-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G6lTet4sMigmxHn3iQFjPxbF3EvqRmW6P1Dyrxu5pfVAVTZO/92pJLCHDJsfH+wy 7tLiK4rNQVhMX/u9zz7sZw== 0000899647-03-000001.txt : 20030106 0000899647-03-000001.hdr.sgml : 20030106 20030106171132 ACCESSION NUMBER: 0000899647-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030106 FILED AS OF DATE: 20030106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21430 FILM NUMBER: 03505539 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] RELATIONSHIP: OFFICER IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 4 1 rhcvannucciform4_10603.txt RHCVANNUCCIFORM4_010603 - ------------------------- FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION - ------------------------- Washington, D.C. 20549
( )Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Form 4 or Form 5 Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 obligations may continue. See Instruction 1(b) (Print or Type Responses) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Vannucci Robert A. RIVIERA HOLDINGS CORPORATION (RIV) - ------------------------------------ -------------------------------------------- (Last) (First) (Middle) 3.IRS or Social 4.Statement for Director 10% Owner Security Number Month/Year ------ ----- of Reporting X Officer (give Other (specify Person (Voluntary) ------ title below) ------ below) ###-##-#### 1/2003 President of Rivera Operating 11016 Arbor Pine Corporation - --------------------------------------------------------------- ------------------------------------------------------------ (Street) 5.If Amendment, 7.Individual or Joint/Group Filing Date of Original (Check Applicable Line) Las Vegas Nevada 89144 (Month/Year) - --------------------------------------------------------------- X Form filed by One Reporting Person (City) (State) (Zip) --- Form filed by More than One Reporting Person --- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action (A)or Disposed of (D) Securities ship of direct Date Code Beneficially Form: Beneficial (Instr. 8) (Instr. 3, 4 and 5) Owned at Direct Ownership End of Month (D) or (Instr 3 and 4) ------------------------------------------------------ (Month/ (A) or Day/ Code V Amount (D) Price (I) (Instr. 4) Year) (Instr.4) - ----------------------------------------------------------------------------------------------------------------------------------- Riviera Common Stock, par value $.001 per share 1/06/03 A 5,435 A $4.60 163,849 D Restricted Stock - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one person, see Instruction 4(b)(v). (Over)
FORM 4 (Continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1.Title of 2.(Conver- 3.Trans 4.Transac- 5. Number of 6. Date Exer- 7. Title and 8.Price 9. Number 10. Owner- 11. Nature Derivative sion or action tion Derivative cisable and Amount of of of deriv- ship of Security Exercise Date Code Securities Expiration Underlying Deriv- ative Form of Indirect (Instr. 3) Price of (Instr.8) Acquired (A) Date (Month/ Securities ative Securities Deriv- Benefi- Deriv- (Month/ or Disposed Day/Year) (Instrs. 3 Secur- Beneficially ative cial ative Day/ of(D) and 4) ity Owned at Security: Owner Security Year) (Instrs. 3, 4, (Instr. End of Direct ship and 5) 5) Month (D) or (Instr.4) (Instr.4) Indirect (I) (Instr.4) ----------------------------- Date Expira- Amount or Exer- tion Title Number of cis- Date Shares able ------------------------------ ------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations --------------------------- --------- See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ** Signature of Reporting Person Date of Reporting Person Robert A. Vannucci Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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