X0306 4/A 2016-02-05 2016-02-08 0 0001029730 LADENBURG THALMANN FINANCIAL SERVICES INC LTS 0000898860 FROST PHILLIP MD ET AL 4400 BISCAYNE BOULEVARD MIAMI FL 33137 1 0 1 0 0001380896 Frost Gamma Investments Trust 4400 BISCAYNE BOULEVARD MIAMI FL 33137 0 0 1 0 0001464124 Frost Nevada Investments Trust 4400 BISCAYNE BOULEVARD MIAMI FL 33137 0 0 1 0 Common Stock 2016-02-05 4 M 0 1200000 0.86 A 1220000 D Common Stock 2016-02-05 4 M 0 20000 1.39 A 1240000 D Common Stock 12691199 I Frost Gamma Investments Trust Common Stock 43013431 I Frost Nevada Investments Trust 8.00% Series A Cumulative Redeemable Preferred Stock 910000 I Frost Nevada Investments Trust Stock Option (Right to Buy) 0.86 2016-02-05 4 M 0 1200000 0.00 D 2016-07-12 Common Stock 1200000 0 D Stock Option (Right to Buy) 1.39 2016-02-05 4 M 0 20000 0.00 D 2007-11-06 2016-11-05 Common Stock 20000 0 D This amendment on Form 4/A is filed to correct the transaction date of each option exercise. These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee and Frost Gamma, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of two limited partners of Frost Gamma, L.P. The general partner of Frost Gamma, L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. The Reporting Person is also the sole shareholder of Frost-Nevada Corporation. These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013. The options were granted on July 13, 2006 and vested in four equal installments beginning on July 13, 2007. /s/ Phillip Frost, M.D. 2016-02-08 /s/ Phillip Frost, M.D., Trustee 2016-02-08 /s/ Phillip Frost, M.D., Trustee 2016-02-08