SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Pintozzi John C

(Last) (First) (Middle)
C/O THE ALLSTATE CORPORATION
2775 SANDERS ROAD

(Street)
NORTHBROOK IL 60062

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/03/2019
3. Issuer Name and Ticker or Trading Symbol
ALLSTATE CORP [ ALL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Controller, and CAO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 9,000 D
Common Stock 1,756 I By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (1) 02/09/2027 Common Stock 9,662 $78.35 D
Employee Stock Option (Right to Buy) (2) 02/22/2028 Common Stock 8,451 $92.8 D
Employee Stock Option (Right to Buy) (3) 02/08/2029 Common Stock 12,349 $92.46 D
Explanation of Responses:
1. Stock option award granted on February 9, 2017, for 9,662 shares of common stock vesting in three equal increments. The first and second increments vested on February 9, 2018, and February 9, 2019. The remaining increment will vest on February 9, 2020.
2. Stock option award granted on February 22, 2018, for 8,451 shares of common stock vesting in three equal increments. The first increment vested on February 22, 2019. The remaining two increments will vest on February 22, 2020, and February 22, 2021.
3. Stock option award granted on February 8, 2019, for 12,349 shares of common stock vesting in three equal increments, with any fractional shares to be rounded as provided for in award agreement, on February 8, 2020, February 8, 2021, and February 8, 2022.
/s/ Efie Vainikos, attorney-in-fact for Mr. Pintozzi 09/13/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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