EX-99.H4 3 g32553_exhibith4.txt EXHIBIT 99.H4 FORM OF AMENDMENT TO SERVICE AGREEMENT BETWEEN RYDEX SERIES FUNDS AND RYDEX FUND SERVICES, INC., DATED NOVEMBER 15, 2004, AS AMENDED FORM OF AMENDMENT TO AMENDED AND RESTATED SERVICE AGREEMENT DATED NOVEMBER 15, 2004, AS AMENDED, BETWEEN RYDEX SERIES FUNDS AND RYDEX FUND SERVICES, INC. The following Amendment is made to Section 4 of the Amended and Restated Service Agreement between Rydex Series Funds (the "Trust") and Rydex Fund Services, Inc. (the "Servicer"), dated November 15, 2004, as amended to date (the "Agreement"), and is hereby incorporated into and made a part of the Agreement: Section 4 of the Agreement is amended, effective [___________, 2006], to read as follows: As consideration for the services provided hereunder, the Trust will pay the Servicer a fee on the last day of each month in which this Agreement is in effect, at the following annual rates based on the average daily net assets (the "Assets") of each of the Trust's series for such month: U.S. GOVERNMENT BOND FUND 0.20% of Assets U.S. GOVERNMENT MONEY MARKET FUND 0.20% of Assets NOVA FUND 0.25% of Assets URSA FUND 0.25% of Assets OTC FUND 0.25% of Assets ARKTOS FUND 0.25% of Assets JUNO FUND 0.25% of Assets NOVA MASTER FUND 0.0% of Assets URSA MASTER FUND 0.0% of Assets OTC MASTER FUND 0.0% of Assets ARKTOS MASTER FUND 0.0% of Assets JUNO MASTER FUND 0.0% of Assets MEDIUS MASTER FUND 0.0% of Assets UTILITIES MASTER FUND 0.0% of Assets INVERSE MID-CAP MASTER FUND 0.0% of Assets INVERSE SMALL-CAP MASTER FUND 0.0% of Assets LARGE-CAP EUROPE FUND 0.25% of Assets LARGE-CAP JAPAN FUND 0.25% of Assets MEKROS FUND 0.25% of Assets MEDIUS FUND 0.25% of Assets LARGE-CAP VALUE FUND 0.25% of Assets LARGE-CAP GROWTH FUND 0.25% of Assets MID-CAP VALUE FUND 0.25% of Assets MID-CAP GROWTH FUND 0.25% of Assets INVERSE MID-CAP FUND 0.25% of Assets SMALL-CAP VALUE FUND 0.25% of Assets SMALL-CAP GROWTH FUND 0.25% of Assets THE INVERSE SMALL-CAP FUND 0.25% of Assets ALL-CAP VALUE FUND 0.25% of Assets STRENGTHENING DOLLAR FUND 0.25% of Assets WEAKENING DOLLAR FUND 0.25% of Assets BANKING FUND 0.25% of Assets BASIC MATERIALS FUND 0.25% of Assets BIOTECHNOLOGY FUND 0.25% of Assets CONSUMER PRODUCTS FUND 0.25% of Assets ELECTRONICS FUND 0.25% of Assets ENERGY FUND 0.25% of Assets ENERGY SERVICES FUND 0.25% of Assets FINANCIAL SERVICES FUND 0.25% of Assets HEALTH CARE FUND 0.25% of Assets INTERNET FUND 0.25% of Assets LEISURE FUND 0.25% of Assets PRECIOUS METALS FUND 0.25% of Assets REAL ESTATE FUND 0.25% of Assets RETAILING FUND 0.25% of Assets TECHNOLOGY FUND 0.25% of Assets TELECOMMUNICATIONS FUND 0.25% of Assets TRANSPORTATION FUND 0.25% of Assets UTILITIES FUND 0.25% of Assets COMMODITIES FUND 0.25% of Assets SECTOR ROTATION FUND 0.25% of Assets CORE EQUITY FUND 0.25% of Assets ABSOLUTE RETURN STRATEGIES FUND 0.25% of Assets MARKET NEUTRAL FUND 0.25% of Assets HEDGED EQUITY FUND 0.25% of Assets S&P 500 FUND 0.25% of Assets RUSSELL 2000 FUND 0.25 of Assets EPT MODERATE FUND X.XX% OF ASSETS EPT CONSERVATIVE FUND X.XX% OF ASSETS EPT AGGRESSIVE FUND X.XX% OF ASSETS ADDITIONS ARE NOTED IN BOLD. In witness whereof, the parties hereto have caused this Amendment to be executed in their names and on their behalf and through their duly-authorized officers as of the [___ day of _________, 2006]. RYDEX SERIES FUNDS By: _________________________ Name: Carl G. Verboncoeur Title: President RYDEX FUND SERVICES, INC. By: _________________________ Name: Carl G. Verboncoeur Title: President