0001209191-18-045605.txt : 20180806 0001209191-18-045605.hdr.sgml : 20180806 20180806192041 ACCESSION NUMBER: 0001209191-18-045605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180802 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomson David CENTRAL INDEX KEY: 0001297976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50865 FILM NUMBER: 18995950 MAIL ADDRESS: STREET 1: 28903 NORTH AVENUE PAINE CITY: VALENCIA STATE: CA ZIP: 91355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MANNKIND CORP CENTRAL INDEX KEY: 0000899460 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133607736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30930 RUSSELL RANCH ROAD STREET 2: SUITE 301 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 818-661-5000 MAIL ADDRESS: STREET 1: 30930 RUSSELL RANCH ROAD STREET 2: SUITE 301 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-02 0 0000899460 MANNKIND CORP MNKD 0001297976 Thomson David 30930 RUSSELL RANCH ROAD SUITE 301 WESTLAKE VILLAGE CA 91362 0 1 0 0 Corp VP & General Counsel Employee Stock Option (right to buy) 4.55 2018-08-02 4 A 0 20000 4.55 A 2018-08-02 2026-05-19 Stock Options 20000 20000 D Employee Stock Option (right to buy) 1.42 2018-08-02 4 A 0 37525 1.42 A 2018-08-02 2027-05-25 Stock Options 37525 37525 D On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. /s/ David Thomson 2018-08-06