-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MMTn/BYS8NOXHTcwjcYzSaIJ24sH6NdWr88i2Yb8LoiBVRruByc32Pxb+N1/RHGN RJ9pe1M8iag9QnDbFvCrKg== 0000950157-02-000575.txt : 20020812 0000950157-02-000575.hdr.sgml : 20020812 20020812162246 ACCESSION NUMBER: 0000950157-02-000575 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020812 ITEM INFORMATION: FILED AS OF DATE: 20020812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATA HOLDINGS CORP CENTRAL INDEX KEY: 0000898904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, NONSCHEDULED [4522] IRS NUMBER: 351617970 STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21642 FILM NUMBER: 02727072 BUSINESS ADDRESS: STREET 1: 7337 W WASHINGTON ST CITY: INDIANAPOLIS STATE: IN ZIP: 46231 BUSINESS PHONE: 3172474000 FORMER COMPANY: FORMER CONFORMED NAME: AMTRAN INC DATE OF NAME CHANGE: 19930318 8-K 1 ata8-k.txt CURRENT REPORT =============================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 --------------------------- Date of Report (Date of earliest event reported): August 12, 2002 ATA HOLDINGS CORP. (Exact name of registrant as specified in its charter) --------------------------- Indiana 000-21642 35-1617970 (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification Number) --------------------------- 7337 West Washington Street Indianapolis, Indiana 46231 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (317) 247-4000 N/A (Former name or former address, if changed since last report) =============================================================================== ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits. 99.1 Statement Under Oath of Chief Financial Officer 99.2 Statement Under Oath of Chief Executive Officer ITEM 9. REGULATION FD DISCLOSURE ATA Holdings Corp. (the "Company"), formerly known as Amtran Inc., is furnishing herewith certain data being presented by its chief financial officer and its chief executive officer at an audit committee meeting on August 12, 2002. 1 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ATA HOLDINGS CORP. Date: August 12, 2002 By: /s/ Kenneth K. Wolff ---------------------------- Name: Kenneth K. Wolff Title: Executive Vice President & CFO 2 EXHIBIT INDEX Exhibit No. Description of the Exhibit - ----------- -------------------------- 99.1 Statement Under Oath of Chief Financial Officer 99.2 Statement Under Oath of Chief Executive Officer EX-1 3 ex-1.txt STATEMENT UNDER OATH OF CHIEF FINANCIAL OFFICER Exhibit 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Kenneth K. Wolff, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of ATA Holdings Corp., formerly Amtran, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the fiscal year ended December 31, 2001, filed with the Commission on March 29, 2002, of ATA Holdings Corp.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of ATA Holdings Corp. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Kenneth K. Wolff Subscribed and sworn to - --------------------- Kenneth K. Wolff before me this 12 day of Executive Vice August 2002. President and Chief Financial Officer /s/ Patricia R. Villars ------------------------------- Notary Public My Commission Expires: August 12, 2002 January 11, 2008 - ------------- EX-2 4 ex-2.txt STATEMENT UNDER OATH OF CHIEF FINANCIAL OFFICER Exhibit 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, J. George Mikelsons, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of ATA Holdings Corp., formerly Amtran, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the fiscal year ended December 31, 2001, filed with the Commission on March 29, 2002, of ATA Holdings Corp.; o all reports on Form 10-Q, all reports on Form 8- K and all definitive proxy materials of ATA Holdings Corp. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ J.G. Mikelsons Subscribed and sworn to - --------------------- before me this 12 day of J. George Mikelsons August 2002. Chairman and Chief Executive Officer /s/ Patricia R. Villars ------------------------------- Notary Public August 12, 2002 My Commission Expires: January 11, 2008 -----END PRIVACY-ENHANCED MESSAGE-----