SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Ferren Eric K

(Last) (First) (Middle)
C/O/ THE ALLSTATE CORPORATION
2775 SANDERS ROAD

(Street)
NORTHBROOK IL 60062

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/14/2017
3. Issuer Name and Ticker or Trading Symbol
ALLSTATE CORP [ ALL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Controller, and CAO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 475 D
Common Stock 1,104 I By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (1) 06/02/2024 Common Stock 5,132 $58.67 D
Employee Stock Option (Right to Buy) (2) 02/18/2025 Common Stock 1,851 $70.71 D
Employee Stock Option (Right to Buy) (3) 02/11/2026 Common Stock 7,928 $62.32 D
Employee Stock Option (Right to Buy) (4) 02/09/2027 Common Stock 9,399 $78.35 D
Restricted Stock Units 06/02/2017 06/02/2017 Common Stock 3,595 (5) D
Restricted Stock Units 02/18/2018 02/18/2018 Common Stock 3,679 (6) D
Explanation of Responses:
1. Stock option award granted on June 2, 2014 for 15,394 shares of common stock vesting in three equal increments, with any fractional shares to be rounded as provided for in award agreement. The first and second increments vested on June 2, 2015 and June 2, 2016. The remaining increment to vest on June 2, 2017.
2. Stock option award granted on February 18, 2015 for 5,552 shares of common stock vesting in three equal increments, with any fractional shares to be rounded as provided for in award agreement. The first and second increments vested on February 18, 2016 and February 18, 2017. The remaining increment to vest on February 18, 2018.
3. Stock option award granted on February 11, 2016 for 11,892 shares of common stock vesting in three equal increments. The first increment vested on February 11, 2017. The remaining two increments to vest on February 11, 2018 and February 11, 2019.
4. Stock option award granted on February 9, 2017 for 9,399 shares of common stock vesting in three equal increments on February 9, 2018, February 9, 2019, and February 9, 2020.
5. Award of Restricted Stock Units (RSUs) granted under The Allstate Corporation 2013 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock (on the conversion date), which is June 2, 2017.
6. Award of Restricted Stock Units (RSUs) granted under The Allstate Corporation 2013 Equity Incentive Plan. Each RSU represents the right to receive, without the payment of any consideration, one share of Allstate common stock (on the conversion date), which is February 18, 2018.
/s/ Eric K. Ferren 05/19/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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