller Treasurer October 2, 2002 -----END PRIVACY-ENHANCED MESSAGE-----