0001209191-17-006538.txt : 20170201 0001209191-17-006538.hdr.sgml : 20170201 20170201092812 ACCESSION NUMBER: 0001209191-17-006538 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MANNKIND CORP CENTRAL INDEX KEY: 0000899460 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133607736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25134 RYE CANYON LOOP STREET 2: SUITE 300 CITY: VALENCIA STATE: CA ZIP: 91355 BUSINESS PHONE: 6617755300 MAIL ADDRESS: STREET 1: 25134 RYE CANYON LOOP STREET 2: SUITE 300 CITY: VALENCIA STATE: CA ZIP: 91355 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacCallum David CENTRAL INDEX KEY: 0001298501 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50865 FILM NUMBER: 17563325 MAIL ADDRESS: STREET 1: 28903 NORTH AVENUE PAINE CITY: VALENCIA STATE: CA ZIP: 91355 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2016-12-31 0 0 1 0000899460 MANNKIND CORP MNKD 0001298501 MacCallum David 25134 RYE CANYON LOOP VALENCIA CA 91355 1 0 0 0 Common Stock, $.01 Par Value 2016-05-19 4 A 0 L 39200 0.00 A 153990 D Common Stock, $0.01 Par Value 2016-05-19 4 A 0 L 65217 0.00 A 219207 D Common Stock, $0.01 Par Value 2016-05-19 4 A 0 L 9783 0.00 A 228990 D Employee Stock Option 0.91 2016-05-19 4 A 0 L 78400 0.00 A 2016-06-19 2026-05-19 Common Stock 78400 78400 D Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date. Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement, removal from board, death or five years from grant date. Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement or removal from board, provided that such retirement or removal occurs more than one year after grant date; death; or five years from grant date. Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date. /s/ David H. MacCallum 2017-02-01