0001104659-23-045708.txt : 20230414
0001104659-23-045708.hdr.sgml : 20230414
20230414173038
ACCESSION NUMBER: 0001104659-23-045708
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230411
FILED AS OF DATE: 20230414
DATE AS OF CHANGE: 20230414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL
CENTRAL INDEX KEY: 0000898860
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40447
FILM NUMBER: 23822188
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137-3227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frost Gamma Investments Trust
CENTRAL INDEX KEY: 0001380896
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40447
FILM NUMBER: 23822187
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 305-575-6511
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER NAME:
FORMER CONFORMED NAME: Frost Gamma Investment Trust
DATE OF NAME CHANGE: 20061113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NextPlat Corp
CENTRAL INDEX KEY: 0001058307
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 650783722
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3250 MARY ST
STREET 2: SUITE 410
CITY: COCONUT GROVE
STATE: FL
ZIP: 33133
BUSINESS PHONE: 1-305-560-5355
MAIL ADDRESS:
STREET 1: 3250 MARY ST
STREET 2: SUITE 410
CITY: COCONUT GROVE
STATE: FL
ZIP: 33133
FORMER COMPANY:
FORMER CONFORMED NAME: ORBSAT CORP
DATE OF NAME CHANGE: 20190819
FORMER COMPANY:
FORMER CONFORMED NAME: Orbital Tracking Corp.
DATE OF NAME CHANGE: 20150128
FORMER COMPANY:
FORMER CONFORMED NAME: Great West Resources, Inc.
DATE OF NAME CHANGE: 20140514
3
1
tm2312930-1_3seq1.xml
OWNERSHIP DOCUMENT
X0206
3
2023-04-11
0
0001058307
NextPlat Corp
NXPL
0000898860
FROST PHILLIP MD ET AL
4400 BISCAYNE BLVD.
MIAMI
FL
33137
0
0
1
0
0001380896
Frost Gamma Investments Trust
4400 BISCAYNE BLVD.
MIAMI
FL
33137
0
0
1
0
Common Stock
3428571
I
See footnote
Represents shares of the Issuer's common stock acquired by the Reporting Person from the Issuer in a private placement transaction pursuant to that certain Securities Purchase Agreement by and among the Issuer and Frost Gamma Investments Trust, dated April 5, 2023.
These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation, of which the Reporting Person is the sole shareholder. The Reporting Person disclaims beneficial ownership of the securities held by Frost Gamma Investments Trust except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Phillip Frost, M.D., Individually
2023-04-14
/s/ Phillip Frost, M.D., as Trustee
2023-04-14