-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PI/U/2AxuK4dQUCnjdazPp7ncnZO1AvoV3aLCU/XoZ52e9idFtM0u2ZIbomhT9Ic tIQGP9zShpk82Qxo8WTuqQ== 0000898080-04-000199.txt : 20040407 0000898080-04-000199.hdr.sgml : 20040407 20040407145059 ACCESSION NUMBER: 0000898080-04-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040405 FILED AS OF DATE: 20040407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRUMP DONALD J CENTRAL INDEX KEY: 0000947033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21430 FILM NUMBER: 04722168 BUSINESS ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128322000 MAIL ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar739_09357form4ex.xml X0201 4 2004-04-05 1 0000899647 RIVIERA HOLDINGS CORP AMEX: RIV 0000947033 TRUMP DONALD J 725 FIFTH AVENUE 24TH FL NEW YORK NY 10022 0 0 0 1 Former 10% owner Common Stock, par value $.001 per share 2004-04-05 4 S 0 358000 10.00 D 0 D Option (Right to sell) 2004-04-05 4 J 0 350000 0 A Common Stock 350000 0 D Option (Right to sell) 2004-04-05 4 J 0 8000 0 A Common Stock 8000 0 D Option to acquire 350,000 shares of Common Stock of Issuer was granted by Reporting Person. The option, which expires on December 31, 2004, was terminated in connection with a sale of the underlying securities by the Reporting Person. The exercise price was equal to the greater of (i) $2,275,000 (the amount paid by Donald J. Trump, grantor of the option, for the underlying shares) plus incurred brokerage and/or other commissions and/or fees paid by Mr. Trump or (ii) the fair market value of the shares on the date of exercise based on the average closing sale price of the Issuer's Common Stock on the American Stock Exchange for the 20 trading days immediately preceding the date of exercise. Option to acquire 8,000 shares of Common Stock of Issuer was granted by Reporting Person. The option, which expires on December 31, 2004, was terminated in connection with a sale of the underlying securities by the Reporting Person. The exercise price was equal to the greater of (i) $37,970.40 (the amount paid by Donald J. Trump, grantor of the option, for the underlying shares) plus incurred brokerage and/or other commissions and/or fees paid by Mr. Trump or (ii) the fair market value of the shares on the date of exercise based on the average closing sale price of the Issuer's Common Stock on the American Stock Exchange for the 20 trading days immediately preceding the date of exercise. /s/ Donald J. Trump 2004-04-07 -----END PRIVACY-ENHANCED MESSAGE-----