-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EWphj9qC1PtAE5kV1+uJUXXUwMyD6XIhRzg71muRR68EkyrXplbSAPBtCN2ydDUP 08A00U0fXoEUA4mE3Fkmig== 0000898904-05-000016.txt : 20050404 0000898904-05-000016.hdr.sgml : 20050404 20050404120450 ACCESSION NUMBER: 0000898904-05-000016 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050404 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050404 DATE AS OF CHANGE: 20050404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATA HOLDINGS CORP CENTRAL INDEX KEY: 0000898904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, NONSCHEDULED [4522] IRS NUMBER: 351617970 STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21642 FILM NUMBER: 05728230 BUSINESS ADDRESS: STREET 1: 7337 W WASHINGTON ST CITY: INDIANAPOLIS STATE: IN ZIP: 46231 BUSINESS PHONE: 3172474000 FORMER COMPANY: FORMER CONFORMED NAME: AMTRAN INC DATE OF NAME CHANGE: 19930318 8-K 1 febmor.txt ATA HOLDINGS CORP. 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 4, 2005 ATA Holdings Corp. - ------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Indiana - ------------------------------------------------------------------------------- (State or Other Jurisdiction of Incorporation) 000-21642 35-1617970 - ------------------------------------------------------------------------------- (Commission File Number) (IRS Employer Identification No.) 7337 West Washington Street Indianapolis, Indiana 46231 - ------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) (317) 282-4000 - ------------------------------------------------------------------------------- (Registrant's Telephone Number, Including Area Code) Not Applicable - ------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. On April 4, 2005, ATA Holdings Corp. (the "Company") filed the monthly operating report for the period from February 1, 2005 through February 28, 2005 with the United States Bankruptcy Court for the Southern District of Indiana in connection with the voluntary petitions for reorganization of the Company and certain subsidiaries under Chapter 11 of Title 11 of the United States Bankruptcy Code (Case No. 04-19866 (jointly administered)). A copy of the monthly operating report is provided hereunder as Exhibit 99. Item 9.01 Financial Statements and Exhibits. (c) Exhibits Exhibit Description 99 Monthly Operating Report of ATA Holdings Corp. for the period February 1, 2005 through February 28, 2005 Certain of the information contained in this report should be considered "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 that reflect the Company's current views with respect to certain current and future events and financial performance. Such forward-looking statements are and will be, as the case may be, subject to many risks, uncertainties and factors relating to the Company's operations and business environments which may cause the actual results of the Company to be materially different from any future results expressed or implied in such forward-looking statements. Factors that could cause actual results to differ materially from these forward-looking statements include, but are not limited to, the following: the ability of the Company to continue as a going concern; the ability of the Company to develop, prosecute, confirm and consummate one or more plans of reorganization with respect to the Chapter 11 case; risks associated with third parties seeking and obtaining bankruptcy court approval to terminate or shorten the exclusivity period for the Company to propose and confirm one or more plans of reorganization, for the appointment of a Chapter 11 trustee or to convert the case to a Chapter 7 case; the ability of the Company to obtain and maintain normal terms with vendors and service providers; the Company's ability to maintain contracts that are critical to its operations; the potential adverse impact of the Chapter 11 case on the Company's liquidity or results of operations; the ability of the Company to fund and execute its business plan and to attract, motivate and/or retain key executives and associates; the ability of the Company to attract and retain customers; demand for transportation in the markets in which the companies operate; economic conditions; the effects of any hostilities or act of war; labor costs; aviation fuel costs; competitive pressures on pricing (particularly from lower-cost competitors); weather conditions; government legislation and regulation; and other risks and uncertainties set forth from time to time in the Company's reports to the United States Securities and Exchange Commission. 2. Similarly, these and other factors, including the terms of any reorganization plan ultimately confirmed, can affect the value of the Company's various pre-petition liabilities, common stock and/or other equity securities. No assurance can be given as to what values, if any, will be ascribed in the bankruptcy proceedings to each of these constituencies, and it is possible that the Company will be restructured in a manner that will substantially reduce or eliminate any remaining value. Accordingly, the Company urges that the appropriate caution be exercised with respect to existing and future investments in any of these liabilities and/or securities. 3. