-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QAc3avSFRGdg4YjLW7jjt/CVPZZi6PLX9mJcA5puo7tC9rpHEZpI0KGTufW5ZoRK /1xKOz9gPO3baojA2EKL1w== 0000950157-02-000581.txt : 20020814 0000950157-02-000581.hdr.sgml : 20020814 20020814152229 ACCESSION NUMBER: 0000950157-02-000581 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATA HOLDINGS CORP CENTRAL INDEX KEY: 0000898904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, NONSCHEDULED [4522] IRS NUMBER: 351617970 STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21642 FILM NUMBER: 02735689 BUSINESS ADDRESS: STREET 1: 7337 W WASHINGTON ST CITY: INDIANAPOLIS STATE: IN ZIP: 46231 BUSINESS PHONE: 3172474000 FORMER COMPANY: FORMER CONFORMED NAME: AMTRAN INC DATE OF NAME CHANGE: 19930318 8-K 1 ata8-k.txt CURRENT REPORT =============================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 --------------------------- Date of Report (Date of earliest event reported): August 14, 2002 ATA HOLDINGS CORP. (Exact name of registrant as specified in its charter) --------------------------- Indiana 000-21642 35-1617970 (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification Number) --------------------------- 7337 West Washington Street Indianapolis, Indiana 46231 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (317) 247-4000 N/A (Former name or former address, if changed since last report) =============================================================================== ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits. 99.1 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. ITEM 9. REGULATION FD DISCLOSURE ATA Holdings Corp. (the "Company"), formerly known as Amtran Inc., is furnishing herewith a certification presented by its chief executive officer and chief financial officer as an exhibit attached to the Company's 10-Q filed on August 14, 2002. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ATA HOLDINGS CORP. Date: August 13, 2002 By: /s/ Kenneth K. Wolff ------------------------------------- Name: Kenneth K. Wolff Title: Executive Vice President & CFO 2 EXHIBIT INDEX Exhibit No. Description of the Exhibit - ----------- -------------------------- 99.1 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 3 EX-1 3 ex-1.txt CERTIFICATION CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (SUBSECTIONS (A) AND (B) OF SECTION 1350, CHAPTER 63 OF TITLE 18, UNITES STATES CODE) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of ATA Holdings Corp., formerly Amtran Inc. (the "Company"), does hereby certify that: The Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 (the "Form 10-Q") of the Company fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and information contained in the Form 10-Q fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: August 14, 2002 /s/ J. George Mikelsons ----------------------------------- J. George Mikelsons Chief Executive Officer Dated: August 14, 2002 /s/ Kenneth K. Wolff ----------------------------------- Kenneth K. Wolff Chief Financial Officer The foregoing certification is being furnished solely pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code) and is not being filed as part of the Form 10-Q or as a separate disclosure document. -----END PRIVACY-ENHANCED MESSAGE-----