0001209191-18-045606.txt : 20180806 0001209191-18-045606.hdr.sgml : 20180806 20180806192130 ACCESSION NUMBER: 0001209191-18-045606 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180802 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tross Stuart A CENTRAL INDEX KEY: 0001589641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50865 FILM NUMBER: 18995953 MAIL ADDRESS: STREET 1: ONE AMGEN CENTER DRIVE CITY: THOUSAND OAKS STATE: CA ZIP: 91320-1799 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MANNKIND CORP CENTRAL INDEX KEY: 0000899460 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133607736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30930 RUSSELL RANCH ROAD STREET 2: SUITE 301 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 818-661-5000 MAIL ADDRESS: STREET 1: 30930 RUSSELL RANCH ROAD STREET 2: SUITE 301 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-02 0 0000899460 MANNKIND CORP MNKD 0001589641 Tross Stuart A 30930 RUSSELL RANCH ROAD SUITE 301 WESTLAKE VILLAGE CA 91362 0 1 0 0 Corp VP, Chief People Officer Common Stock, $0.01 Par Value 2018-08-02 4 P 0 5000 1.31 A 62960 D Employee Stock Option (right to buy) 1.42 2018-08-02 4 A 0 28144 1.42 A 2018-08-02 2027-05-25 Stock Options 28144 28144 D Employee Stock Option (right to buy) 2.70 2018-08-02 4 A 0 20000 2.70 A 2018-08-02 2027-02-16 Stock Options 20000 20000 D The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period. On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. On February 16, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. /s/ Stuart Tross 2018-08-06