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ATA HOLDINGS CORP. Date: April 4, 2005 By: /s/ Gilbert F. Viets ------------------------------------------- Name: Gilbert F. Viets Title: Executive Vice President and Chief Financial Officer EX-99 2 feb_cash.txt EXHIBIT 99 U.S Department of Justice United States Trustee, Region 10 Central & Southern Districts of Illinois Northern & Southern Districts of Indiana 101 West Ohio Street, Suite 1000 Indianapolis, Indiana 46204 317/226-6101 ~ Fax 317/226-6356 Office of the United States Trustee- Region 10 Indianapolis, Indiana Monthly Report For Debtors-in-Possession and Chapter 11 Trustees Each month all Chapter 11 debtors must file two copies of this report with the Bankruptcy Clerk. The report must be filed with the attached reports identified below, ready for distribution to the U.S. Trustee no later than the 15th day of month following the end of the calendar month covered by this report. For the month ended: February 28, 2005 Date Bankruptcy filed: October 26, 2004 Debtor Names: ATA Holdings Corp. Case Numbers: 04-19866 ATA Airlines, Inc. 04-19868 Ambassadair Travel Club, Inc. 04-19869 ATA Leisure Corp. 04-19870 Amber Travel, Inc. 04-19871 American Trans Air Execujet, Inc. 04-19872 ATA Cargo, Inc. 04-19873 Chicago Express Airlines, Inc. 04-19874 Previously Required Documents ATTACHED SUBMITTED -------- --------- 1. Monthly Income Statement X X (P&L1) -------- --------- 2. Monthly Cash Flow Report X X (CF1; 3 pages) -------- --------- 3. Statement of Operations X X (Oprept) -------- --------- 4. Other reports/documents as X X required by the U.S. Trustee -------- --------- The undersigned certifies under penalty of perjury that the information contained in this and accompanying reports is complete, true and correct to the best of my knowledge, information, and belief. By: /s/ Wisty B. Malone Dated: 31-Mar-05 (Name) Vice President and Controller Debtor's telephone number: (317)-282-4000 (Title) Reports prepared by: Wisty B. Malone, Vice President and Controller / Treasurer (Name) (Title) 1 Exhibit - 99 U.S Department of Justice United States Trustee, Region 10 Central & Southern Districts of Illinois Northern & Southern Districts of Indiana 101 West Ohio Street, Suite 1000 Indianapolis, Indiana 46204 317/226-6101 ~ Fax 317/226-6356 Office of the United States Trustee- Region 10 Indianapolis, Indiana Statement of Operations For the Month ended February 28, 2005 Debtor Names: ATA Holdings Corp. Case Numbers: 04-19866 ATA Airlines, Inc. 04-19868 Ambassadair Travel Club, Inc. 04-19869 ATA Leisure Corp. 04-19870 Amber Travel, Inc. 04-19871 American Trans Air Execujet, Inc. 04-19872 ATA Cargo, Inc. 04-19873 Chicago Express Airlines, Inc. 04-19874 1. What efforts have been made toward the presentation of a plan to creditors? On February 3, ATA and Southwest Airlines entered into the First Amendment to the Credit Agreement, modifying January's covenants. On February 7, ATA received authorization from the Bankruptcy Court to retain Compass Advisors to provide investment banking services to sell Chicago Express Airlines. As required under its agreement with the Creditors' Committee, the Company developed a business plan and distributed it to the Creditors' Committee, the Air Transportation Stabilization Board, and its DIP lender on February 28, 2005. 2. Has the Debtor in possession made any payments on the pre-petition unsecured debt since the filing of the bankruptcy? ________ NO ___X____ YES - If yes, then identify to whom the payment was made, the date paid, and the amount(s). *Refer to Attachment A 3. Provide a brief narrative covering any significant events which occurred this past month. On February 4, ATA and Southwest Airlines began exchanging passengers under a codeshare agreement. On February 22, the Company announced the appointment of John G. Denison as Chief Executive Officer for ATA Airlines. 4. List the face value of accounts receivable as of the bankruptcy filing date, $154,188,000. List the face value of accounts receivable at filing date that are still outstanding as of 2/28/2005, $29,453,743. What amount of these receivables is considered uncollectible? $1,882,988. 5. If assets have been sold this month on other than the ordinary course of business. Provide the following information: a. assets(s) sold: none ----------------------------------------- b. date of sale: ----------------------------------------- c. sales price: ----------------------------------------- d. net amount received: ----------------------------------------- 2 6. List payments made to principals, executives, or insiders (this includes draws or cash withdrawals by individuals or partners. dividends, lease payments on property owned by insider, loans, gross salaries, etc.) Payee Name Position Amount Explanation - ---------- -------- ------ ----------- Allen J Moebius Related to Officer $ 4,200 Salary Eugene J Moebius Related to Officer 4,264 Salary Gordon D Moebius Related to Officer 6,438 Salary J George Mikelsons Chairman, Chief Executive 47,984 Salary Officer & President Muriel M Mikelsons Related to Officer 3,265 Salary James W Hlavacek Vice Chairman 26,344 Salary Senior Vice President William Dale Beal Operations 20,038 Salary Gilbert F Viets