0001209191-20-013625.txt : 20200228 0001209191-20-013625.hdr.sgml : 20200228 20200228060034 ACCESSION NUMBER: 0001209191-20-013625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200225 FILED AS OF DATE: 20200228 DATE AS OF CHANGE: 20200228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castagna Michael CENTRAL INDEX KEY: 0001674282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50865 FILM NUMBER: 20665484 MAIL ADDRESS: STREET 1: 25134 RYE CANYON LOOP STREET 2: SUITE 300 CITY: VALENCIA STATE: CA ZIP: 91355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MANNKIND CORP CENTRAL INDEX KEY: 0000899460 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133607736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30930 RUSSELL RANCH ROAD STREET 2: SUITE 300 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 818-661-5000 MAIL ADDRESS: STREET 1: 30930 RUSSELL RANCH ROAD STREET 2: SUITE 300 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-25 0 0000899460 MANNKIND CORP MNKD 0001674282 Castagna Michael 30930 RUSSELL RANCH ROAD SUITE 300 WESTLAKE VILLAGE CA 91362 1 1 0 0 Chief Executive Officer Employee Stock Option (right to buy) 4.55 2020-02-25 4 A 0 50000 4.55 A 2020-02-25 2026-05-19 Stock Options 50000 50000 D Employee Stock Option (right to buy) 1.52 2020-02-25 4 A 0 57750 1.52 A 2020-02-25 2027-05-29 Stock Options 57750 57750 D Employee Stock Option (right to buy) 1.42 2020-02-25 4 A 0 37525 1.42 A 2020-02-25 2027-05-25 Stock Options 37525 37525 D On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option. On May 29, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option. On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option. /s/ Michael Castagna 2020-02-25