-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JGzs9QyzFRU7gtwSV+7n/HmNasrePd7MgJ+d+OmGECstOxI3jJ+rwLTqXtmHq5/X sn15jisvhATBdW7BY89M0Q== 0001144204-08-019983.txt : 20080401 0001144204-08-019983.hdr.sgml : 20080401 20080401184135 ACCESSION NUMBER: 0001144204-08-019983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080328 FILED AS OF DATE: 20080401 DATE AS OF CHANGE: 20080401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opko Health, Inc. CENTRAL INDEX KEY: 0000944809 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 752402409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: SUITE 900 CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-6015 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: SUITE 900 CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: eXegenics Inc DATE OF NAME CHANGE: 20040505 FORMER COMPANY: FORMER CONFORMED NAME: EXEGENICS INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: CYTOCLONAL PHARMACEUTICS INC /DE DATE OF NAME CHANGE: 19950503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frost Gamma Investment Trust CENTRAL INDEX KEY: 0001380896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33528 FILM NUMBER: 08730870 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD, 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-6000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD, 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL CENTRAL INDEX KEY: 0000898860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33528 FILM NUMBER: 08730871 BUSINESS ADDRESS: BUSINESS PHONE: 3055756001 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 4 1 v109290_ex.xml X0202 4 2008-03-28 0 0000944809 Opko Health, Inc. OPK 0000898860 FROST PHILLIP MD ET AL 4400 BISCAYNE BLVD MIAMI FL 33137-3227 1 1 1 0 CEO & Chairman 0001380896 Frost Gamma Investment Trust 4400 BISCAYNE BOULEVARD MIAMI FL 33137-3227 0 0 1 0 Common Stock 2008-03-28 4 P 0 1000 2.11 A 55378644 I See Footnote Common Stock 2008-03-28 4 P 0 4000 2.12 A 55382644 I See Footnote Common Stock 2008-03-28 4 P 0 700 2.13 A 55383344 I See Footnote Common Stock 2008-03-28 4 P 0 1000 2.14 A 55384344 I See Footnote Common Stock 2008-03-28 4 P 0 3300 2.15 A 55387644 I See Footnote Common Stock 2008-03-31 4 P 0 1900 2.02 A 55389544 I See Footnote Common Stock 2008-03-31 4 P 0 1700 2.04 A 55391244 I See Footnote Common Stock 2008-03-31 4 P 0 700 2.05 A 55391944 I See Footnote Common Stock 2008-03-31 4 P 0 2300 2.06 A 55394244 I See Footnote Common Stock 2008-03-31 4 P 0 3400 2.07 A 55397644 I See Footnote Common Stock 15490546 I See Footnote The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These securities are owned directly by The Frost Group, LLC. Frost Gamma Investments Trust is a principal member of The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Exhibit List: Exhibit 99 - Joint Filer Information /s/ Phillip Frost MD 2008-04-01 /s/ Phillip Frost MD, as trustee 2008-04-01 EX-99 2 ex99.txt JOINT FILER INFORMATION NAME: Frost Gamma Investments Trust ADDRESS: 4400 Biscayne Blvd Miami, FL 33137 Designated Filer: Phillip Frost, M.D. Issuer and Ticker Symbol: Opko Health, Inc. (OPK) Date of Event Requiring Statement: March 28, 2008 FROST GAMMA INVESTMENTS TRUST by: /s/ Phillip Frost M.D., as trustee ---------------------------------- Phillip Frost, M.D., Trustee -----END PRIVACY-ENHANCED MESSAGE-----