Executive Vice President & 25,231 Salary Chief Restructuring Officer John B Happ Senior Vice President 19,346 Salary Marketing & Sales BETACO $ 73,557 Lease Related 7. Schedule insurance coverage. Type of Policy Expiration Date ______________ _______________ *Refer to Attachment B Has any insurance coverage either been reduced or allowed to lapse during this month? If so, explain what changes have taken place. Refer to Attachment B. If any insurance coverage will expire within 60 days from this report, explain what steps are being taken to renew existing policies or to acquire new insurance coverage. Provide the United States Trustee with a new certificate. *Refer to Attachment B. 8. Schedule of changes in personnel. Full Time Part Time a. Total number of employees at beginning of this period, 1/31/2005 5,919 662 b. Number hired during period. 3 19 c. Number terminated or resigned. (319) (27) d. Total number of employees on payroll at the end of this period. 5,603 654 3 OFFICE OF THE US TRUSTEE-REGION 10 ATA HOLDINGS CORP. AND SUBSIDIARIES MONTHLY CASH FLOW REPORT for the month ended February 28, 2005 (Dollars in thousands) February 28 2005 ___________________ (Unaudited) Operating activities: Net income (loss) before reorganization expenses $ (19,334) Reorganization items, net (4,237) Adjustments to reconcile net income (loss) before reorganization expenses to net cash provided by (used in) operating activities: Depreciation and amortization 4,065 Other non-cash items (229) Changes in operating assets and liabilities: Receivables 309 Inventories 2,006 Prepaid expenses (6,444) Accounts payable (2,198) Air traffic liabilities 3,037 Liabilities Subject to Compromise (2,517) Accrued expenses (33) ------------------- Net cash (used in) operating activities (25,575) ------------------- Investing activities: Capital expenditures (662) Noncurrent prepaid aircraft rent 8,014 (Additions) reductions to other assets (813) Proceeds from sales of property and equipment 158 ------------------- Net cash provided by investing activities 6,697 ------------------- Financing activities: Payments on long term debt (60) Decrease (increase) in restricted cash 17 ------------------- Net cash (provided by) financing activities (43) ------------------- Decrease in cash and cash equivalents (18,921) Cash and cash equivalents, beginning of period 123,471 ------------------- Cash and cash equivalents, end of period $ 104,550 =================== Cash Flow Summary - ----------------- Cash at 1/31/2005 123,471 Receipts 95,506 Disbursements (114,477) ------------------- Cash at 02/28/2005 $ 104,500 =================== Note: These consolidated financial statements are unaudited and preliminary and do not include footnote disclosures. They include certain estimates that were based on information available at the time of filing, and are subject to change. The financial statements will be included as a component of ATA Holdings Corp. and subsidiaries first quarter 2005 unaudited consolidated financial statements required to be filed with the Quarterly Report on Form 10Q with the Securities and Exchange Commission by May 16, 2005. 4
OFFICE OF THE US TRUSTEE-REGION 10 MONTHLY CASH FLOW REPORT For the Month ended February 28, 2005 STATUS OF TAXES ADJUSTED **AMOUNT BEGINNING WITHHELD AMOUNT ENDING *TAX LIABILITY OR \ACCRUED PAID TAX LIABILITY -------------- ---------------- --------------- --------------- FEDERAL withholding $ 0 $ 2,542,387 $ (2,542,387) $ 0 -------------- ---------------- --------------- --------------- FICA-employee and employer 1,142,722 3,075,952 (3,188,368) 1,030,305 -------------- ---------------- --------------- --------------- unemployment (0) 85,064 (87,943) (2,879) -------------- ---------------- --------------- --------------- income - - - - -------------- ---------------- --------------- --------------- 1 excise tax on transportation 5,904,608 2,797,036 (5,429,355) 3,272,289 -------------- ---------------- --------------- --------------- 2 passenger facility charges 1,820,693 1,860,875 (1,833,209) 1,848,359 -------------- ---------------- --------------- --------------- 3 US passenger security fee 1,388,242 1,401,948 (1,385,365) 1,404,825 -------------- ---------------- --------------- --------------- 3 customs and immigration Fees 160,822 232,473 - 393,295 -------------- ---------------- --------------- --------------- 3 APHIS fees 77,153 114,516 - 191,669 -------------- ---------------- --------------- --------------- APHIS by aircraft 14,140 12,740 - 26,880 -------------- ---------------- --------------- --------------- a. subtotal $ 10,508,380 $ 12,122,990 $ (14,466,627) $ 8,164,744 =============== =============== =============== ============== STATE & LOCAL withholding $ (145) $ 662,228 $ (662,067) $ 16 -------------- ---------------- --------------- --------------- sales/use tax 190,219 40,191 (0) 230,410 -------------- ---------------- --------------- --------------- unemployment 22,562 1,594,438 (408,900) 1,208,099 -------------- ---------------- --------------- --------------- income - - - - -------------- ---------------- --------------- --------------- other real property 660,576 58,916 (248,612) 470,880 -------------- ---------------- --------------- --------------- personal property 1,435,657 383,808 (30,704) 1,788,761 -------------- ---------------- --------------- --------------- b.subtotal $ 2,308,869 $ 2,739,580 $ (1,350,283) $ 3,698,166 =============== =============== =============== =============== FOREIGN c.subtotal $ 3,754,625 $ (467,205) $ (331,963) $ 2,955,458 =============== =============== =============== =============== TOTAL TAXES PAID-from a., b.& c. above $ (16,148,872) =============== (this sum is to be listed on page 1, as tax payments) Explain the reason for any past due post-petition taxes: N/A
