-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PSAPnn8Z1S02yhCwZYUHiUzKARTz4fpnKQAX7Mv+sJ2hyJORfxMLmKbGRsAZ2Xp1 DV3jXVy8xUouKmtls4yrUQ== 0000914121-07-002152.txt : 20070927 0000914121-07-002152.hdr.sgml : 20070927 20070927060421 ACCESSION NUMBER: 0000914121-07-002152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070924 FILED AS OF DATE: 20070927 DATE AS OF CHANGE: 20070927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riv Acquisition Holdings Inc CENTRAL INDEX KEY: 0001413319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21430 FILM NUMBER: 071137903 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-796-8181 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 p10383259-4rah_ex.xml X0202 4 2007-09-24 0 0000899647 RIVIERA HOLDINGS CORP RIV 0001413319 Riv Acquisition Holdings Inc 650 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 Common Stock, $0.001 par value per share 2007-09-24 4 X 0 1147550 23 A 1147550 D Common Stock, $0.001 par value per share 2007-09-24 4 J 0 1147550 0 D 0 D This is a filing by Riv Acquisition Holdings Inc. ("RAH"). (continued in footnote 2) (continued from footnote 1) On September 24, 2007, RAH sent Triple Five Investco LLC and Dominion Financial LLC (collectively, "T5") a letter (the "Notice of Exercise Letter") pursuant to which RAH (i) elected to exercise the option granted by T5 (as reported on a Form 3 filed by RAH on September 26, 2007) for consideration in the amount of $26,393,650, (ii) assigned its right to receive half of the shares of Common Stock subject to the option to Flag Luxury Riv, LLC and (iii) assigned its right to receive the remaining half of the shares of Common Stock subject to the option to Rivacq LLC. As a result, RAH is no longer deemed to be the beneficial owner of the 1,147,550 shares of Common Stock subject to the T5 Option. this Form 4 is being filed in connection with a Form 4 filed on an even date herewith by Flag Luxury Riv, LLC; FX Luxury Realty, LLC; CKX, Inc.; Flag Luxury Properties, LLC; MJX Flag Associates, LLC; LMN 134 Family Company LLC; Mitchell J. Nelson; ONIROT Living Trust dated 6/20/2000; Flag Leisure Group, LLC; MJX Real Estate Ventures, LLC; Robert F.X. Sillerman; Brett Torino; Paul Kanavos; Rivacq LLC; SOF U.S. Hotel Co-Invest Holdings, L.L.C.; SOF VII U.S. Hotel Holdings, L.L.C.; I-1/I-2 U.S. Holdings, L.L.C.; Starwood Global Opportunity Fund VII-A, L.P.; Starwood Global Opportunity Fund VII-B, L.P.; Starwood U.S. Opportunity Fund VII-D, L.P.; Starwood U.S. Opportunity Fund VII-D-2, L.P.; Starwood Capital Hospitality Fund I-1, L.P.; Starwood Capital Hospitality Fund I-2, L.P.; SCG Hotel Management, L.L.C.; SOF VII Management, L.L.C.; Starwood Capital Group Global, LLC and Barry Sternlicht. /s/ Paul Kanavos, President, Riv Acquisition Holdings Inc. 2007-09-26 EX-99.1 2 rh10383259-ex99_1.txt JOINT FILER INFORMATION Exhibit 99.1 Joint Filer Information Pursuant to General Instruction 4(b)(v) to Form 4, the following additional reporting persons are covered by this joint filing: Flag Luxury Properties, LLC 650 Madison Avenue New York, NY 10022 Flag Luxury Riv, LLC 650 Madison Avenue New York, NY 10022 FX Luxury Realty, LLC 650 Madison Avenue New York, NY 10022 CKX, Inc. 650 Madison Avenue New York, NY 10022 MJX Flag Associates, LLC 650 Madison Avenue New York, NY 10022 Flag Leisure Group, LLC 650 Madison Avenue New York, NY 10022 Paul Kanavos 650 Madison Avenue New York, NY 10022 MJX Real Estate Ventures, LLC 650 Madison Avenue New York, NY 10022 LMN 134 Family Company, LLC 134 E. 80th Street New York, NY 10021 Mitchell J. Nelson 650 Madison Avenue New York, NY 10022 Robert F.X. Sillerman 650 Madison Avenue New York, NY 10022 ONIROT Living Trust dated 06/20/2000 4445 Wagon Trail Avenue Las Vegas, NV 89118 Brett Torino 4445 Wagon Trail Avenue Las Vegas, NV 89118 Rivacq LLC One World Financial Center New York, NY 10281 SOF U.S. Hotel Co-Invest Holdings, L.L.C. 591 W. Putnam Avenue Greenwich, CT 06830 SOF-VII U.S. Hotel Holdings, L.L.C. 591 W. Putnam Avenue Greenwich, CT 06830 I-1/I-2 U.S. Holdings, L.L.C. 591 W. Putnam Avenue Greenwich, CT 06830 Starwood Global Opportunity Fund VII-A, L.P. 591 W. Putnam Avenue Greenwich, CT 06830 Starwood Global Opportunity Fund VII-B, L.P. 591 W. Putnam Avenue Greenwich, CT 06830 Starwood Global Opportunity Fund VII-D, L.P. 591 W. Putnam Avenue Greenwich, CT 06830 Starwood Global Opportunity Fund VII-D-2, L.P. 591 W. Putnam Avenue Greenwich, CT 06830 Starwood Capital Hospitality Fund I-1, L.P. 591 W. Putnam Avenue Greenwich, CT 06830 Starwood Capital Hospitality Fund I-2, L.P. 591 W. Putnam Avenue Greenwich, CT 06830 SOF-VII Management, L.L.C. 591 W. Putnam Avenue Greenwich, CT 06830 SCG Hotel Management, L.L.C. 591 W. Putnam Avenue Greenwich, CT 06830 Starwood Capital Group Global, LLC 591 W. Putnam Avenue Greenwich, CT 06830 Barry S. Sternlicht 591 W. Putnam Avenue Greenwich, CT 06830 Designated Filer: Riv Acquisition Holdings Inc. Issuer and Ticker Symbol: Riviera Holdings Corp. [RIV] Date of Event Requiring Statement: September 24, 2007 -----END PRIVACY-ENHANCED MESSAGE-----