0001209191-14-054518.txt : 20140826 0001209191-14-054518.hdr.sgml : 20140826 20140826184758 ACCESSION NUMBER: 0001209191-14-054518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140811 FILED AS OF DATE: 20140826 DATE AS OF CHANGE: 20140826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MANNKIND CORP CENTRAL INDEX KEY: 0000899460 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133607736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 28903 NORTH AVE PAINE CITY: VALENCIA STATE: CA ZIP: 91355 BUSINESS PHONE: 6617755300 MAIL ADDRESS: STREET 1: 28903 NORTH AVE PAINE CITY: VALENCIA STATE: CA ZIP: 91355 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomson David CENTRAL INDEX KEY: 0001297976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50865 FILM NUMBER: 141066201 MAIL ADDRESS: STREET 1: 28903 NORTH AVENUE PAINE CITY: VALENCIA STATE: CA ZIP: 91355 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-08-11 0 0000899460 MANNKIND CORP MNKD 0001297976 Thomson David 28903 NORTH AVENUE PAINE VALENCIA CA 91355 0 1 0 0 VP & General Counsel Common Stock, $0.01 Par Value 2014-08-11 4 A 0 220000 0.00 A 434268 D Common Stock, $0.01 Par Value 2014-08-11 4 F 0 114796 8.53 D 319472 D Common Stock, $0.01 Par Value 2014-08-21 4 A 0 9700 0.00 A 329172 D Common Stock, $0.01 Par Value 2014-08-22 4 F 0 1175 7.09 D 327997 D Employee Stock Option (right to buy) 1.69 2014-08-11 4 A 0 60000 0.00 A 2014-08-11 2022-05-17 Common Stock, $.01 Par Value 60000 140000 D Employee Stock Option (right to buy) 6.85 2014-08-11 4 A 0 180000 0.00 A 2014-08-11 2023-05-23 Common Stock, $.01 Par Value 180000 360000 D Employee Stock Option (right to buy) 7.09 2014-08-21 4 A 0 43400 0.00 A 2015-08-21 2024-08-20 Common Stock, $.01 Par Value 43400 43400 D The reporting person was granted multiple restricted stock units that vest upon the achievement of certain defined performance milestones. On August 11, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the restricted stock units. Shares withheld to satisfy the tax liability to the vesting of a restricted stock unit award. Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date. On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 11, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option. On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 11, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. /s/ David Thomson 2014-08-22