1 Excise taxes are collected from the passenger and held in a separate segregated corporate account entitled "IRS Trust Tax Funds." 2 Passenger facility charges are collected from the passenger and held in a separate segregated corporate account entitled "PFC Trust Funds Account." 3 US Passenger security fees, USDA APHIS fee (Animal & Plant Health Inspection Service), US Customs - Air passenger user fee, and Immigration & Naturalization Service - Inspection fee are collected from the passenger and are held in a separate segregated corporate account entitled "US Government Trust Funds." *The beginning tax liability represents liabilities which the Company has received authorization and intends to pay as well as liabilities incurred post-petition. **Includes adjustments. 5
OFFICE OF THE U.S. TRUSTEE- REGION 10 ATA HOLDINGS CORP. AND SUBSIDIARIES AGING SCHEDULES FOR PAYABLES for the month ended February 28, 2005 Current ( 0-30 days ) 31-60 days 61-90 days 91 & over Total -------------- ----------- ---------------- ------------ ------------- Accounts Payable1 Post-Petition only $ 3,880,567 604,980 69,845 322,105 $ 4,877,497 -------------- ----------- ---------------- ------------ ------------- Account Beginning Ending ------- --------- ------- Post Petition Bank Bank Name Number Balance Balance --------- -------- --------- ------- * Refer to Attachment C -------------- ----------- ---------------- ------------ Cash Disbursements by Company Company Name Disbursement Amount ------------------- ATA Holdings Corp. $ - ---------------- ATA Airlines, Inc. 109,257,783 ---------------- Ambassadair Travel Club, Inc. 1,447,500 ---------------- ATA Leisure Corp. - ---------------- Amber Travel, Inc. 1,399 ---------------- American Trans Air Execujet, Inc. 195,638 ---------------- ATA Cargo, Inc. 235,611 ---------------- Chicago Express Airlines, Inc. 3,339,496 ---------------- Total $ 114,477,427 ================ 1 Accounts Payable balances are aged based on invoice date, not due date, and represent all post-petition invoices in the Accounts Payable System.
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OFFICE OF THE US TRUSTEE-REGION 10 ATA HOLDINGS CORP. AND SUBSIDIARIES MONTHLY INCOME STATEMENT for the month ended February 28, 2005 (Dollars in thousands, except per share data) February 28, 2005 2005 Year to Date ---------------- -------------- (Unaudited) (Unaudited) Operating revenues: Scheduled service $ 48,432 $ 108,797 Charter 36,852 75,633 Ground package 2,024 3,984 Other 3,365 7,365 ---------------- -------------- Total operating revenues 90,673 195,779 ---------------- -------------- Operating expenses: Salaries, wages and benefits 26,333 62,014 Fuel and oil 24,905 54,999 Aircraft rentals 15,649 31,687 Handling, landing and navigation fees 8,702 19,743 Aircraft maintenance, materials and repairs 4,520 10,225 Depreciation and amortization 4,065 8,163 Crew and other employee travel 4,312 7,902 Passenger service 3,321 6,567 Other selling expenses 2,377 5,330 Commissions 2,605 5,276 Facilities and other rentals 2,420 4,798 Insurance 2,353 3,892 Ground package cost 1,604 3,277 Advertising 1,221 1,833 Aircraft impairments and retirements 0 189 Other 5,141 10,436 ---------------- -------------- Total operating expenses 109,528 236,331 ---------------- -------------- Operating income (loss) (18,855) (40,552) Other income (expense): Interest income 148 290 Interest expense (547) (1,073) Other (80) (157) Reorganization expenses (4,237) (5,821) ---------------- -------------- Other expense (4,716) (6,761) ---------------- -------------- Income (loss) before income taxes (23,571) (47,313) Income taxes - - Net income (loss) (23,571) (47,313) Preferred stock dividends - - ---------------- --------------- Income (loss) available to common shareholders $ (23,571) $ (47,313) ================ =============== Basic earnings per common share: Average shares outstanding 11,824,287 11,824,287 Net income (loss) per share $ (1.99) $ (4.00) ================ =============== Diluted earnings per common share: Average shares outstanding 11,824,287 11,824,287 Net income (loss) per share $ (1.99) $ (4.00) ================ =============== Note: These consolidated financial statements are unaudited and preliminary and do not include footnote disclosures. They include certain estimates that were based on information available at the time of filing, and are subject to change. The financial statements will be included as a component of ATA Holdings Corp. and subsidiaries first quarter 2005 unaudited consolidated financial statements required to be filed with the Quarterly Report on Form 10Q with the Securities and Exchange Commission by May 16, 2005.
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OFFICE OF THE US TRUSTEE-REGION 10 ATA HOLDINGS CORP. AND SUBSIDIARIES MONTHLY BALANCE SHEET for the month ended February 28, 2005 (Dollars in thousands) February 28, 2005 ------------ ASSETS (Unaudited) Current assets: Cash and cash equivalents $ 104,550 Receivables, net of allowance for doubtful accounts (2005 - $3,042; 2004 - $2,608) 125,687 Inventories, net 40,376 Prepaid expenses and other current assets 51,336 ------------ Total current assets 321,949 Property and equipment: Flight equipment 199,300 Facilities and ground equipment 147,665 ------------ 346,965 Accumulated depreciation (170,614) ------------ 176,351 Restricted cash 31,447 Goodwill 8,488 Prepaid aircraft rent 48,960 Investment in BATA 6,706 Deposits and other assets 27,721 ------------ Total assets $ 621,622 ============ LIABILITIES AND SHAREHOLDERS' DEFICIT Current liabilities: Long-term debt in default $ - Current maturities on long-term debt 41,000 Accounts payable 4,877 Air traffic liabilities 88,694 Accrued expenses 126,722 ------------ Total current liabilities 261,293 Long-term debt, less current maturities and long-term debt in default - Deferred gains from sale and leaseback of aircraft - Other deferred items 30,507 Mandatorily redeemable preferred stock; authorized and issued 500 shares - ------------ Total liabilities 291,800 Liabilities subject to compromise 1,267,691 Commitments and contingencies Convertible redeemable preferred stock - subject to compromise; authorized and issued 300 shares 30,000 Shareholders' deficit: Preferred stock; authorized 9,999,200 shares; none issued - Common stock, without par value; authorized 30,000,000 shares; issued 13,535,727 - 2005; 13,535,727 - 2004 66,013 Treasury stock; 1,711,440 shares - 2005; 1,711,440 shares - 2004 (24,778) Additional paid-in capital 18,166 Accumulated deficit (1,027,270) ------------ Total shareholders' deficit (967,869) ------------ Total liabilities and shareholders' deficit $ 621,622 ============ Note: These consolidated financial statements are unaudited and preliminary anddo not include footnote disclosures. They include certain estimates that werebased on information available at the time of filing, and are subject to change.The financial statements will be included as a component of ATA Holdings Corp.and subsidiaries first quarter 2005 unaudited consolidated financial statementsrequired to be filed with the Quarterly Report on Form 10Q with the Securitiesand Exchange Commission by May 16, 2005.
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ATA Holdings Corp. Cash Payments to Bankruptcy Professionals Payments made in February 2005 --------- ------------------- Amount Cleared Date --------- ------------------- Akin , Gump, Strauss, Hauer & Feld LLP $1,300,304 2/1/2005 & 2/22/2005 Baker & Daniels $274 2/2/2005 BMC $312,221 2/22/2005 Lazard Freres & Co. $541,828 2/28/2005 Ponader & Associates $15,088 2/16/2005 Sommer Barnard Ackerman $231,235 2/15/2005 & 2/28/2005 Greenbaum Doll & McDonald $94,867 2/11/2005 --------- 1,300,578 ---------
9 Attachment A: Summary of Pre-Petition Payments made during February 2005 Paid In Accordance With: Amount ------------------------ ------ Clearinghouse / Interline Agreements Motion $ - Specific Court Approval 89,930 Customer Programs Motion or Employee Obligations Motion 375,965 Insurance Motion 98,107 Not Asset of Estate or Tax Motion 148,672 Airport Fees Motion 261,022 ------------ Total Pre-Petition Payments $ 973,696 ============ 10
Attachment B: Schedule of Insurance Coverage Insurer Expiration Date Purpose - ------ --------------- ------- Chubb Custom Insurance Co. January 1, 2005 Foreign Auto Coverage (Jamaica) *Policy cancelled due to sale of automobile and cancellation of service. - ------------------------------------------------- ---------------- ------------------------------------------------ Zurich American Insurance Co. February 15, 2006 Liability for bodily injury and property damage resulting form Travel Agency/Tour Operations - ------------------------------------------------- ---------------- ------------------------------------------------ National Union Fire Insurance Co. of March 31, 2006 Directors and Officers liability (primary layer) Pittsburgh,PA - ------------------------------------------------- ---------------- ------------------------------------------------ Great American March 31, 2006 Directors and Officers liability (excess layer) - ------------------------------------------------- ---------------- ------------------------------------------------ Federal Insurance Company (Chubb) March 31, 2006 Directors and Officers liability (second excess layer) - ------------------------------------------------- ---------------- ------------------------------------------------ St. Paul March 31, 2006 Directors and Officers liability (third excess layer) - ------------------------------------------------- ---------------- ------------------------------------------------ XL Specialty Insurance Company March 31, 2006 Directors and Officers liability (fourth excess layer) - ------------------------------------------------- ---------------- ------------------------------------------------ Ing Seguros Commercial America March 18, 2005 Mexican General Liability *Full renewal process underway - ------------------------------------------------- ---------------- ------------------------------------------------ Ing Seguros Comercial America October 1, 2005 Mexican Auto Policy - ------------------------------------------------- ---------------- ------------------------------------------------ Ing Seguros Comercial America October 1, 2005 Mexican Auto Policy - ------------------------------------------------- ---------------- ------------------------------------------------ Hartford Fire Insurance Company August 15, 2005 Domestic Automobile Liability and Physical Damage Coverage - ------------------------------------------------- ---------------- ------------------------------------------------ Federal Insurance Company (Chubb) May 23, 2005 Executive Protection Policies *Renewal paperwork submitted - ------------------------------------------------- ---------------- ------------------------------------------------ XL Insurance (Bermuda) July 7, 2005 Employment Practices Liability - ------------------------------------------------- ---------------- ------------------------------------------------ Affiliated FM August 15, 2005 Property Coverage - ------------------------------------------------- ---------------- ------------------------------------------------ ING Commercial America, S.A. August 1, 2005 Property Coverage (Mexico) - ------------------------------------------------- ---------------- ------------------------------------------------ Chubb Custom August 19, 2012 Pollution Legal Liability - ------------------------------------------------- ---------------- ------------------------------------------------ American International Aviation Agency, Inc. - October 1, 2005 Aviation Hull & Liability 15% / XL Aerospace - 10% / Le Reunion Aerienne - 11% / AXA (AGL) - 5% / Amlin (AGL) - 6% / Axis (AGL) - 7.5% / St. Paul (AGL) - 2.5% / Markel (AGL) - 1.5% / Swiss Re (AGL) - 4% / Frankona (AGL) - 15% / Allianz (AGL) - 5% / Global Aerospace, Inc.- 17.5% - ------------------------------------------------- ---------------- ------------------------------------------------ Federal Aviation Administration August 31, 2005 Aviation Hull War Risks & War Third Party Liability - ------------------------------------------------- ---------------- ------------------------------------------------ Illinois National Insurance Company October 1, 2005 Premises, Products & Hangarkeepers - ------------------------------------------------- ---------------- ------------------------------------------------ Illinois National Insurance Company October 1, 2005 Aircraft Hull and Liability - ------------------------------------------------- ---------------- ------------------------------------------------ Ing Seguros Comercial America October 1, 2005 Public Liability Aircraft Policy - ------------------------------------------------- ---------------- ------------------------------------------------ AIG December 14, 2005 Workers' Comp - ------------------------------------------------- ---------------- ------------------------------------------------ The Insurance Company of the State of Pennsylvania December 14, 2005 Casualty Program (Defense Base Act) - ------------------------------------------------- ---------------- ------------------------------------------------ American Int'l Insurance Co. December 15, 2005 Puerto Rico Auto - ------------------------------------------------- ---------------- ------------------------------------------------
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Attachment C: Post Petition Bank Accounts Bank Name Bank Account # Account Description Legal Entity Beginning Balance Ending Balance - --------- -------------- -------------------- ------------ ----------------- -------------- National City Bank 584979615 Ambassadair Fiduciary - ARC Ambassadair debits/credits $ 860 $ 860 - ------------------ -------------- --------------------------- ------------------- ---------------- -------------- National City Bank 198378 Ambassadair credit card Ambassadair receipts, deposits $ (8,850) $ 4,270 - ------------------ -------------- --------------------------- ------------------- ---------------- -------------- National City Bank 698307393 Outstation SBN ATA Airlines $ 1,121 $ 3,573 - ------------------ -------------- --------------------------- ------------------- ---------------- -------------- Caribbean Mercantile 23296308 Outstation AUA ATA Airlines Bank N.V. $ 8,205 $ 9,028 - ------------------ -------------- --------------------------- ------------------- ---------------- -------------- SouthTrust Bank 30000006 Outstation - FLL ATA Airlines $ 15,485 $ 3,668 - ------------------ -------------- --------------------------- ------------------- ---------------- -------------- Bank of America 1233185823 / Outstation SEA, SFO, MCO, ATA Airlines 1233000909 / LAX, SJC, DFW 1233000904 / 1000006268 / 1233401176 / 1235203716 $ 611,999 $ 183,168 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- US Bank 873792676 Outstation MSP, CID ATA Airlines $ 36,988 $ 51,411 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Banco-Popular 107-01620-6 Outstation SJU ATA Airlines $ 96,200 $ 47,384 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 202206 IND CTO, TBM, Corporate ATA Airlines Travel, GRP, AGY $ 70,944 $ 40,858 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 109312 ATA Airlines Inc - Main ATA Airlines Disbursement - wires $ 901,116 $ 411,910 - ------------------ -------------- --------------------------- ------------------- ---------------- -------------- Foreign Coin $ 8,100 $ 7,858 - ------------------ -------------- --------------------------- ------------------- ---------------- -------------- Lloyds Bank 763409 Checking - Foreign Payroll ATA Airlines $ 14,734 $ 19,205 - ------------------------------------ --------------------------- ------------------ ---------------- --------------- Bank One 02389-93 Outstation GRR, FNT ATA Airlines $ 21,187 $ 12,425 - ------------------ -------------- --------------------------- ------------------- ---------------- -------------- Bank One 5690439 Outstation MDW, ORD, CHI, ATA Airlines TBM $ 771,345 $ 242,139 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Wachovia 14739239 Outstation SRQ ATA Airlines $ 9,450 $ 7,251 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Fleet 52743764 Outstation BOS ATA Airlines $ 13,680 $ 6,819 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Wells Fargo Bank 0832-884571 Outstation LAS ATA Airlines $ 57,811 $ 28,324 Nevada - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 203195 ATA Airlines Inc - Tax ATA Airlines Fiduciary $ 2,266 $ - - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Lloyd's Bank 170424 LGW Petty Cash ATA Airlines $ 613 $ 601 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Bank of Hawaii 18023997 Outstation HNL, OGG ATA Airlines $ 152,704 $ 215,614 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Citibank 3813-7141 Outstation LGA ATA Airlines $ 125,736 $ 46,848 - ------------------ -------------- --------------------------- ------------------- ---------------- -------------- Dresdner 5402815 D mark checking ATA Airlines $ 112,411 $ 29,183 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Bank One 700016621867 Payroll (mainly manual ATA Airlines checks) $ 98,182 $ 101,222 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- BBVA-Bancomer, S.A. 442559773 Mexican Checking ATA Airlines $(1,007,280) $ (757,179) - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Wells Fargo 0822-605440 Outstation PHX ATA Airlines $ 38,196 $ 7,613 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Wachovia 3764120 Outstation PHL ATA Airlines $ 13,174 $ 1,000 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Royal Bank of Canada 100-535-4 Outstation NAS ATA Airlines $ 1,336 $ 1,350 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 196590 ATA Airlines Inc - Captain ATA Airlines $ 103,898 $ 224,918 Checks - ------------------ -------------- --------------------------- ------------------- ---------------- ---------------
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Attachment C: Post Petition Bank Accounts - Cont. Bank Name Bank Account # Account Description Legal Entity Beginning Balance Ending Balance - --------- -------------- -------------------- ------------ ----------------- -------------- National City Bank 7730034514 ATA Airlines Holdings Corp ATA Holdings Corp $ (977) $ 159 - Per Diem - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Wachovia 13904573 Outstation MIA ATA Airlines $ 9,770 $ 869 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- M&I (Marshall & 24083345 Outstation MKE, MSN ATA Airlines Ilsley) $ 18,719 $ 3,503 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Key Bank 5001290152 Outstation DAY ATA Airlines $ 11,878 $ 1,025 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- First American 6583021096 Outstation DSM ATA Airlines $ 7,598 $ 1,293 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Citizens National ATA Airlines $ 1,052 $ 2,794 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- JP MorganChase 910 2 772812 Travel Agency ACH ATA Airlines $ 165,210 $ 165,210 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- US Bank 103655382945 Outstation DEN ATA Airlines $ 29,947 $ 42,550 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Citibank 40798686 Health Claims - CIGNA ATA Airlines $ 2,751 $ - - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 884034141 Outstation SPI ATA Airlines $ 4,907 $ 958 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Wachovia 14739271 Outstation PIE, RSW ATA Airlines $ 63,209 $ 36,623 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Wachovia 13890849 Outstation EWR, DCA, CLT ATA Airlines $ 66,533 $ 22,606 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Lloyd TSB USD 11257374 ATA Airlines $ 26,484 $ 26,484 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Wachovia 11052757 Disability Claims ATA Airlines $ 23,883 $ (3,624) - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- BBVA-Bancomer, S.A. 132595923 Outstation GDL - USD ATA Airlines $ 97,654 $ 117,309 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- BBVA-Bancomer, S.A. 132595842 Outstation GDL - MXP ATA Airlines $ 145,419 $ 153,611 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- BBVA-Bancomer, S.A. 132595907 Outstation CUN - MXP ATA Airlines $ 9,361 $ 9,595 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- BBVA-Bancomer, S.A. 132595982 Outstation CUN - USD ATA Airlines $ 45,191 $ 46,195 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 884153730 Outstation MLI ATA Airlines $ 7,732 $ 1,000 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 657391691 Outstation TOL ATA Airlines $ 3,744 $ 1,000 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 754213387 Outstation - LEX ATA Airlines $ 1,293,078 $ 654,504 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- JP MorganChase 475017986 Healthcare Claims - United ATA Airlines Healthcare $ (366,311) $ (298,417) - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- BBVA-Bancomer, S.A. 137308310 Outstation PVR - USD ATA Airlines $ 4,408 $ 4,836 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- BBVA-Bancomer, S.A. 137303262 Outstation PVR - MXP ATA Airlines $ 1,745 $ 1,752 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- JP MorganChase 475018737 Flexible Spending Account ATA Airlines $ 128,090 $ 126,975 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 658807273 Outstation PIT ATA Airlines $ 14,118 $ 996 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 981092693 ATA Airlines Inc - Payroll ATA Airlines $ 218,572 $ 201,446 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Trancentrix N/A Foreign Payments $ 1,308,967 $ 1,114,022 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 981094058 Outstation FWA ATA Airlines $ - $ - - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 135597 & 7000000419 Main Disbursement - checks ATA Holdings Corp. $ (5,721,632) $ (6,671,122) - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City 202031 Deposits and Credit Card Amber Tours receipts $ - $ - - ------------------ -------------- --------------------------- ------------------- ---------------- ---------------- National City Bank 203551 ATA Airlines Inc - Amber Travel Fiduciary (ARC) Amber Travel $ 541 $ 541 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank ATA Airlines Inc - Amber Amber Travel Travel Fiduciary (ARC) $ - $ 47,548 - ------------------ -------------- --------------------------- ------------------- ---------------- ---------------
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Attachment C: Post Petition Bank Accounts - Cont. Bank Name Bank Account # Account Description Legal Entity Beginning Balance Ending Balance - --------- -------------- ------------------- ------------ ----------------- -------------- National City Bank 203564 Deposits and Credit Card Amber Travel receipts $ - $ - - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Fifth/Third 1415486 ATA Airlines Cargo ATA Cargo Inc $ 29,032 $ 9,045 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City 204149 Deposits and Credit Card American Trans Air Receipts Execujet, Inc. $ (5,679) $ (5,679) - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Regions 205133 Operating/Disbursement Chicago Express Account $ (266,683) $ (270,326) - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Bank One 4273893 Depository - Any money Chicago Express received $ 112,677 $ 120,489 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Regions 205133 Investment Sweep Chicago Express $ 448,041 $ 390,492 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City Bank 758014652 Petty cash - South Bend Chicago Express $ 425 $ 425 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- National City/US 0622608/4200778346 Investment Account ATA Airlines Bank/Morgan Stanley/Union Planters $ 109,161,819 $ 92,677,882 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Bank One Money Market - Officer's ATA Holdings Salaries $ 654,532 $ 716,907 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Money Market Fund Washington Assurance $ 229,322 $ 229,322 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- SPECIAL PURPOSE ACCOUNTS First Indiana Bank 10101410 IRS Tax Trust ATA Airlines $ 8,188,123 $ 8,628,424 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- First Indiana Bank 10101423 PFC Trust ATA Airlines $ 3,344,617 $ 3,319,442 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- First Indiana Bank 10101436 U.S. Gov't Trust ATA Airlines $ 1,629,111 $ 1,921,312 - ------------------ -------------- --------------------------- ------------------- ---------------- --------------- Bank Account Total: $ 123,418,562 $ 104,501,271 Petty Cash Total: $ 53,696 $ 49,586 ---------------- --------------- Total Funds: $ 123,472,258 $ 104,550,857 ================ ================ *Bank account balances reflect general ledger balances. Negative balances are a result of recording expense when checks are written. These bank accounts are funded as checks clear.
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